The fully-electronic NYSE Arca trades more than 8,000 exchange-listed equity securities—including some listed on Nasdaq. Traders that use NYSE Arca to access open, direct, anonymous markets will make rapid, efficient, electronic executions in multiple U.S. market centers. A distinct market structure and functionality allow NYSE Arca to deliver the advantages of significant transparency, tremendous speed, and both displayed and dark liquidity.

  • Ultra Low Latency: Soon to be in the sub millisecond range, latency can be further reduced with our proprietary ArcaDirect API and co-location capabilities. For Nasdaq-listed issues, we trade in microseconds.
  • Innovative Order Types: Order types such as MPL, PNP Blind, and ALO give traders greater strategic flexibility, allowing you to go dark or only add liquidity.
  • Aggressive Pricing: NYSE Arca offers extremely competitive pricing with low spreads and high rebates for added liquidity.  High-volume participants can further reduce spreads by reaching volume tiers.
  • Access to Other Market Centers: Route directly to the NYSE and NYSE MKT to trade at the fees of the primary listing market.
  • Access to Opening and Closing Auctions: NYSE Arca offers the official opening and closing prints for roughly 98% percent of ETFs.

Membership Process

Become a NYSE Arca Member

Step 1: Qualify

Membership is available to registered and new U.S. based broker-dealers who obtain a Self Regulatory Organization (SRO) and have an established connection to a clearing firm. Individual investors are not eligible.

Step 2: Fill Out Relevant, Market-Specific Forms

To expedite the process, please email forms and applications directly to Client Relationship Services by clicking on the ‘Contact Us’ link below.

Step 3: Connect

Once you have submitted the Membership Application and Agreements, you can begin the connectivity process right away. Firms can connect to our markets directly or through a Service Bureau in a number of different ways. Review our Connectivity page and contact us to explore your options.

Membership Directory

Name Address Phone/Fax
ABN AMRO Clearing Chicago LLC
www.abnamroclearing.com/en
175 West Jackson Blvd. 4th Floor
Chicago IL 60604
P: (312) 604-8000
AKJensen Inc.
www.akj.com
37 Serpentine Road PO Box HM 3006 Hamilton HMPX Hamilton Bermuda P: (441) 297-5904
APB Financial Group Inc.
www.apbfinancial.com
17 State Street Suite 1650
New York NY 10004
P: (212) 293-3450
Abel/Noser Corporation
www.abelnoser.com
One Battery Park Plaza 6th Floor
New York NY 10004
P: (646) 432-4000
F: (212) 363-7574
Access Securities LLC
www.accesssecurities.com
30 Buxton Farms Road
Stamford CT 06905
P: (203) 322-3377
Aegis Capital Corp.
www.aegiscapcorp.com
810 Seventh Avenue 27th Floor
New York NY 10019
P: (212) 813-1010
F: (212) 813-1047
Agency Trading Group Inc.
www.agencytrading.com
235 E Lake Street
Wayzata MN 55391
P: (952) 476-9500
F: (651) 683-1951
Akuna Securities LLC 36 S. Wabash Avenue Suite 310
Chicago, IL 60603
P: (312) 994-4640
Albert Fried & Company LLC
www.albertfried.com
45 Broadway 24th Floor
New York NY 10006
P: (212) 542-8266
F: (212) 422-7293
Algo Engineering Execution Services LLC 7 World Trade Center Suite 34F
New York NY 10007
P: (212) 616-0190
Allen & Company LLC 711 Fifth Avenue 9th Floor
New York NY 10022
P: (212) 339-2559
Allston Trading LLC
www.allstontrading.com
One Financial Place 440 South LaSalle Street Suite 1200
Chicago IL 60605
P: (312) 663-7220
F: (312) 663-8841
Alpine Securities Corporation
www.alpine-securities.com
440 East 400 South
Salt Lake City UT 84111
P: (801) 355-5588
Alternative Execution Group 708 Third Avenue 5th Floor
New York NY 10017
P: (212) 209-3911
F: (212) 209-7152
Andrew Garrett Inc.
www.andrewgarrett.com
140 East 45th Street 11th Floor
New York NY 10017
P: (212) 682-8833
F: (646) 708-9604
Apex Clearing Corporation
www.apexclearing.com
1700 Pacific Avenue Suite 1400
Dallas TX 75201
P: (214) 765-1100
Arcadia Securities LLC
www.arcadiacorporatefinance.com
720 Fifth Avenue 9th Floor
New York NY 10019
P: (212) 231-4101
F: (212) 397-9728
Archipelago Securities LLC
www.tradearca.com
100 South Wacker Drive Suite 1800
Chicago IL 60606
P: (312) 960-1696
Arxis Securities LLC
527 Madison Ave. 18th floor
New York NY 10022
P: (646) 565-3300
Ascendiant Capital Markets LLC
www.ascendiant.com
18881 Von Karman Ave 16th Floor
Irvine CA 92612
P: (949) 218-2486
Automated Trading Desk Financial Services LLC
www.atdesk.com
11 East Wall Street
Mount Pleasant SC 29464
P: (843) 789-2080
Avondale Partners LLC
www.avondaleonline.com
3102 West End Avenue Suite 1100
Nashville TN 37203
P: (615) 467-3500
Name Address Phone/Fax
BATS Trading Inc.
www.batstrading.com
8050 Marshall Drive Suite 120
Lenexa KS 66214
P: (816) 221-8002
F: (816) 221-7089
BB&T Securities LLC
www.clearviewcs.com
800 Discovery Drive Suite 200
Richmond VA 23229
P: (804) 643-1811
BGC Financial LP One Seaport Plaza 199 Water Street
New York NY 10038
P: (646) 346-7000
F: (646) 346-6919
BMA Securities Inc.
www.bmasecurities.com
608 Silver Spur Road Suite 100
Rolling Hills Estate CA 90274
P: (310) 544-3545
F: (310) 544-6626
BMO Capital Markets Corp.
www.bmocm.com
3 Times Square 27th Floor
New York NY 10036
P: (212) 702-1200
F: (212) 702-1204
BNP Paribas Prime Brokerage Inc.
www.primebroker.com
787 Seventh Avenue 8th Floor
New York NY 10019
P: (212) 471-6768
F: (212) 471-6411
BNP Paribas Securities Corp.
www.bnpparibas-us-info.com
787 Seventh Avenue
New York NY 10019
P: (212) 841-3000
F: (212) 841-2146
BTIG LLC
www.btig.com
600 Montgomery Street 6th Floor
San Francisco CA 94111
P: (415) 248-2200
Banca IMI Securities Corp.
www.bancaimi.it
One William Street
New York NY 10004
P: (212) 326-1100
F: (212) 326-1175
Banyan Securities LLC
www.banyansec.com
100 Drakes Landing Road Suite 125
Greenbrae CA 94904
P: (415) 461-0900
Barclays Capital Inc.
www.barcap.com
745 Seventh Avenue
New York NY 10019
P: (212) 526-7000
Bay Crest Partners LLC
www.baycrestpartners.com
40 Wall Street 45th Floor
New York NY 10005
P: (212) 480-1400
F: (212) 248-3815
Bayes Capital LLC 54 Jefferson Avenue Suite 2
Westwood NJ 07675
P: (201) 660-7187
Benjamin & Jerold Brokerage Inc.
www.benjaminjerold.com
55 Broad Street 28th Floor
New York NY 10004
P: (312) 341-0816
Biltmore International Corp. 1090 KIng George Post Road Suite 203
Edison NJ 08837
P: (732) 791-4000
F: (732) 287-1230
Bishop Rosen & Co. Inc.
www.bishop-rosen.com
100 Broadway 16th Floor
New York NY 10005
P: (212) 285-5500
Bley Investment Group Inc.
www.bleyinvestments.com
4200 S. Hulen Street Suite 519
Fort Worth TX 76109
P: (817) 732-2442
F: (817) 732-5997
Blue Fire Capital LLC
www.bluefirecap.com
311 South Wacker Drive Suite 2000
Chicago IL 60606
P: (312) 242-0500
F: (312) 242-0585
BlueFin Trading LLC
www.bluefintrading.com
3 Park Avenue 37th Floor
New York NY 10016
P: (212) 457-9150
Bluefin Research Partners Inc.
www.bluefinresearch.com
60 State Street
Boston MA 02109
P: (617) 737-5700
Boenning & Scattergood Inc.
www.boenninginc.com
Four Tower Bridge 200 Barr Harbor Drove West
Conshohocken PA 19428-2979
P: (610) 832-5203
Brean Capital LLC
www.bmur.com
570 Lexington Avenue 11th Floor
New York NY 10022
P: (212) 702-6500
F: (212) 702-6649
Brimberg & Co. LLC
www.brimberg.com
45 Rockefeller Plaza Suite 2570
New York NY 10111
P: (212) 332-4444
Broadband Capital Management LLC
www.broadbandcapital.com
805 Third Avenue 15th Floor
New York NY 10022
P: (212) 759-2020
Bulltick LLC
www.bulltick.com
Paseo De Los Tamarindos 400
Torre a Piso 23
05120 Mexico D.F.
P: (305) 533-1541
Burke & Quick Partners LLC
www.bqpartners.com
333 Earle Ovington Blvd. Suite 230
Uniondale NY 11553
P: (516) 560-7942
Name Address Phone/Fax
C & CO/PrinceRidge Group LLC
www.princeridge.com
623 Fifth Avenue 19th Floor
New York NY 10022
P: (646) 792-5600
F: (646) 792-5610
C&C Trading LLC
www.candctrading.com
120 Broadway 20th Floor
New York NY 10271
P: (212) 433-5470
CF Global Trading LLC
www.cfglobal.com
99 Park Avenue, Suite 1710
New York, NY 10016
P: (212) 888-4711
CFT Securities LLC
www.cftsecurities.com
379 Thornall Street 6th Floor
Edison NJ 08837
P: (732) 632-4148
F: (732) 632-4141
CG Compass (USA) LLC 135 East 57th Street 30th Floor
New York NY 10022
P: (212) 355-5770
CIBC World Markets Corp.
www.cibcwm.com
425 Lexington Avenue
New York NY 10017
P: (212) 856-4000
CL King & Associates Inc.
www.clking.com
9 Elk Street
Albany NY 12207
P: (518) 431-3500
F: (518) 431-3550
CLG Investment Company Inc.
www.clginvest.com
10 Glenville St.
Greenwich CT 06831
P: (203) 629-4315
CLSA Americas LLC 1301 Avenue of the Americas 15th Floor
New York NY 10019
P: (212) 549-8900
CMT Trading LLC 500 W Monroe St, Suite 2630
Chicago, IL 60661
 
