NYSE Arca offers a range of order types.


Find a full description of all fees and charges on the NYSE Arca platform, including Odd-lot, ETP, Regulatory, and Market Maker fees.


NYSE Arca trades all NYSE, NYSE Arca, NYSE American, US and OTC listed stocks.


On September 10, 2010, the SEC approved rules that expanded the stock-by-stock circuit breakers and clarified the process for breaking erroneous trades. These changes were incorporated into the NYSE Arca Equities Rule 7.10. These changes were also adopted by the other exchanges in the national market system.

A transaction is defined as “clearly erroneous” when there is an obvious error in any term, such as price, number of shares or other unit of trading, or identification of the security. CEE Requests for Review are processed using a web-based submission service, which was designed to expedite and simplify the review process.

All NYSE, NYSE American, or NYSE Arca Submission Forms, and detailed CEE guidelines and policies are available on the NYSE Clearly Erroneous Execution Customer Submission website.

In the event that the website is not accessible, customers may submit a request via the form below.

To process the request in this manner, please save the form to your computer desktop with the relevant information and email the attachment to NYSE Arca.

Risk Management Tool

NYSE/NYSE American and NYSE Arca are introducing new tools to supplement a firm’s own internal risk management tools. The Risk Management Tools (RMT) is a GUI that allows users to track executed exposure and make real-time adjustments to net exposure limits via a web interface.

Risk Management Tools (RMT) allow firms to:

  • Define net exposure limits by risk group
  • Track net notional exposure by risk group on NYSE/NYSE American or NYSE Arca
  • View net notional exposure by symbol or mnemonic
  • Receive email or web based alerts when nearing or breaching a firm defined limit
  • In a future phase, auto-block and/or auto-cancel orders when firm determined exposure limits are breached

There is no cost for RMT.

Use of RMT is voluntary and designed to supplement a firm's own tools.

Additionally, firms will have the ability to bulk cancel orders via API if needed:

To access RMT, an authorized signatory of the firm must submit a User Request Form. To set up RMT email notifications, the firm must submit an Email Notification Authorization Form.

Further Information