LULD Overview

On May 31, 2012, the Securities and Exchange Commission (SEC) approved, on a pilot basis, a National Market System Plan to Address Extraordinary Market Volatility, known as the Limit Up - Limit Down ("LULD") Plan.

Visit the LULD Plan website to learn more


Tier 1 LULD List

Should you have any questions regarding the LULD program, please contact us.

Download Current LULD List

Download the List of Changes - Effective July 1, 2019

Tier 1 LULD List - Effective July 1, 2019

SPYSPDR S&P 500 ETF Trust
QQQInvesco QQQ Trust
IWMiShares Russell 2000 ETF
EEMiShares MSCI Emerging Markets ETF
HYGiShares iBoxx $ High Yield Corporate Bond ETF
EFAiShares MSCI EAFE ETF
XLFFinancial Select Sector SPDR Fund
EWZiShares MSCI Brazil ETF
FXIiShares China Large-Cap ETF
IVViShares Core S&P 500 ETF
LQDiShares iBoxx $ Investment Grade Corporate Bond ETF
TLTiShares 20+ Year Treasury Bond ETF
XLVHealth Care Select Sector SPDR Fund
XLKTechnology Select Sector SPDR Fund
XLUUtilities Select Sector SPDR Fund
DIASPDR Dow Jones Industrial Average ETF Trust
GLDSPDR Gold Trust
GDXVanEck Vectors Gold Miners ETF
XLIIndustrial Select Sector SPDR Fund
XLEEnergy Select Sector SPDR Fund
IEMGiShares Core MSCI Emerging Markets ETF
VOOVanguard S&P 500 ETF
XLPConsumer Staples Select Sector SPDR Fund
SMHVanEck Vectors Semiconductor ETF
VXXiPath Series B S&P 500 VIX Short-Term Futures ETN
IYRiShares U.S. Real Estate ETF
XOPSPDR S&P Oil & Gas Exploration & Production ETF
JNKSPDR Bloomberg Barclays High Yield Bond ETF
VWOVanguard FTSE Emerging Markets ETF
XLYConsumer Discretionary Select Sector SPDR Fund
IEFAiShares Core MSCI EAFE ETF
EMBiShares JP Morgan USD Emerging Markets Bond ETF
AGGiShares Core U.S. Aggregate Bond ETF
VNQVanguard Real Estate ETF
IEFiShares 7-10 Year Treasury Bond ETF
EWJiShares MSCI Japan ETF
VTIVanguard Total Stock Market ETF
KRESPDR S&P Regional Banking ETF
VEAVanguard FTSE Developed Markets ETF
XBISPDR S&P BIOTECH ETF
GDXJVanEck Vectors Junior Gold Miners ETF
XLBMaterials Select Sector SPDR Fund
MDYSPDR S&P Midcap 400 ETF Trust
MCHIiShares MSCI China ETF
USOUnited States Oil Fund LP
SHYiShares 1-3 Year Treasury Bond ETF
SHViShares Short Treasury Bond ETF
IWDiShares Russell 1000 Value ETF
IJRiShares Core S&P Small Cap ETF
IWFiShares Russell 1000 Growth ETF
IBBiShares NASDAQ Biotechnology ETF
XRTSPDR S&P Retail ETF
IJHiShares Core S&P Mid-Cap ETF
ACWIiShares MSCI ACWI ETF
EWYiShares MSCI South Korea ETF
USMViShares Edge MSCI Min Vol USA ETF
BNDVanguard Total Bond Market ETF
VGKVanguard FTSE Europe ETF
BSVVanguard Short-Term Bond ETF
RSXVanEck Vectors Russia ETF
IAUiShares Gold Trust
VTVanguard Total World Stock ETF
EZUiShares MSCI Eurozone ETF
IWBiShares Russell 1000 ETF
BILSPDR Bloomberg Barclays 1-3 Month T-Bill ETF
VCSHVanguard Short-Term Corporate Bond ETF
VTVVanguard Value ETF
XLCCommunication Services Select Sector SPDR Fund
ASHRXtrackers Harvest CSI 300 China A-Shares ETF