CRT Capital Group LLC
www.crtllc.com
262 Harbor Drive
Stamford CT 06902
P: (203) 569-6400
F: (203) 569-6499
Canaccord Genuity Inc.
www.canaccordgenuity.com
350 Madison Ave.
New York null 10017
P: (212) 389-8000
F: (212) 389-8511
Cantor Fitzgerald & Co.
www.cantor.com
110 East 59th Street
New York NY 10022
P: (212) 938-5000
Capital Institutional Services Inc.
www.capis.com
1601 Elm St. Suite 3900
Dallas TX 75201
P: (214) 720-0055
F: (214) 871-2982
Casey Securities LLC 220 Montgomery Street Suite 462
San Francisco CA 94104
P: (415) 544-9100
Cassandra Trading Group LLC 141 W. Jackson Suite 380
Chicago IL 60604
P: (312) 362-3401
Celadon Financial Group LLC
www.siponline.com
19 Center Street
Chatham NJ 07928
P: (973) 701-8033
F: (973) 701-8353
Chardan Capital Markets LLC
www.chardancapitalmarkets.com
17 State Street Suite 2575
New York NY 10004
P: (646) 465-9090
Charles Schwab & Co. Inc.
www.aboutschwab.com
111 Pavonia Avenue East
Jersey City NJ 07310
P: (201) 963-9100
Chilian Partners LP 324 Datura Street Suite 208
West Palm Beach FL 33401
P: (561) 833-2700
ChoiceTrade
www.choicetrade.com
197 Route 18 Suite 3000
East Brunswick NJ 08816
P: (732) 214-2660
Churchill Capital USA Inc.
www.churchillcap.com
1270 Avenue of the Americas Suite 1910
New York NY 10020
P: (212) 994-5477
F: (212) 994-5495
Citadel Securities LLC
www.citadelgroup.com/securities/about-securities.php
131 South Dearborn Street 32nd Floor
Chicago, IL 60603
P: (312) 395-3116
Citigroup Derivatives Markets Inc. 130 Cheshire Lane Suite 102
Minnetonka MN 55305
P: (952) 475-5607
Citigroup Global Markets Inc.
www.citigroup.com
388 Greenwich Street
New York NY 10013-2396
P: (212) 816-6000
Clancy Financial Services Inc.
www.clancyfinancialservices.com
40 Wall Street 30th Floor
New York NY 10005
P: (212) 530-4561
F: (212) 747-1763
Clearpool Execution Services, LLC
www.clearpoolgroup.com
17 State St. Suite 3801
New York, NY 10004
P: (212) 531-8500
F: (213) 531-8550
Cobra Trading Inc.
www.cobratrading.com
825 Market Street Suite 240
Allen TX 75013
P: (214) 644-0490
Coker & Palmer Inc.
www.cokerpalmer.com
1667 Lelia Drive
Jackson MS 39216
P: (601) 354-0860
Commerz Markets LLC
www.drkw.com
1301 Avenue of the Americas
New York NY 10019
P: (212) 969-2700
F: (212) 429-2127
Compass Point Research & Trading LLC
www.compasspointllc.com
3000 K Street NW Suite 340
Washington DC 20007
P: (202) 741-3670
Concept Capital Markets LLC
www.conceptcapital.com
1010 Franklin Avenue 6th Floor
Garden City NY 11530-5942
P: (516) 746-5757
Conifer Securities LLC
www.conifersecurities.com
One Ferry Building Suite 255
San Francisco CA 94111
P: (415) 677-1500
Consolidated Trading LLC
www.consolidatedtrading.com
440 South LaSalle Street Suite 3100
Chicago IL 60605
P: (312) 260-5440
ConvergEx Execution Solutions LLC
www.bnyconvergex.com
1633 Broadway 48th Floor
New York NY 10019
P: (212) 468-7500
F: (212) 468-7505
Cor Clearing LLC
www.legentclearing.com
9300 Underwood Avenue Suite 400
Omaha NE 68114
P: (402) 384-6123
Cowen Capital LLC
www.cowen.com
599 Lexington Avenue
New York NY 10022
P: (646) 562-1000
F: (212) 845-7999
Cowen and Company LLC
www.cowen.com
599 Lexington Ave. 20th Floor
New York NY 10020
P: (646) 562-1000
Credit Agricole Securities (USA) Inc.
www.calyonsecdocs.com
1301 Avenue of the Americas 15th Floor
New York NY 10019
P: (212) 408-5700
Credit Suisse Securities (USA) LLC
www.credit-suisse.com
11 Madison Avenue
New York NY 10010-3629
P: (212) 325-2000
F: (212) 325-6665
Critical Trading, LLC 120 W. 45th Street Suite 401
New York NY 10030
 
