Compliance with NYSE's Timely Disclosure Policy is separately required. If issuing material news between the hours of 7:00 am and 4:00 pm, listed companies are required to call the NYSE's Market Watch & Proxy Compliance team at least ten minutes in advance of issuance and a copy of the press release or other Reg-FD compliant method must be submitted via email to email@example.com.
Hard copy written affirmations and exhibits can be submitted using the forms below.
Foreign Private Issuers
For an NYSE company to issue additional shares, it must seek NYSE authorization and file a Supplemental Listing Application ("SLAP"). A memo from the company, signed by an authorized company official providing the Exchange with relevant information relating to the transaction(s), will satisfy the Exchange's application requirements. The memo should be addressed to the Exchange and should include the following information:
Here is a generic example of a supplemental application.
For questions regarding the listing of additional shares on the NYSE, please call +1 212 656 5846.
|03.15.18||Elimination of Need to Submit Physical Copies of Proxies to the Exchange|
|02.21.18||2018 Listed Company Regulation Guidance Memo|
|01.30.18||Dividend Notification Implementation|
|12.07.17||Material News Issued Immediately After NYSE Closing Time|
|09.11.17||Implementation of Revised Dividend Notification Policy|
|08.18.17||Changes Related to the Shortened Settlement Cycle (T+2)|
|07.31.17||Upcoming Revision to Dividend Notification Requirements|
|04.22.16||Section 203.01 Guidance for Foreign Private Issuers|
|02.22.16||Requirement for Interim Reporting By Foreign Private Issuers|
|10.15.15||Guidance Regarding Changes to Date of an Issuer’s Earnings Release|
|09.22.15||Amendment to Timely Alert Policy|
|11.18.14||Timely Alert: Policy Reminder|
2018 NYSE Listed Company Compliance|
|03.05.15||NYSE Late Filer Rule|
|08.18.16||FAQs Regarding 303A.08 - Stockholder Approval for Equity Compensation Plans|
|01.15.13||Voting Rights Interpretations Under Listed Company Manual Section 313|
|01.04.10||FAQs Regarding 303A - Corporate Governance Standards|