EWWiShares MSCI Mexico ETF
VCITVanguard Intermediate-Term Corporate Bond ETF
AMLPAlerian MLP ETF
EWTiShares MSCI Taiwan ETF
BKLNInvesco Senior Loan ETF
INDAiShares MSCI India ETF
XLREReal Estate Select Sector SPDR Fund
SOXXiShares PHLX Semiconductor ETF
TIPiShares TIPS Bond ETF
SHProShares Short S&P500
SPLVInvesco S&P 500 Low Volatility ETF
SVXYProShares Short VIX Short-Term Futures ETF
ITOTiShares Core S&P Total U.S. Stock Market ETF
VEUVanguard FTSE All-World ex-US Index Fund
VGTVanguard Information Technology ETF
VUGVanguard Growth ETF
OIHVanEck Vectors Oil Services ETF
MBBiShares MBS ETF
EWHiShares MSCI Hong Kong ETF
PFFiShares Preferred & Income Securities ETF
KBESPDR S&P Bank ETF
MTUMiShares Edge MSCI USA Momentum Factor ETF
QUALiShares Edge MSCI USA Quality Factor ETF
IVWiShares S&P 500 Growth ETF
FEZSPDR EURO STOXX 50 ETF
SLViShares Silver Trust
XHBSPDR S&P Homebuilders ETF
IWOiShares Russell 2000 Growth ETF
IWRiShares Russell Midcap ETF
MINTPIMCO Enhanced Short Maturity Active ETF
KWEBKraneShares CSI China Internet ETF
GOVTiShares U.S. Treasury Bond ETF
IWNiShares Russell 2000 Value ETF
EWGiShares MSCI Germany ETF
SCHFSchwab International Equity ETF
VIGVanguard Dividend Appreciation ETF
BNDXVanguard Total International Bond ETF
IVEiShares S&P 500 Value ETF
IEIiShares 3-7 Year Treasury Bond ETF
MUBiShares National Muni Bond ETF
IGViShares Expanded Tech-Software Sector ETF
VYMVanguard High Dividend Yield Index ETF
ITBiShares U.S. Home Construction ETF
VBVanguard Small-Cap ETF
AAXJiShares MSCI All Country Asia ex Japan ETF
RSPInvesco S&P 500 Equal Weight ETF
JPSTJPMorgan Ultra-Short Income ETF
FLOTiShares Floating Rate Bond ETF
SCHXSchwab U.S. Large-Cap ETF
ACWXiShares MSCI ACWI ex U.S. ETF
FDNFirst Trust Dow Jones Internet Index Fund
EMLCVanEck Vectors J.P. Morgan EM Local Currency Bond ETF
EWUiShares MSCI United Kingdom ETF
VOVanguard Mid-Cap ETF
IGSBiShares Short-Term Corporate Bond ETF
SCHBSchwab U.S. Broad Market ETF
SJNKSPDR Bloomberg Barclays Short Term High Yield Bond ETF
BIVVanguard Intermediate-Term Bond ETF
OEFiShares S&P 100 ETF
XMESPDR S&P Metals & Mining ETF
IWPiShares Russell Mid-Cap Growth ETF
EWCiShares MSCI Canada ETF
DVYiShares Select Dividend ETF
SDYSPDR S&P Dividend ETF
NEARiShares Short Maturity Bond ETF
EFAViShares Edge MSCI Min Vol EAFE ETF
VGSHVanguard Short-Term Treasury ETF
PSQProShares Short QQQ
IWViShares Russell 3000 ETF
VXUSVanguard Total International Stock ETF
SPYGSPDR Portfolio S&P 500 Growth ETF
SCZiShares MSCI EAFE Small-Cap ETF
SCHOSchwab Short-Term US Treasury ETF
IHIiShares U.S. Medical Devices ETF
DXJWisdomTree Japan Hedged Equity Fund
DGROiShares Core Dividend Growth ETF
IXUSiShares Core MSCI Total International Stock ETF
EWAiShares MSCI Australia ETF
ILFiShares Latin America 40 ETF
HDViShares Core High Dividend ETF
IWSiShares Russell Mid-Cap Value ETF
EZAiShares MSCI South Africa ETF
VIXYProShares VIX Short-Term Futures ETF