Curtiswood Capital LLC 104 Woodmont Blvd. Suite 200
Nashville TN 37205
P: (615) 386-0231
Cutler Group LP
www.cutlergrouplp.com
101 Montgomery Street Suite 700
San Francisco CA 94104
P: (415) 781-7430
Cuttone & Co. Inc.
www.cuttone.com
111 Broadway 10th Floor
New York NY 10006
P: (646) 943-5400
Name Address Phone/Fax
D.A. Davidson & Co.
www.davidsoncompanies.com
220 Bush Street
San Francisco CA 94104
P: (406) 727-4200
DART Executions LLC
www.dartexecutions.com
350 N. Orleans Street Suite 2N
Chicago IL 60654
P: (312) 244-5900
Daiwa Capital Markets America Inc.
www.daiwausa.com
32 Old Slip Financial Square
New York NY 10005
P: (212) 612-7000
Dakota Securities International
www.dakotasecurities.com
9100 South Dadeland Blvd Unit 908
Miami FL 33156
P: (305) 403-7500
Dash Financial, LLC
 
910 W. Van Buren St
Chicago, IL 60607
P: (888) 569-3374
Davis Securities LLC
www.davissecurities.com
475 Park Avenue South 29th Floor
New York NY 10016
P: (212) 796-8440
F: (212) 796-8441
DeMatteo Monness LLC
www.dmllc.com
780 Third Avenue 45th Floor
New York NY 10017
P: (212) 833-9900
Delaney Equity Group LLC 1665 Palm Beach Lakes Blvd. Suite 110
West Palm Beach FL 33401
P: (561) 253-7800
F: (561) 640-4438
Deutsche Bank Securities Inc.
www.db.com
60 Wall Street
New York NY 10005
P: (212) 250-2500
Divine Capital Markets LLC
www.divinecapital.com
39 Broadway 36th Floor
New York NY 10006
P: (212) 344-5867
Doft & Co. Inc. 55 East 59th Street Suite 12A
New York NY 10022
P: (212) 421-5550
F: (212) 755-8550
Dowling & Partners Securities LLC
www.dowlingp.com
190 Farmington Avenue
Farmington CT 06032-1713
P: (860) 676-8600
F: (860) 676-8617
DRW Securities LLC
www.drwholdings.com
540 West Madison Street Suite 2500
Chicago IL 60606
P: (312) 542-1114
Name Address Phone/Fax
E*TRADE Clearing LLC
www.etrade.com
Harborside Financial Center 34 Exchange Place
Jersey City NJ 07311
P: (212) 826-8730
F: (212) 826-3544
E*TRADE Securities LLC
www.etrade.com
440 South LaSalle Street Suite 3030
Chicago, IL 60605
 
