The following reports are available for NYSE Permit Holders. Unless otherwise specified, these reports are produced daily and distributed via NYSE Managed File Transfer (MFT). Details regarding MFT account configuration can be found here.
Once an MFT account has been established, the NYSE Pillar Equities MFT Request Form should be submitted to [email protected] to subscribe to a report.
For information on options reports, click the Options tab above.
| Report Name | Description | Available Markets | Firm Filter | MFT Form Reference | Interface Requirement Specifications (IRS) |
|---|---|---|---|---|---|
| Equities Customer Volume Tier | Month-to-date report provides a firm’s volume in relation to individual tiers and the applicable tiered and base rates according to the relevant market’s fee schedule. | NYSE, NYSE American, NYSE Arca, NYSE National | Firm CRD | Equities Customer Tier | |
| NYSE Broker Badge | All order and report activity, including cancel and cancel/replacement activity, for designated broker badge(s). | NYSE | Broker Badge-Based | Badge Output CRD | Badge Output by Badge | |
| NYSE Execution Report | Contains execution reports and report corrections. For XNYS, also includes corrections from Broker Systems. | NYSE, NYSE American, NYSE Arca, NYSE National, NYSE Texas | MPID-Based; Clearing Firm-Based | Pillar Execution EF CRD | Pillar Execution EF MPID | Pillar Execution CF CRD | Pillar Execution CF CLR# | |
| NYSE Firm | Consolidates all order and report activity, including cancel and cancel/replacement activity, into a single output. | NYSE | MPID-Based | Firm Output CRD | Firm Output MPID | |
| NYSE Market Maker Report (MMR) | Provides market maker statistics including volume, ranking, and execution percentage with month-to-date context | NYSE, NYSE American, NYSE Arca, NYSE National | Firm CRD | MM Active Symbol List | MM Daily MMR | MM MTD MMR | DMM Daily MMR | DMM MTD MMR | |
| NYSE SLP/SLMM Market Maker reports | Contains daily trading, daily quoting, daily active symbol, and MTD quoting & trading details by firm with with month-to-date context. | NYSE | Firm CRD | SLP / SLMM Symbol Report | SLP / SLMM MTD | SLP / SLMM Quoting | SLP / SLMM Trading | |
| NYSE Texas Broker Trade Detail | Includes trade details and a daily detail summary totaled for the calendar month for broker-assisted executions only. | NYSE Texas | MPID-Based; Clearing Firm-Based; Broker Firm-Based | Broker Trade + multiple variants (eg. IB/EF/CF) | |
| NYSE Texas Firm & IB (OMS ID) | Consolidates all order and report activity, including cancel and cancel/replacement, in a single output. | NYSE Texas | MPID-Based; OMS ID-Based | IB Output MPID | IB Output CRD | Firm Output MPID | Firm Output CRD | |
| NYSE Order and Cancel Confirmations | Contains orders and order replacement messages and their subsequent cancel confirmations. | NYSE American, NYSE Arca, NYSE National | MPID-Based | Orders MPID | Orders CRD | |
| NYSE Pre-Trade Risk | Contains all risk messages including daily stats, risk threshold breaches, manual actions, reinstatements, and referential data. | NYSE, NYSE American, NYSE Arca, NYSE National, NYSE Texas | MPID-Based; Clearing Firm-Based; Broker Firm-Based | Pre Trade Risk CRD | Pre Trade Risk MPID | Pre Trade Risk Clearing Firm | Pre Trade Risk Broker Firm | |
| Start of Day Session Config | Start of Day report provides session-level preferences configured by a firm for their sessions. | NYSE, NYSE American, NYSE Arca, NYSE National, NYSE Texas | Firm CRD | Start of Day Session Config | |
| NYSE Equities Market Maker Rebate Report (MMRR) | Month-to-date Report containing market maker performance across various benchmarks. On NYSE Arca, there are tier considerations included in the report and an additional report which measures current month billable volumes based on prior month's tiers. | NYSE Arca, NYSE Texas | Firm CRD | Market Maker Rebate Report (Tier) | Market Maker Rebate Report (Billing) |
The following reports are available for NYSE Options Permit Holders. Unless otherwise specified, these reports are produced daily and distributed via NYSE Managed File Transfer (MFT). Details regarding MFT account configuration can be found here.
Once an MFT account has been established, the NYSE Pillar Options MFT Request Form should be submitted to [email protected] to subscribe to a report.