VLUEiShares Edge MSCI USA Value Factor ETF
FTSMFirst Trust Enhanced Short Maturity ETF
CWBSPDR Bloomberg Barclays Convertible Securities ETF
SPSBSPDR Portfolio Short Term Corporate Bond ETF
SCHDSchwab US Dividend Equity ETF
IYTiShares Transportation Average ETF
UNGUnited States Natural Gas Fund LP
EEMViShares Edge MSCI Min Vol Emerging Markets ETF
PCYInvesco Emerging Markets Sovereign Debt ETF
AMJJ.P. Morgan Alerian MLP Index ETN
VHTVanguard Health Care ETF
IUSGiShares Core S&P U.S. Growth ETF
VFHVanguard Financials ETF
ITAiShares U.S. Aerospace & Defense ETF
VXFVanguard Extended Market ETF
SCHGSchwab U.S. Large-Cap Growth ETF
FLRNSPDR Bloomberg Barclays Investment Grade Floating Rate ETF
VMBSVanguard Mortgage-Backed Securities ETF
EPIWisdomTree India Earnings Fund
VVVanguard Large-Cap ETF
SPTLSPDR Portfolio Long Term Treasury ETF
SPIBSPDR Portfolio Intermediate Term Corporate Bond ETF
NOBLProShares S&P 500 Dividend Aristocrats ETF
IUSViShares Core S&P US Value ETF
BLVVanguard Long-Term Bond ETF
DOGProShares Short Dow30
IGIBiShares Intermediate-Term Corporate Bond ETF
SPDWSPDR Portfolio Developed World ex-US ETF
VOEVanguard Mid-Cap Value ETF
VBRVanguard Small Cap Value ETF
SCHVSchwab U.S. Large-Cap Value ETF
SCHESchwab Emerging Markets Equity ETF
EFViShares MSCI EAFE Value ETF
HYLBXtrackers USD High Yield Corporate Bond ETF
SCHASchwab U.S. Small-Cap ETF
EIDOiShares MSCI Indonesia ETF
VGITVanguard Intermediate-Term Treasury ETF
SCHZSchwab US Aggregate Bond ETF
DBEFXtrackers MSCI EAFE Hedged Equity ETF
GBILGoldman Sachs Access Treasury 0-1 Year ETF
IYFiShares U.S. Financials ETF
SHYGiShares 0-5 Year High Yield Corporate Bond ETF
SCHHSchwab U.S. REIT ETF
SPYVSPDR Portfolio S&P 500 Value ETF
HYSPIMCO 0-5 Year High Yield Corporate Bond Index ETF
VCLTVanguard Long-Term Corporate Bond ETF
SRLNSPDR Blackstone / GSO Senior Loan ETF
VBKVanguard Small-Cap Growth ETF
ITESPDR Bloomberg Barclays Intermediate Term Treasury ETF
EWLiShares MSCI Switzerland ETF
SPABSPDR Portfolio Aggregate Bond ETF
PGXInvesco Preferred ETF
SPEMSPDR Portfolio Emerging Markets ETF
IEURiShares Core MSCI Europe ETF
SCHPSchwab US TIPS ETF
IYWiShares U.S. Technology ETF
EWQiShares MSCI France ETF
SPHDInvesco S&P 500 High Dividend Low Volatility ETF
SCHRSchwab Intermediate-Term US Treasury ETF
FVDFirst Trust Value Line Dividend Index Fund
VTEBVanguard Tax-Exempt Bond ETF
HEDJWisdomTree Europe Hedged Equity Fund
RWMProShares Short Russell2000
GXCSPDR S&P China ETF
VTIPVanguard Short-Term Inflation-Protected Securities ETF
VDEVanguard Energy ETF
MJETFMG Alternative Harvest ETF
VPLVanguard FTSE Pacific ETF
IJSiShares S&P Small-Cap 600 Value ETF
VPUVanguard Utilities ETF
ACWViShares Edge MSCI Min Vol Global ETF
RWRSPDR Dow Jones REIT ETF
EWMiShares MSCI Malaysia ETF
USFRWisdomTree Floating Rate Treasury Fund
KBWBInvesco KBW Bank ETF
USIGiShares Broad USD Investment Grade Corporate Bond ETF
VSSVanguard FTSE All-World ex-US Small-Cap ETF