East Shore Partners Inc.
www.eastshorepartners.com
150 Motor Parkway Suite 202
Hauppauge NY 11788
P: (631) 622-3100
Electronic Transaction Clearing Inc.
www.etc-clearing.com
600 South Figueroa Street Suite 1450
Los Angeles CA 90017
P: (213) 402-1563
Emerging Growth Equities LTD
www.egequities.com
1150 First Avenue Suite 600
King of Prussia PA 19406
P: (610) 783-1800
Equitec Proprietary Markets LLC
www.eqtc.com
111 West Jackson Blvd. 20th Floor
Chicago IL 60604
P: (312) 692-7625
F: (312) 692-5080
Esposito Securities LLC
www.esposecurities.com
300 Crescent Court Suite 650
Dallas TX 75201
P: (866) 277-3058
Essex Radez LLC
www.essexradez.com
440 South LaSalle Street Suite 1111
Chicago IL 60605
P: (312) 212-1815
Euro Pacific Capital Inc.
www.europac.net
10 Corbin Drive Suite B
Darien CT 06820
P: (203) 662-9700
Exane Inc.
www.exane.com
640 Fifth Avenue 15th Floor
New York NY 10019
P: (212) 634-4990
F: (212) 634-5171
Name Address Phone/Fax
FBN Securities Inc.
www.fbnsecurities.com
14 Wall Street 30th Floor
New York NY 10005
P: (212) 571-2722
F: (212) 571-2727
FCG Advisors LLC
www.fcgadvisors.com
One Main Street Suite 202
Chatham NJ 07928
P: (973) 635-7347
F: (973) 701-1780
Farina & Associates Inc.
www.farinaandassociates.com
20 Broad Street 7th Floor
New York NY 10005
P: (212) 668-8700
F: (212) 480-3786
Ferretti Group Inc. 40 Wall Street 34th Floor
New York NY 10005
P: (212) 509-1982
F: (212) 509-1968
Fieldpoint Private Securities LLC
www.nutmegsecurities.com
257 Riverside Avenue 1st Floor
Westport CT 06880
P: (203) 255-3838
F: (203) 227-0501
First American Capital & Trading Corp.
www.factc.com
2600 N. Military Trail Suite 290
Boca Raton FL 33431
P: (561) 948-7470
F: (561) 948-7471
First Analysis Securities Corp.
www.firstanalysis.com
One South Wacker Drive Suite 3900
Chicago IL 60606
P: (312) 258-1400
F: (312) 701-1269
First Clearing LLC
www.firstclearing.com
901 East Byrd Street 12th Floor Mail Code WS2491
Richmond VA 23219
P: (804) 965-2200
First Dallas Securities Inc.
www.firstdallas.com
2905 Maple Avenue
Dallas TX 75201
P: (214) 954-1177
First Manhattan Co.
www.firstmanhattan.com
437 Madison Avenue 30th Floor
New York NY 10022
P: (212) 756-3300
F: (212) 223-4175
First New York Securities Co. LLC
www.fnysllc.com
90 Park Avenue 25th Floor
New York NY 10016
P: (212) 848-0600
First Southwest Company
www.firstsw.com
325 North St. Paul Suite 800
Dallas TX 75201
P: (214) 953-4000
F: (214) 953-8736
Flow Traders US LLC 1095 Avenue of the Americas 24th Floor Suite B
New York NY 10036
P: (914) 479-9944
Fred Alger & Company Inc.
www.alger.com
360 Park Avenue South
New York NY 10010
P: (800) 223-3810
Fulcrum Securities LLC
www.fulcrumsecurities.com
11975 Westline Industrial Drive
Saint Louis MO 63146
P: (314) 336-3120
Name Address Phone/Fax
G&L Partners Inc.
www.gandlpartners.com
10 Liberty Street Suite 21F
New York NY 10005
P: (212) 217-0074
G1 Execution Services LLC
www.capitalmarkets.etrade.com
440 South LaSalle Street Suite 3030
Chicago IL 60605
P: (312) 986-7454
GDK Inc. 500 Park Avenue 7th Floor
New York NY 10022
P: (441) 295-0329
GFI Securities LLC
www.gfigroup.com
55 Water Street
New York NY 10041
P: (212) 968-4100
F: (212) 968-2386
GTS Securities, LLC
www.gtsx.com
545 Madison Avenue 15th Floor
New York NY 10022
P: (212) 715-2830
F: (212) 715-5919
Gelber Securities LLC
www.gelbergroup.com
141 West Jackson Blvd Suite 2100A
Chicago IL 60604
P: (312) 408-4343
Girard Securities Inc.
www.girardsecurities.com
9560 Waples Street Suite B
San Diego CA 92121
P: (858) 622-2140
Glendale Securities Inc.
www.glendalesecurities.com
15233 Ventura Blvd Suite 712
Sherman Oaks CA 91403
P: (818) 907-1505
Global Execution Brokers LP 401 City Avenue
Bala Cynwyd PA 19004
P: (610) 617-2661
Goldman Sachs Execution & Clearing LP
www.gs.com
30 Hudson Street
Jersey City NJ 07302
P: (212) 433-2266
F: (212) 433-7489
Goldman Sachs & Company
www.gs.com
200 West Street
New York NY 10282-2198
P: (212) 902-1000
F: (212) 902-3000
Grace Financial Group LLC
www.gracefg.com
25 Hampton Road
Southampton NY 11968
P: (631) 287-4633
F: (631) 259-8742
Greywolf Execution Partners Inc.
www.greywolfep.com
c/o Gettenberg Consulting 40 Wall Street - 34th Floor
New York NY 10005
P: (212) 809-0579
Guzman & Company
www.guzman.com
101 Aragon Avenue
Coral Gables FL 33134
P: (305) 374-3600
F: (305) 374-0731
Name Address Phone/Fax
HAP Trading LLC 33 Whitehall Street 6th Floor
New York NY 10004
P: (212) 380-5115
HRT Financial LLC
www.hudson-trading.com
32 Old Slip 30th Floor
New York NY 10005
P: (212) 293-1444
F: (212) 293-1939
HSBC Securities (USA) Inc.
www.hsbcnet.com
452 Fifth Avenue
New York NY 10018
P: (212) 525-5000
F: (908) 203-4211
Hampton Securities (USA) Inc.
www.hamptonsecurities.com
141 Adelaide Street West Suite 1800
Toronto ON M5H3L5
P: (416) 862-7800
Hapoalim Securities USA Inc.
www.investec.com
One Battery Park Plaza 2nd Floor
New York NY 10004
P: (212) 898-6200
F: (212) 898-6255
Hardcastle Trading USA LLC 755 Secaucus Road Suite F1110
Secaucus NJ 07094
P: (201) 305-8888
Hollencrest Capital Management
www.hollencrest.com
100 Bayview Circle Suite 500
Newport Beach CA 92660
P: (949) 737-7700
Name Address Phone/Fax
ICAP Corporates LLC
www.icap.com
Harborside Financial Center 1100 Plaza Five 12th Floor
Jersey City NJ 07311
P: (212) 341-9944
F: (212) 341-9750
ICM Securities LLC
www.infiniumcm.com
600 West
Chicago Avenue Suite 300 North
Chicago IL 60654
P: (312) 601-7800
IEX Services LLC
www.iextrading.com
7 World Trade Center 30th Floor
New York NY 10007
P: (646) 568-2320
IMC Financial Markets
www.imc-trading.com
233 South Wacker Drive Suite 4610
Chicago IL 60606
P: (312) 362-3713
F: (312) 362-3711
INTL FCStone Securities Inc. 220 Central Parkway Suite 2060
Altamonte Springs FL 32701
P: (407) 741-5340
ITG Derivatives LLC
www.itg.com
601 South LaSalle Street Suite 300
Chicago IL 60605
P: (312) 334-8000
ITG Inc.
www.itg.com
One Liberty Plaza 165 Broadway
New York NY 10006
P: (212) 588-4000
F: (212) 444-6353
Illustro Trading LLC c/o MAC Consulting Group Inc. 2 Rector Street - Suite 2101
New York NY 10006
P: (212) 267-6011
F: (212) 267-1085
Imperial Capital LLC
www.imperialcapital.com
2000 Avenue of the Stars 9th Floor South
Los Angeles CA 90067
P: (310) 246-3700
F: (310) 777-3000
Industrial and Commercial Bank of China Financial Services LLC
www.icbc.com
1633 Broadway, 28th Floor
New York NY 10019
P: (212) 993-7375
Instinet LLC
www.instinet.com
Three Times Square
New York NY 10036
P: (212) 310-9500
Integral Derivatives LLC 2 Rector Street 16th Floor
New York NY 10006
P: (212) 655-3147
F: (212) 571-7802
Interactive Brokers Corp.
www.futuretrade.com
8 Greenwich Office Park
Greenwich CT 06831
P: (203) 618-5700
Interactive Brokers LLC
www.interactivebrokers.com
One Pickwick Plaza 1st Floor
Greenwich CT 06830
P: (203) 618-5700
F: (203) 618-5770
International Correspondent Trading Inc.
www.ictibroker.com
525 Washington Blvd. Suite 2401
Jersey City NJ 07310
P: (201) 222-9300
Itau BBA USA Securities Inc.
www.itausecurities.com
767 Fifth Avenue 50th Floor
New York NY 10153
P: (212) 710-6734
F: (212) 207-9076
Name Address Phone/Fax
J.H. Darbie & Co.
www.jhdarbie.com
99 Wall Street
New York NY 10005
P: (212) 269-7271
J.P. Morgan Clearing Corp.
www.globalclearing.com
One Metrotech Center North
Brooklyn NY 11201
P: (347) 643-1000
J.P. Morgan Securities LLC
www.jpmorgan.com
383 Madison Avenue
New York NY 10179
P: (212) 272-2000
F: (212) 272-4785
JNK Securities Corp.
www.jnksecurities.com
489 Fifth Avenue 25th Floor
New York NY 10017
P: (212) 885-6300
F: (212) 885-6301
Jane Street Capital LLC
www.janestcapital.com
One New York Plaza 33rd Floor
New York NY 10004
P: (212) 651-6070
F: (212) 651-6366
Jefferies Execution Services Inc.
www.jefco.com
520 Madison Avenue
New York NY 10022
P: (212) 284-2300
Jefferies LLC
www.jefferies.com
520 Madison Avenue 11th Floor
New York NY 10022
P: (212) 284-2300
JonesTrading Institutional Services LLC
www.jonestrading.com
32133 West Lindero Canyon Road Suite 208
Westlake Village CA 91361-4226
P: (818) 865-8349
F: (818) 879-1647
Joseph Grace Holdings Inc.
www.josephgrace.com
44 Wall Street 12th Floor
New York NY 10005
P: (212) 461-2280
Jump Trading LLC
www.jumptrading.com
600 West
Chicago Avenue Suite 825
Chicago IL 60654
P: (312) 205-8900
F: (312) 205-8999
Name Address Phone/Fax
Keefe Bruyette & Woods Inc.
www.kbw.com
787 Seventh Avenue 4th Floor
New York NY 10019
P: (212) 887-7777
F: (212) 397-9095
Keeley Investment Corporation
www.kic-kamco.com
111 West Jackson Boulevard Suite 810
Chicago IL 60604
P: (312) 786-5009
Kepler Capital Markets, Inc. 600 Lexington Avenue 28th Floor
New York NY 10012
P: (212) 710-7600
F: (212) 710-7665
Kershner Securities LLC
www.kershnertrading.com
1825B Kramer Lane Suite 200
Austin TX 78758
P: (512) 539-1900
Knight Capital Americas LLC
www.knight.com
545 Washington Blvd.
Jersey City NJ 07310
P: (201) 222-9400
F: (201) 557-6853
Name Address Phone/Fax
Ladenburg Thalmann & Co. Inc.
www.ladenburg.com
520 Madison Avenue 9th Floor
New York NY 10022
P: (212) 409-2000
F: (212) 409-2515
