NYSE Equities Membership provides broker-dealers the high-tech solutions needed to make rapid, automated, and anonymous executions. Industry-leading member services experts discover and improve prices, dampen volatility, and add liquidity. Membership brings access to opening and closing auctions for primaries, brand visibility and direct connectivity.
Membership is available to registered and new U.S. based broker-dealers who obtain a Self Regulatory Organization (SRO) and have an established connection to a clearing firm. Individual investors are not eligible.
When applying for membership on NYSE you may obtain reciprocity of membership on NYSE American for equities as well, and vice versa.
To expedite the process, please email forms and applications directly to Client Relationship Services at crs@nyse.com.
Once you have submitted the Membership Application and Agreements, you can begin the connectivity process right away. Firms can connect to our markets directly or through a Service Bureau in a number of different ways.
Review our Connectivity page and contact us to explore your options.
For questions regarding the application, supporting documentation, or process, please contact Client Relationship Services using the "Contact Us" button above.
The application and all supporting documentation should be sent via email to Client Relationship Services at crs@nyse.com. Please ensure all attachments are clearly labeled.
The appropriate application fee should be submitted directly to the Exchange. Mail the application fee to:
New York Stock Exchange, LLC
Client Relationship Services
11 Wall Street, 15th Floor
New York, NY 10005
NYSE and American Membership Application
(Please refer to Information Memo 12-10 provided below under Additional Information for details regarding our Approved Person Rule requirements)
NYSE Member and Floor Clerk Application
NYSE Floor Employee Application
NYSE Securities Lending Representative Agreement
Access Details on Connecting to Our Markets
To directly connect to NYSE and NYSE American the Member Firm must hold a Trading License and then complete the below required documents to directly connect:
Common Access Point (CAP) Agreement
NYSE Trading License Application
Algorithmic Routing Access Agreement
NYSE Trading License Fee Change for JULY 1, 2016
Information Memo 16-05 New Registration and Exam Requirements for Floor Brokers
Information Memo 12-10 Amendments of Approved Persons
Our unique next-generation trading model includes the following key market participants: Designated Market Makers, Trading Floor Brokers, Supplemental Liquidity Providers and Retail Liquidity Providers.
Designated Market Makers (DMMs) are the only market participants that assume true accountability for maintaining a fair and orderly market:
Brokers on the NYSE Trading Floor combine flexibility, judgment, automation and anonymity with state-of-the-art technology and order management tools.
Supplemental Liquidity Providers
Supplemental Liquidity Providers (SLPs) are high-volume trading members who add liquidity to the NYSE. The SLP program rewards aggressive liquidity suppliers who complement and add competition to existing quote providers.
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