EPPiShares MSCI Pacific ex-Japan ETF
EWPiShares MSCI Spain ETF
SPLGSPDR Portfolio Large Cap ETF
SCHMSchwab U.S. Mid-Cap ETF
LMBSFirst Trust Low Duration Opportunities ETF
VDCVanguard Consumer Staples ETF
THDiShares MSCI Thailand ETF
IJKiShares S&P Mid-Cap 400 Growth ETF
FXHFirst Trust Health Care AlphaDEX Fund
GSYInvesco Ultra Short Duration ETF
VOXVanguard Communication Services ETF
BBEUJPMorgan BetaBuilders Europe ETF
VOTVanguard Mid-Cap Growth ETF
GSLCGoldman Sachs ActiveBeta U.S. Large Cap Equity ETF
FXEInvesco CurrencyShares Euro Trust
EWIiShares MSCI Italy ETF
IYHiShares U.S. Healthcare ETF
DBCInvesco DB Commodity Index Tracking Fund
XMLVInvesco S&P MidCap Low Volatility ETF
FBTFirst Trust NYSE Arca Arca Biotechnology Index Fund
SPYDSPDR Portfolio S&P 500 High Dividend ETF
TURiShares MSCI Turkey ETF
VNQIVanguard Global ex-U.S. Real Estate ETF
VISVanguard Industrials ETF
VGLTVanguard Long-Term Treasury ETF
BBJPJPMorgan BetaBuilders Japan ETF
FPEFirst Trust Preferred Securities & Income ETF
MGKVanguard Mega Cap Growth ETF
SHMSPDR Nuveen Bloomberg Barclays Short Term Municipal Bond ETF
IHFiShares U.S. Healthcare Providers ETF
IDViShares International Select Dividend ETF
ECHiShares MSCI Chile ETF
TBNDTactical Income ETF
EDVVanguard Extended Duration Treasury ETF
IJTiShares S&P Small-Cap 600 Growth ETF
USSGXtrackers MSCI USA ESG Leaders Equity ETF
STIPiShares 0-5 Year TIPS Bond ETF
IJJiShares S&P Mid-Cap 400 Value ETF
KSAiShares MSCI Saudi Arabia ETF
SPTMSPDR Portfolio Total Stock Market ETF
IEViShares Europe ETF
IYEiShares U.S. Energy ETF
IATiShares U.S. Regional Banks ETF
HEWJiShares Currency Hedged MSCI Japan ETF
FXLFirst Trust Technology AlphaDEX Fund
HYDVanEck Vectors High-Yield Municipal Index ETF
VAWVanguard Materials ETF
FTCSFirst Trust Capital Strength ETF
IXNiShares Global Tech ETF
TOTLSPDR DoubleLine Total Return Tactical ETF
PTLCPacer Trendpilot US Large Cap ETF
TFISPDR Nuveen Bloomberg Barclays Municipal Bond ETF
FXYInvesco Currencyshares Japanese Yen Trust
PDBCInvesco Optimum Yield Diversified Commodity Strategy K-1 ETF
FTECFidelity MSCI Information Technology Index ETF
EFGiShares MSCI EAFE Growth ETF
MOATVanEck Vectors Morningstar Wide Moat ETF
RWXSPDR Dow Jones International Real Estate ETF
GVIiShares Intermediate Government/Credit Bond ETF
SPSMSPDR Portfolio Small Cap ETF
EWSiShares MSCI Singapore ETF
RPGInvesco S&P 500 Pure Growth ETF
FXUFirst Trust Utilities AlphaDEX Fund
BONDPIMCO Active Bond ETF
QTECFirst Trust NASDAQ-100 Technology Sector Index Fund
UUPInvesco DB US Dollar Index Bullish Fund
ARKKARK Innovation ETF
ISTBiShares Core 1-5 Year USD Bond ETF
VCRVanguard Consumer Discretionary ETF
SKYYFirst Trust Cloud Computing ETF
BOTZGlobal X Robotics & Artificial Intelligence ETF
SLYGSPDR S&P 600 Small Cap Growth ETF
XESSPDR S&P Oil & Gas Equipment & Services ETF
PRFInvesco FTSE RAFI US 1000 ETF
VOOGVanguard S&P 500 Growth ETF
SPTSSPDR Portfolio Short Term Treasury ETF