Latour Trading LLC 377 Broadway 10th Floor
New York NY 10013
P: (212) 219-6000
Leerink Swann & Co.
www.leerink.com
One Federal Street
Boston MA 02110
P: (800) 808-7525
Legend Securities Inc.
www.legendsecuritiesinc.com
39 Broadway Suite 740
New York NY 10006
P: (646) 254-4200
Lek Securities Corporation
www.leksecurities.com
1 Liberty Plaza 165 Broadway
New York NY 10006
P: (212) 509-2300
F: (212) 509-3540
Lightspeed Trading LLC
www.lightspeed.com
148 Madison Avenue 9th Floor
New York NY 10016
P: (646) 393-4800
F: (646) 393-4844
Lime Brokerage LLC
www.limebrokerage.com
625 Broadway 12th Floor
New York NY 10012
P: (212) 824-5000
F: (212) 219-6091
Liquidnet Inc.
www.liquidnet.com
498 Seventh Avenue 12th Floor
New York NY 10018
P: (646) 674-2000
F: (646) 674-2003
Livermore Trading Group Inc.
www.ltgtrade.com
c/o Gettenberg Consulting 40 Wall Street - 34th Floor
New York NY 10005
P: (212) 747-9450
F: (212) 668-8428
Longbow Securities LLC 6000 Lombardo Center Suite 500
Independence OH 44131
P: (216) 328-5098
F: (216) 803-6008
Loop Capital Markets LLC
www.loopcap.com
200 West Jackson Blvd. Suite 1600
Chicago IL 60606
P: (312) 913-4900
Louis Capital Markets LP
www.louiscapital.com
445 Park Avenue 16th Floor
New York NY 10022
P: (212) 398-6000
Name Address Phone/Fax
M.S. Howells & Co.
www.mshowells.com
20555 North Pima Road Suite 100
Scottsdale AZ 85255
P: (480) 563-2000
MB Trading Inc.
www.mbtrading.com
1926 East Maple
El Segundo CA 90245
P: (866) 628-3001
MDB Capital Group LLC
www.mdb.com
401 Wilshire Blvd. Suite 1020
Santa Monica CA 90401
P: (310) 526-5000
MF Global Inc.
www.mfglobal.com
440 South LaSalle Street 20th Floor
Chicago IL 60605
P: (312) 663-7500
F: (312) 663-7524
MKM Partners
www.mkmpartners.com
300 Stamford Pl # 4
Stamford CT 06902-6765
P: (203) 861-9060
MPS Global Securities LLC
www.mpsglobalsecurities.com
101 Park Avenue 14th Floor
New York NY 10178
P: (212) 331-6583
MTG LLC 250 Park Avenue South 10th Floor
New York NY 10003
P: (212) 404-1790
MYD Market Inc.
www.mydmarket.com
608 5th Avenue Suite 203
New York NY 10020
P: (212) 424-2100
Maxim Group LLC
www.maximgrp.com
405 Lexington Avenue 2nd Floor
New York NY 10174
P: (212) 895-3500
Mercator Associates LLC 121 Richmond Street West Suite 601
Toronto, ON M5H 2K1
P: (416) 640-7410
Meridian Equity Partners Inc.
www.meptraders.com
5 Hanover Square 21st Floor
New York NY 10004
P: (212) 742-8472
F: (212) 742-8535
Merlin Securities LLC
www.merlinsecurities.com
101 California Street Suite 2525
San Francisco CA 94111
P: (415) 848-4051
F: (415) 848-4067
Merrill Lynch Professional Clearing Corp. 222 Broadway 6th Floor
New York NY 10038
P: (212) 670-2000
Merrill Lynch Pierce Fenner & Smith Inc.
www.ml.com
1 Bryant Park
New York NY 10036
P: (212) 449-1000
F: (212) 449-7461
Merriman Capital Inc.
www.merrimanco.com
600 California Street 9th Floor
San Francisco CA 94108
P: (415) 248-5600
Mesirow Financial Inc.
www.mesirowfinancial.com
353 N. Clark Street
Chicago IL 60654
P: (312) 595-6000
Mid Atlantic Capital Corp
www.macg.com
1251 Waterfront Place Suite 510
Pittsburgh PA 15222
P: (412) 391-7077
Monarch Bay Associates LLC
www.monarchbayassociates.com
30950 Rancho Viejo Road #120
San Juan Capistrano CA 92801
P: (949) 373-7281
Monarch Capital Group LLC
www.monarch-capital.com
500 Fifth Avenue Suite 2240
New York NY 10110
P: (212) 808-4333
Monness Crespi Hardt & Co. Inc.
www.mchny.com
767 Third Avenue
New York NY 10017
P: (212) 838-7575
Monroe Securities Inc.
www.monroesecurities.com
343 West Erie Suite 410
Chicago IL 60610
P: (312) 506-8750
Montecito Advisors Inc.
www.montadv.com
2015 State Street Suite B Santa
Barbara CA 93105
P: (805) 682-1484
F: (805) 682-1389
Moors & Cabot Inc.
www.moorscabot.com
111 Devonshire Street
Boston MA 02109
P: (617) 426-0500
F: (617) 426-6848
Morgan Joseph Triartisan LLC
www.morganjoseph.com
600 Fifth Avenue 19th Floor
New York NY 10020
P: (212) 218-3700
Morgan Stanley & Co. LLC
www.ms.com
1585 Broadway 4th Floor
New York NY 10036
P: (212) 761-4000
F: (212) 762-4857
Name Address Phone/Fax
Nasdaq Execution Services LLC
www.nasdaqtrader.com
One Liberty Plaza 165 Broadway
New York NY 10006
P: (212) 401-8982
National Financial Services LLC
www.nationalfinancial.com
200 Seaport Boulevard
Boston MA 02110
P: (800) 800-6890
F: (212) 945-1254
NativeOne Institutional Trading LLC
www.nativeonefinancial.com
30 Broad Street 20th Floor
New York NY 10004
P: (212) 742-8111
Natixis Securities Americas LLC
www.blr.natixis.com
1251 Avenue of the Americas
New York NY 10020
P: (212) 698-3000
Needham & Company LLC
www.needhamco.com
445 Park Avenue 3rd Floor
New York NY 10022
P: (212) 371-8300
Neuberger Berman LLC
www.nb.com
605 Third Avenue
New York NY 10158-3698
P: (212) 476-9000
New Albion Partners LLC 220 Montgomery Street Suite 462
San Francisco CA 94104
P: (415) 544-9100
Newbridge Securities Corporation
www.newbridgesecurities.com
1451 West Cypress Creek Road Suite 204
Fort Lauderdale FL 33309
P: (954) 334-3450
NexBank Securities Inc. 13455 Noel Road Suite 1710
Dallas TX 75240
P: (972) 308-6718
Noble Financial Capital Markets
www.nobleresearch.com
6501 Congress Avenue
Boca Raton FL 33487
P: (561) 994-1191
Northern Trust Securities Inc.
www.northerntrust.com
50 South LaSalle
Chicago IL 60603
P: (312) 444-4331
F: (312) 444-5478
Name Address Phone/Fax
O'Neil Securities Incorporated
www.oneilsecurities.com
12655 Beatrice Street Suite 2B
Los Angeles CA 90066
P: (310) 448-6800
OBD Securities LLC 150 N. Michigan Avenue Suite 3700
Chicago IL 60601
P: (312) 768-1600
F: (312) 768-1699
OTA LLC
www.otallc.com
One Manhattanville Road Suite 460
Purchase NY 10577
P: (914) 694-5800
OTR Global Trading LLC
www.otrglobal.com
1 Manhattanville Road
Purchase NY 10577
P: (914) 460-4000
Obex Securities LLC
www.obexgroup.com
1865 Palmer Avenue Suite 208
Larchmont NY 10538
P: (914) 833-1800
Old Mission Capital LLC
www.oldmissioncapital.com
314 W. Superior Suite 200
Chicago IL 60654
P: (646) 279-5016
Olympus Securities LLC 170 Changebridge Road Suite B-1
Montville NJ 07045
P: (973) 575-7020
Oppenheimer & Co. Inc.
www.opco.com
125 Broad Street 15th Floor
New York NY 10004
P: (212) 668-8000
F: (212) 480-3494
OptionsXpress Inc.
www.optionsxpress.com
311 West Monroe Street Suite 1000
Chicago IL 60606
P: (312) 630-3323
F: (312) 629-5256
Orion Trading, LLC
www.oriontradingllc.net
1650 Sand Lake Road Suite 233
Orlando FL 32809
P: (407) 288-8922
Oscar Gruss & Son Incorporated
www.oscargruss.com
292 Madison Avenue 14th Floor
New York NY 10017
P: (212) 514-2400
Name Address Phone/Fax
PDQ ATS Inc.
www.pdqats.com
2624 Patriot Boulevard
Glenview IL 60026
P: (224) 521-2700
PEAK6 Capital Management LLC
www.peak6.com
141 West Jackson Blvd. Suite 500
Chicago IL 60604
P: (312) 362-2401
PRO Securities LLC 194 Nassau Street
Princeton NJ 08542
P: (609) 430-0100
PSG Executions Inc. 65 Broadway Suite 1001
New York NY 10006
P: (212) 480-8863
F: (646) 871-8834
Penserra Securities LLC
www.penserra.com
20 Broad Street Suite 2602
New York NY 10005
P: (212) 607-3190
Pershing Advisor Solutions LLC
www.pershingadvisorsolutions.com
One Pershing Plaza
Jersey City NJ 07399
P: (201) 413-2130
Pershing LLC
www.pershing.com
One Pershing Plaza
Jersey City NJ 07399
P: (201) 413-2301
F: (201) 369-0984
Pico Quantitative Trading LLC
www.picotrading.com
120 Broadway Suite 2010-1
New York NY 10271
P: (212) 509-3309
F: (646) 701-6159
Pinnacle Capital Markets LLC
www.pcmtrading.com
4700 Falls of Neuse Road Suite 390
Raleigh NC 27609
P: (919) 850-0888
Piper Jaffray & Co.
www.pjc.com
800 Nicollet Mall Suite 800
Minneapolis MN 55402-3804
P: (612) 303-6000
Potamus Trading LLC Two Seaport Lane 5th Floor
Boston MA 02210
P: (617) 855-8722
Precision Securities LLC 16885 Via del Campo Court Suite #120
San Diego CA 92127
P: (858) 673-6653
Prime Executions Inc.
www.primexe.com
c/o Gettenberg Consulting 40 Wall Street - 34th Floor
New York NY 10005
P: (212) 785-0200
F: (646) 390-3100
Princeton Securities Group LLC
www.princetonsecurities.com
65 Broadway Suite 1001
New York NY 10006
P: (212) 825-9163
Puma Capital LLC
www.pumacap.com
777 Brickell Avenue Suite 1010
Miami FL 33131
P: (305) 416-5870
Name Address Phone/Fax
QuantRiver Financial LLC
www.qrfin.com
4048 Evans Avenue Suite 203
Fort Myers FL 33901
P: (239) 244-8787
Quantex Clearing LLC
www.quantexclearing.com
70 Hudson Street
Hoboken NJ 07030
P: (212) 425-6000
Quantlab Securities LP
www.quantlab.com
4200 Montrose Blvd. Suite 200
Houston TX 77006
P: (713) 333-3700
Quattro M. Securities Inc.
www.quattromsecurities.com
2 White Birch Road
Pound Ridge NY 10576
P: (212) 344-5661
Name Address Phone/Fax
R. F. Lafferty & Co. Inc.
www.rflafferty.com
80 Broad Street 26th Floor
New York NY 10004
P: (212) 293-9090
R. W. Pressprich & Co.
www.pressprich.com
520 Madison Avenue 28th Floor
New York NY 10022
P: (212) 832-6250
RBC Capital Markets Arbitrage S.A.
www.rbccm.com
3 World Financial Center 200 Vesey St. 14th Floor
New York NY 10281
P: (212) 905-5857
RBC Capital Markets LLC
www.rbccm.com
One Liberty Plaza 165 Broadway
New York NY 10006
P: (212) 858-7000
RGM Securities LLC