For information on equities reports, click the Equites tab above.
| Report Name | Description | Available Markets | Firm Filter | MFT Form Reference | Interface Requirement Specifications (IRS) |
|---|---|---|---|---|---|
| MPID | Provides a list of active MPIDs on the Exchange. | NYSE Arca Options, NYSE American Options | MPID | MPID | Not applicable |
| NYSE Options Complex Volume Summary Report | Provides daily and month-to-date Exchange-wide Complex volumes, order counts, and series statistics at the underlying symbol level. | NYSE Arca Options, NYSE American Options | N/A - Total (by Exchange) | Complex Volume Sum | |
| NYSE Options Electronic and Outcry Volume Report | Provides daily and month-to-date exchange-wide Electronic and Open Outcry trade statistics and volumes at the underlying symbol level. | NYSE Arca Options, NYSE American Options | N/A - Total (by Exchange) | Electronic & Outcry Volume | |
| NYSE Options Executions [Fees Apply] | Summarizes all report allocations, including reversals and corrections executed locally or at an away market. Includes T+N corrections dated to the day of correction. | NYSE Arca Options, NYSE American Options | Entering Firm: MPID | Multiple MPIDs | Clearing Firm: Clearing Number | Multiple Clearing Numbers | Broker Firm: MPID | Market Maker: MMID | Executions | |
| NYSE Options Firm Executive Volume Summary Report | Provides a volume summary over a rolling 13-month window; three summary variants available. Monthly report (first business day). | NYSE Arca Options, NYSE American Options | Firm CRD | Summary Rank | |
| NYSE Options Gateway Metric Report | Summarizes Options Gateway performance at end of day. | NYSE Arca Options, NYSE American Options | Firm CRD | Gateway Perf | |
| NYSE Options GTC Order Report | Provides all open GTC orders at the end of the day that will carry over to the next trading day; excludes GTC orders expiring due to series expiration. | NYSE Arca Options, NYSE American Options | MPID | Multiple MPIDs | GTC | |
| NYSE Options Market Maker Rank Report | Provides MM performance by symbol with month-to-date (Arca) or quarter-to-date (Amex) context. | NYSE Arca Options, NYSE American Options | Firm CRD (Market Makers only) | MM Daily MTD Rank | |
| NYSE Options Risk Report | Provides risk control information including preset thresholds, breaches, and actions (e.g., block new orders, cancel orders). | NYSE Arca Options, NYSE American Options | Entering Firm and Market Maker Single MPID or Firm CRD | Clearing Firm Clearing Number | Risk Output | |
| NYSE Options Unified Market Maker Report | Provides market maker performance statistics including volume, ranking, and percentage executed; also available as MTD (Arca) and QTD (Amex). Daily active symbol list also available as part of this report. | NYSE Arca Options, NYSE American Options | MMID, Firm CRD (Market Makers only.) | MMR Reports | |
| NYSE Start Of Day Session Config Output | Start of Day report provides session-level preferences configured by a firm. | NYSE Arca Options, NYSE American Options | Firm CRD | Start of Day Session Config | |
| NYSE American Options Cap Report | Provides month-to-date tracking of how a Firm MPID is progressing toward its monthly fee cap. | NYSE American Options | MPID | Firm Fee Cap & Incremental Service Chg | |
| NYSE American Options Customer Tier Report | Provides month-to-date customer volume summary to track progress against billing tier programs. | NYSE American Options | Entering Firm - CRD level | EF Cust Tier Post CRD | |
| NYSE American Options Market Maker Tier Report (Sliding Scale) | Provides MTD MM eligible volumes compared against thresholds for monthly tiers (Sliding Scale program). Daily report - subscription limited to Market Makers only. | NYSE American Options | Firm CRD | MM Tier Post CRD | |
| NYSE American Options MTD Cube Volume Summary Report | Provides daily and month-to-date CUBE order statistics and volumes at the underlying symbol level. | NYSE American Options | N/A - Total (by Exchange) | MTD Cube Volume Sum | |
| NYSE Arca Options Cap Report | Provides month-to-date tracking toward monthly fee cap on combined Firm Proprietary and Broker Dealer fees. | NYSE Arca Options | Firm CRD | Firm CAP | |
| NYSE Arca Options Customer Posting Tier Report | Month-to-date report provides Customer volume in relation to individual tiers and the applicable tiered and base rates. | NYSE Arca Options | Firm CRD | Cust Tier Post | |
| NYSE Arca Options Market Maker Posting Tier Report | Month-to-date report provides a MMs volume in relation to individual tiers and the applicable tiered and base rates. | NYSE Arca Options | Firm CRD (Market Makers only) | MM Tier Post |
NYSE Rule 605 Statistics
NYSE Rule 605 Market Center Codes
Restated NYSE Rule 605 Statistics
NYSE American Rule 605 Statistics
NYSE American Rule 605 Market Center Codes
Restated NYSE American Rule 605 Statistics
NYSE Arca Rule 605 Statistics
NYSE Arca Rule 605 Market Center Codes
Restated NYSE Arca Rule 605 Statistics
NYSE National Rule 605 Statistics
NYSE National Rule 605 Market Center Codes
Restated NYSE National Rule 605 Statistics
NYSE Texas Rule 605 Statistics
NYSE Texas Rule 605 Market Center Codes
Restated NYSE Texas Rule 605 Statistics
Yearly Non-U.S. Issuers Reports