The New York Stock Exchange

NYSE Regulation
Governing Documents, Related Information and NMS Plans

Securities and Exchange Act of 1934

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NYSE Group, Inc. and NYSE Holdings LLC

Governing documents of NYSE Group, Inc. and NYSE Holdings LLC, parent companies of New York Stock Exchange LLC, NYSE Arca, Inc., NYSE American LLC, and NYSE National, Inc.:

Seventh Amended and Restated Certificate of Incorporation of NYSE Group

Fourth Amended and Restated Bylaws of NYSE Group

Ninth Amended and Restated Limited Liability Company Agreement of NYSE Holdings LLC

New York Stock Exchange LLC

Eleventh Amended and Restated Operating Agreement of New York Stock Exchange LLC

Independence Policy of New York Stock Exchange LLC

NYSE Arca, Inc.

NYSE Arca, Inc. Bylaws and Certificate of Incorporation

NYSE American LLC and NYSE MKT Options LLC

Eleventh Amended and Restated Operating Agreement of NYSE American LLC

Amended and Restated Limited Liability Company Agreement of NYSE MKT Options LLC

Amended and Restated Members Agreement of NYSE MKT Options LLC

ELEVENTH Amended and Restated Operating Agreement of New York Stock Exchange LLC

Third Amended and Restated Certificate of Incorporation of NYSE Market (DE), Inc.

Independence Policy of NYSE American LLC

NYSE National

Fifth Amended and Restated By-Laws of NYSE National, Inc.

Amended and Restated Certification of Incorporation of NYSE National