 
221 West 6th Street Suite 2030
Austin TX 78701
P: (512) 807-5300
F: (512) 807-5301
RJL Capital Group LLC
www.rjlcapitalgroup.com
2 Teleport Drive Suite 107
Staten Island NY 10311
P: (718) 303-6000
Radnor Research & Trading Company LLC
www.rrtco.com
290 King of Prussia Road Radnor Station 2 Suite 120
Radnor PA 19087
P: (610) 293-2000
F: (610) 293-2001
Rafferty Capital Markets LLC
www.raffcap.com
1301 Avenue of the Americas 35th Floor
New York NY 10019
P: (516) 877-5300
Range Global LLC

 
27 Falls Mountain Road
Falls Village CT 06031
P: (800) 246-4410
F: (254) 728-3033
Raven Securities Corp.
www.ravensecurities.com
c/o Gettenberg Consulting 40 Wall Street - 34th Floor
New York NY 10005
P: (212) 267-6011
Raymond C. Forbes & Co. Inc.
www.rcfco.com
30 Broad Street 20th Floor
New York NY 10004
P: (212) 425-7317
Regal Securities Inc
www.regalsecurities.com
950 Milwaukee Ave
Glenview IL 60025
P: (847) 375-6020
F: (847) 298-5114
Revere Securities Corp.
www.reveresecurities.com
3200 N. Military Trail Suite 215
Boca Raton FL 33431
P: (561) 994-6229
Rhino Trading Partners LLC
www.rhinotradingpartners.com
80 Broad Street 5th Floor
New York NY 10004
P: (212) 837-7710
River Cross Securities LLLP

