Post Trade Member Notifications

DESCRIPTION

DATE

Managed File Transfer – New MOL Processing

10/29/14

PT192 GEMS SOS MQ Processing

04/09/14

PT191 GEMS SOS MQ Processing

01/30/14

PT190 OCS Migration to GEMS – User Testing and Training Update

10/08/13

PT189 OCS Migration to GEMS

09/06/13

PT188 Debit List MIgration to GEMS

08/15/13

PT187 SOS Implementation in GEMS

05/29/13

PT186 SOS in GEMS Update

04/16/13

PT185 SOS in GEMS Testing and Implementation: Revised

03/11/13

PT185 SOS in GEMS Testing and Implementation

02/15/13

PT184 SOS in GEMS User Guide

11/16/12

PT183 GEMS “Step-Out Service” Access

08/13/12

PT182 OCS “Step-Out Service” migration to GEMS

07/12/12

PT181 Reference Price on MOL for IPO’s

06/22/12

PT180 NYSE/DTCC Universal Trade Capture Format Implementation

04/25/12

PT179 NYSE/DTCC Universal Trade Capture Format Testing

04/12/12

PT178 ANON Comparison Change

03/12/12

PT0177 Broker Risk on Badge MOL REVISED

11/04/11

PT0176 MPID on the MOL

06/29/11

PT0175 Locking in Third Party Algo Away Executions

06/27/11

PT0174 Post Trade Backup Data Center Industry Test

02/28/11

Technology Member Firm Notifications

DESCRIPTION DATE
New Order ID Returned on Outbound Messages 02/26/15
NYSE Cash Equities Trading Collars 01/16/15
NYSE and NYSE MKT - Expansion of ALO Modifier and Day time in force for ISOs 10/15/14
NYSE & NYSE MKT Introduce New Bulk Cancel Functionality 02/25/14
NYSE Cash Equities Market offer new Mid-Point Order Type 08/14/13
NYSE Cash Equities Introduce MTS IOC Order Type Update 03/22/13
NYSE Cash Equities Introduce New Self Trade Prevention Service 02/04/13
Matching Engine Upgrade: Universal Trade Platform (UTP) to replace NYSE Display Book 08/10/12
Technical changes in support of the new Retail Liquidity Program 07/17/12
CCG Support for Market Participant ID (MPID) for Broker OATS Reporting 06/07/11
NYSE to Introduce New Binary CCG & UTPDirect Protocol  10/13/10
New NYSE Displayed Liquidity Indicators (REVISED )  10/06/10
NYSE to Introduce a New Optional Auto-Cancel on Disconnect Service 09/02/10
NYSE "Done for Day" Subscription Service Update 09/01/10
Trading in Shares: Elimination of the NYSE and NYSE MKT Odd Lot Systems 06/30/10
New NYSE Displayed Liquidity Indicators 03/10/10
Update: Automatic Cancelation of Partially Executed/Canceled GTC Orders 12/23/09
New Closing Offset Order Type 11/16/09
Automatic Cancelation of Partially Executed/Canceled GTC's & "Done For Day" Service Updates 11/11/09
Sub-penny Priced Orders < $1.00 11/06/09
NYSE MKT Trading of NASDAQ Symbols Under UTP - Industry Testing  11/04/09
NYSE MKT Trading of NASDAQ Symbols Under UTP 09/08/09
Routing to NYSE MatchPoint via CCG 08/28/09
CCG Supports Expanded Activity IDs on Execution Reports 07/28/09
NYSE Broker Systems Support Increased Order Quantity and Special Settlement Types 07/10/09
New Done For Day Subscription Service 06/29/09
New Odd Lot Liquidity Indicator 06/19/09
New Database (SDBK): Cancel Replace to Reduce Functionality 03/27/09
New Database (SDBK) Stock Migration Plan 03/05/09
CCG 3.0 and Direct Routing to the NYSE e-BrokerTM Handheld 02/26/09
Technical Addendum:  Enhanced MOC/LOC Handling 02/20/09
Decommission of SDOT: Migration to New Database SDBK for NYSE and NYSE MKT Securities  02/02/09
New Database (SDBK) Stock Migration and Continuation of Reduced Latency 01/20/09
New MOC/LOC Order Blocks 12/12/08
CCG Enhancements Release 2.1 10/01/08
NYSE Alternext U.S. (NYSE/MKT Integration) - Revised Industry Test Schedule 09/25/08
NYSE Alternext U.S. (NYSE/MKT Integration) - Revised Trading System Update  09/09/08
NYSE Alternext U.S. (NYSE/MKT Integration) - FIX Message Formatting Technical Differences 08/01/08
Reserve Order Type 05/08/08
DBK Link ID for Execution Reports 03/10/08
New Execution Report Billing Indicators 11/15/07
Customer Execution Identifier 11/01/07
Partial Round Lot Report Processing Modifications 09/14/07
Connectivity to Common Customer Gateway (CCG) and Improved Latency (Business Memo) 08/02/07
Connectivity to Common Customer Gateway (CCG) and Improved Latency (Technical Memo) 08/02/07
Common Customer Gateway & Reduced Latency 06/05/07
Common Customer Gateway Phase I and II 03/30/07
Do Not Ship Order 03/13/07
Away Market Indicators (Updated version of 12/19/06 document) 01/31/07
Away Market Indicators 12/19/06
Acceptance of New Account Type Q 01/31/03