 
401 City Avenue Suite 220
Bala Cynwyd PA 19004
P: (610) 617-2600
Robotti & Company LLC
www.robotti.com
6 East 43rd Street 23rd Floor
New York NY 10017
P: (212) 986-4800
Ronin Capital LLC
www.ronin-capital.com
350 N. Orleans Street Suite 2N
Chicago IL 60654
P: (312) 244-5900
Rosenblatt Securities Inc.
www.rblt.com
20 Broad Street 26th Floor
New York NY 10005
P: (212) 943-5225
F: (212) 344-1494
Rothschild Lieberman Ltd.
www.rothschildlieberman.com
280 Railroad Avenue
Greenwich CT 06830
P: (203) 340-9922
Name Address Phone/Fax
S. Goldman Capital LLC
www.sgc-llc.com
641 Lexington Avenue 18th Floor
New York NY 10022
P: (212) 404-5732
S.J. Levinson & Sons LLC
www.sjlevinson.com
2700 Westchester Avenue Suite 109
Purchase NY 10577
P: (914) 220-1654
SG Americas Securities LLC
www.sgcib.com
1221 Avenue of the Americas
New York NY 10020
P: (212) 278-6000
F: (212) 278-7068
Safra Securities Corporation 546 Fifth Avenue 2nd Floor
New York NY 10036
P: (212) 704-5500
F: (212) 704-5558
Samco Capital Markets Inc.
www.samcocapital.com
6805 Capital of Texas Highway Suite 350
Austin TX 78731
P: (512) 794-9100
F: (214) 765-1499
Samurai Trading LLC 515 Madison Avenue Suite 5W
New York NY 10022
P: (212) 935-9835
Sanders Morris Harris Inc.
www.smhcapital.com
3100  J.P. Morgan Chase Tower 58th Floor
Houston TX 77002-3003
P: (713) 250-4222
Sandler O'Neill & Partners LLC
www.sandleroneill.com
919 Third Avenue 6th Floor
New York NY 10022
P: (212) 466-7800
Sanford C. Bernstein & Co. LLC
www.bernstein.com
1345 Avenue of the Americas 15th Floor
New York NY 10105
P: (212) 486-5800
Santander Investment Securities Inc.
www.gruposantander.com
45 East 53rd Street
New York NY 10022
P: (212) 756-9165
F: (212) 350-3910
Scarsdale Equities LLC
www.scarsdale-equities.com
30 Rockefeller Plaza Suite 4250
New York NY 10112
P: (212) 433-1375
Scotia Capital (USA) Inc.
www.scotia-capital.com
One Liberty Plaza 165 Broadway 25th Floor
New York NY 10006
P: (212) 225-6500
Scottsdale Capital Advisors Corp.
www.scottsdalecapital.com
7170 East McDonald Road Suite 6
Scottsdale AZ 85253
P: (480) 603-4900
Sea Port Group Securities LLC
www.theseaportgroup.com/
360 Madison Avenue 22nd Floor
New York NY 10017
P: (212) 616-7700
Seaport Securities Corporation
www.seaportsecurities.com
60 Broad Street 31st Floor
New York NY 10006
P: (212) 482-8689
F: (212) 809-1107
Seven Points Capital LLC
www.sevenpointscapital.com
825 Third Avenue 2nd Floor
New York NY 10022
P: (212) 760-0760
F: (866) 335-6301
Sidoti & Company LLC
www.sidoti.com
317 Madison Avenue 14th Floor
New York NY 10017
P: (212) 297-0001
Solowey & Co 6801 Southwest 101 Street
Miami FL 33156-6060
P: (305) 668-3389
Southwest Securities Inc.
www.swst.com
1201 Elm Street Suite 3500
Dallas TX 75270
P: (214) 859-9164
Spartan Securities Group Ltd.
www.spartansecurities.com
100 Second Avenue South Suite 300N
Saint Petersburg FL 33701
P: (727) 502-0508
Speedroute LLC 30 Broad Street 22nd Floor
New York NY 10005
P: (855) 773-3310
F: (603) 692-8924
Spot Trading LLC
www.spottradingllc.com
440 South LaSalle Street Suite 2800
Chicago IL 60605
P: (312) 352-4569
Sterne Agee Clearing Inc.
www.sterneagee.com
800 Shades Creek Parkway Suite 700
Birmingham AL 35209
P: (205) 949-3500
Stock USA Execution Services Inc.
www.stockusa.com
1717 Route 6 Suite 101
Carmel NY 10512
P: (800) 874-3039
F: (845) 622-4878
Stuart Frankel & Co. Incorporated
www.stuartfrankel.com
60 Cutter Mill Road Suite 406
Great Neck NY 11021
P: (212) 943-8787
F: (212) 514-6888
Stuyvesant Trading Group L.L.C. 2 Rector Street Suite 306
New York NY 10006
P: (212) 659-3886
Summer Street Research Partners
www.ssrp.com
1 Beacon Street 34th Floor
Boston MA 02108
P: (617) 338-7500
F: (617) 532-6402
Sumo Capital LLC 141 West Jackson Blvd. Suite 1280
Chicago IL 60604
P: (312) 604-6602
Sun Trading LLC
www.suntradingllc.com
100 South Wacker Drive Suite 300
Chicago IL 60606
P: (312) 924-4700
SunGard Brokerage & Securities Services LLC
www.sungard.com/foxriver
2100 Enterprise Avenue
Geneva, IL 60134
P: (630) 482-7100
F: (630)-232-6074
Susquehanna Capital Group
www.susq.com
401 City Avenue
Bala Cynwyd PA 19004
P: (610) 617-2661
F: (610) 617-3858
Susquehanna Financial Group LLP
www.susq.com
401 City Avenue
Bala Cynwyd PA 19004
P: (610) 617-2600
F: (610) 747-2017
Susquehanna Investment Group L.L.P.
www.sig.com
401 City Avenue Suite 220
Bala Cynwyd PA 19004
P: (610) 617-2600
Susquehanna Securities 401 City Avenue Suite 220
Bala Cynwyd PA 19004
P: (212) 709-5363
Name Address Phone/Fax
TD Ameritrade Clearing Inc.
www.amtd.com
4211 South 102nd Street
Omaha NE 68127
P: (402) 970-5656
F: (402) 597-5635
TJM Investments LLC
www.tjmbrokerage.com
318 W. Adams Street 9th Floor
Chicago IL 60606
P: (312) 432-5100
F: (312) 432-4499
TJM Investments LLC
www.tjmbrokerage.com
318 W. Adams Street 9th Floor
Chicago IL 60606
P: (312) 432-5100
F: (312) 432-4499
TRC Markets LLC 710 Johnnie Dodds Blvd. Suite 300535 Fifth Avenue 12th Floor
Mount Pleasant SC 29464
P: (843) 352-8000
Themis Trading LLC
www.themistrading.com
10 Town Square Suite 100
Chatham NJ 07928
P: (973) 665-9600
F: (973) 665-9888
Thompson Davis & Co. Inc.
www.thompsondavis.com
919 East Main Street 16th Floor
Richmond VA 23219
P: (804) 643-1295
Timber Hill LLC
www.interactivebrokers.com
One Pickwick Plaza
Greenwich CT 06830
P: (203) 618-5800
Track Data Securities Corp.
www.trackdata.com
95 Rockwell Place
Brooklyn NY 11217
P: (718) 923-3187
Trade Manage Capital Inc.
www.trademanage.com
299 Market Street
Saddle Brook NJ 07663
P: (201) 587-2424
F: (201) 587-9477
TradeStation Securities Inc.
www.tradestation.com
8050 Southwest 10th Street Suite 2000
Plantation FL 33324
P: (954) 652-7900
Tradebot Systems Inc.
www.tradebotsystems.com
1251 NW Briarcliff Parkway Suite 700
Kansas City MO 64116
P: (816) 285-6400
F: (816) 285-3300
Tradition Asiel Securities Inc.
www.tradition-asiel.com
75 Park Place 4th Floor
New York NY 10007
P: (212) 791-4500
Triad Securities Corp
www.triadsecurities.com
111 Broadway 11th Floor
New York NY 10006
P: (212) 349-8060
F: (212) 349-2914
Tudor Pickering Holt & Co. Securities Inc.
www.tudorpickering.com
1111 Bagby Street Suite 5000
Houston TX 77002
P: (713) 333-2960
Tullett Prebon Financial Services LLC
www.tullettprebon.com
80 Pine Street
New York NY 10005
P: (212) 208-2386
F: (212) 208-3956
Two Rivers Trading Group LLC One North End Avenue #1251-C
New York NY 10282
P: (212) 238-2000
F: (212) 619-4558
Two Sigma Securities LLC
www.twosigma.com
379 West Broadway Suite 304
New York NY 10012
P: (212) 625-5700
F: (917) 237-4135
Name Address Phone/Fax
UBS Financial Services Inc.
www.ubs.com/financialservicesinc
1000 Harbor Boulevard
Weehawken NJ 07086
P: (201) 352-3000
UBS Securities LLC
www.ubs.com
1285 Ave of the Americas
New York NY 10019
P: (203) 719-3000
F: (203) 719-1188
Name Address Phone/Fax
Vandham Securities Corp.
www.vandham.com
50 Tice Boulevard 1st Floor
Woodcliff Lake NJ 07677
P: (212) 223-7300
Veritas Securities Corp.
www.veritassecurities.com
40 Wall Street #2819
New York NY 10005
P: (212) 668-8700
F: (212) 668-8428
ViewTrade Securities Inc.
www.viewtrade.com
7280 West Palmetto Park Road Suite 105
Boca Raton FL 33433
P: (561) 620-0306
Virtu Financial BD LLC
www.vfinllc.com
645 Madison Avenue 16th Floor
New York NY 10022
P: (212) 418-0116
F: (212) 418-0123
Virtu Financial Capital Markets LLC
www.virtu.com
1540 Second Street 3rd Floor
Santa Monica CA 90401
P: (310) 595-0126
F: (310) 651-9759
Vision Brokerage Services LLC
www.visionbrokerageservices.com
4 High Ridge Park Suite 100
Stamford CT 06905
P: (203) 388-2675
F: (203) 321-0071
Vision Financial Markets LLC
www.visionfinancialmarkets.com
4 High Ridge Park Suite 100
Stamford CT 06905
P: (203) 388-2700
F: (203) 321-0071
Volant Liquidity LLC
www.volanttrading.com
7 World Trade Center Suite 3301
New York NY 10007
P: (646) 484-3000
F: (646) 484-3001
Name Address Phone/Fax
W.R. Hambrecht + Co. LLC
www.wrhambrecht.com
420 Lexington Avenue Suite 1825
New York NY 10170
P: (212) 313-5900
F: (212) 313-5959
WM Smith & Co.
www.wmsmith.com
1700 Lincoln Street Suite 2545
Denver CO 80203
P: (303) 831-9696
F: (303) 831-7158
Wall Street Access
www.wsaccess.com
17 Battery Place
New York NY 10004
P: (800) 774-0163
F: (212) 709-9522
WallachBeth Capital LLC
www.wallachbeth.com
100 Wall Street Suite 6600
New York NY 10005
P: (646) 237-8585
F: (646) 224-9888
Walleye Trading LLC
www.walleyesoftware.com
14601 27th Ave N Suite 102
Plymouth MN 55447
P: (952) 345-6611
Wang Investment Associates Inc.
www.wangvest.com
50 Broad Street Suite 435
New York NY 10004
P: (212) 425-9264
F: (718) 732-3368
Wedbush Securities Inc.
www.wedbush.com
1000 Wilshire Blvd. P.O. Box 30014
Los Angeles CA 90030
P: (213) 688-8000
F: (213) 688-6655
Weeden & Company L.P.
www.weedenco.com
145 Mason Street
Greenwich CT 06830
P: (203) 861-7670
Wellington Shields & Co. LLC
www.wellingtonshields.com
140 Broadway Suite 4400
New York NY 10005
P: (212) 320-3000
F: (212) 320-3040
Wells Fargo Securities LLC
www.wellsfargo.com
301 South College Street One Wachovia Center 8th Floor
Charlotte NC 28288
P: (704) 374-3369
Westor Capital Group Inc.
www.westorcapital.com
258 Genesee Street Suite 601
Utica NY 13502
P: (212) 631-4250
White Bay PT LLC 140 Broadway 38th Floor
New York NY 10005
P: (646) 651-4380
F: (718) 732-2033
White Bay PT LLC 140 Broadway 38th Floor
New York NY 10005
P: (646) 651-4380
F: (718) 732-2033
WhoTrades, Inc. 17 State Street, 7th Floor
New York, NY 10004
P: (646) 346-1000
Williams Trading LLC
www.wtco.com
860 Canal Street 3rd Floor
Stamford CT 06902
P: (203) 353-7600
F: (203) 353-7601
Wilson-Davis & Company Inc.
www.wdco.com
8555 Southwest Apple Way Suite 110
Portland OR 97225
P: (801) 532-1313
Winslow Evans & Crocker Inc.
www.winslowevanscrocker.com
175 Federal Street 6th Floor
Boston MA 02110
P: (617) 896-3548
Wolf A. Popper Inc.
www.wolfpopperfinancial.com
99 Wall Street 6th Floor
New York NY 10005
P: (212) 532-0100
F: (212) 696-1347
Wolverine Execution Services LLC
www.tradewex.com
175 West Jackson Blvd. Suite 200
Chicago IL 60604
P: (312) 884-3689
F: (646) 485-7101
Wolverine Trading LLC
www.wolve.com
175 West Jackson Blvd. Suite 200
Chicago IL 60604
P: (312) 884-3788
F: (312) 884-3828
World Trade Financial Corp.
www.worldtradefinancial.com
2010 Hancock Street 2nd Floor
San Diego CA 92110
P: (619) 325-2620
F: (619) 325-2630
Name Address Phone/Fax
XR Securities LLC 550 West Jackson Blvd. Suite 1000
Chicago IL 60661
P: (312) 244-4500
Xambala Capital LLC
www.xambala.com
640 W. Califonia Avenue Suite 220
Sunnyvale CA 94086
P: (408) 990-1940
Name Address Phone/Fax
     
Name Address Phone/Fax
Zacks & Company
www.zacks.com
100 N. Riverside Plaza Suite 2200
Chicago IL 60606
P: (312) 630-9880
Name Address Phone/Fax

How to Join

NYSE Arca Forms

*Includes Market Maker and Lead Market Maker
**Must be an existing Lead Market Maker ETP in order to submit this application for a green sheet posting.
***To be completed for persons required to be Approved Persons with the Exchange for NYSE Arca DEA applicant firms, and for whom the required disclosure information is not available on Web CRD.

To participate in NYSE Arca Equities new Retail Order Tier, please complete the form included here:

For questions regarding the application, supporting documentation, or process, please feel free to contact Client Relationship Services using the “Contact Us” button below.

Application and all supporting documentation are preferred electronically and should be sent via email to Client Relationship Services at crs@nyx.com, or by using the “Contact Us” button below. Please ensure all attachments are clearly labeled.

Membership Types

The NYSE Arca equities platform provides for three types of participants: Market Makers, Lead Market Makers and Order Routing ETP Holders.

Market Makers

A Market Maker is an ETP holder or firm that has registered with NYSE Euronext to trade securities. Market Makers are obligated to maintain continuous two-sided Q Orders in all registered securities.

Lead Market Makers

Any registered Market Maker may apply to become a Lead Market Maker (LMM). LMMs operate off-the-exchange trading with more stringent quoting obligations and in some cases, participation guarantees. LMMs must maintain specified cash or liquid assets based upon the number of issues traded.

NYSE Arca Equity Lead Market Making Firms

  • Credit Suisse Securities (USA) LLC
  • Deutsche Bank Securities Inc
  • Goldman Sachs and Company
  • IMC Chicago, LLC
  • Jane Street Capital, LLC
  • KCG Americas LLC
  • Latour Trading, LLC
  • OTA, LLC
  • Susquehanna Capital Group
  • Timber Hill LLC
  • Virtu Financial BD, LLC
  • Wolverine Trading, LLC