HEFAiShares Currency Hedged MSCI EAFE ETF
KIESPDR S&P Insurance ETF
FNDXSchwab Fundamental US Large Co. Index ETF
XARSPDR S&P Aerospace & Defense ETF
IUSBiShares Core Total USD Bond Market ETF
XSLVInvesco S&P SmallCap Low Volatility ETF
ICSHiShares Ultra Short-Term Bond ETF
DGRWWisdomTree US Quality Dividend Growth Fund
IYZiShares U.S. Telecommunications ETF
PKWInvesco Buyback Achievers ETF
IXJiShares Global Healthcare ETF
TLHiShares 10-20 Year Treasury Bond ETF
SUBiShares Short-Term National Muni Bond ETF
RODMHartford Multifactor Developed Markets (ex-US) ETF
EMLPFirst Trust North American Energy Infrastructure Fund
ONEQFidelity Nasdaq Composite Index Tracking Stock
JPINJ.P. Morgan Diversified Return International Equity ETF
FNDASchwab Fundamental US Small Co. Index ETF
VONGVanguard Russell 1000 Growth ETF
GUNRFlexShares Morningstar Global Upstream Natural Resources Index Fund
DONWisdomTree U.S. MidCap Dividend Fund
IDUiShares U.S. Utilities ETF
EPHEiShares MSCI Philippines ETF
MLPIETRACS Alerian MLP Infrastructure Index ETN
IGFiShares Global Infrastructure ETF
ICFiShares Cohen & Steers REIT ETF
LEMBiShares J.P. Morgan EM Local Currency Bond ETF
FNDFSchwab Fundamental International Large Co. Index ETF
RYTInvesco S&P 500 Equal Weight Technology ETF
BBCAJPMorgan BetaBuilders Canada ETF
EUMProShares Short MSCI Emerging Markets
HEZUiShares Currency Hedged MSCI Eurozone ETF
ERUSiShares MSCI Russia ETF
HYMBSPDR Nuveen S&P High Yield Municipal Bond ETF
ANGLVanEck Vectors Fallen Angel High Yield Bond ETF
DEMWisdomTree Emerging Markets High Dividend Fund
EUFNiShares MSCI Europe Financials ETF
REMiShares Mortgage Real Estate ETF
RDIVInvesco S&P Ultra Dividend Revenue ETF
VTWOVanguard Russell 2000 ETF
BWXSPDR Bloomberg Barclays International Treasury Bond ETF
IYGiShares US Financial Services ETF
FTSLFirst Trust Senior Loan Fund
GSGiShares S&P GSCI Commodity Indexed Trust
EWDiShares MSCI Sweden ETF
SLYVSPDR S&P 600 Small Cap Value ETF
GLDMSPDR Gold MiniShares Trust
IXCiShares Global Energy ETF
USRTiShares Core U.S. REIT ETF
USHYiShares Broad USD High Yield Corporate Bond ETF
VNLAJanus Henderson Short Duration Income ETF
KBAKraneShares Bosera MSCI China A Share ETF
FHLCFidelity MSCI Health Care Index ETF
SPHQInvesco S&P 500 Quality ETF
MGVVanguard Mega Cap Value ETF
SCHCSchwab International Small-Cap Equity ETF
SPMDSPDR Portfolio Mid Cap ETF
IAGGiShares Core International Aggregate Bond ETF
CQQQInvesco China Technology ETF
IYJiShares U.S. Industrials ETF
MDYVSPDR S&P 400 Mid Cap Value ETF
DBEUXtrackers MSCI Europe Hedged Equity ETF
CWISPDR MSCI ACWI ex-US ETF
SPHBInvesco S&P 500 High Beta ETF
IGLBiShares Long-Term Corporate Bond ETF
SLQDiShares 0-5 Year Investment Grade Corporate Bond ETF
CLOUGlobal X Cloud Computing ETF
BSCKInvesco BulletShares 2020 Corporate Bond ETF
XSDSPDR S&P Semiconductor ETF
REETiShares Global REIT ETF
SUSLiShares ESG MSCI USA Leaders ETF
PHBInvesco Fundamental High Yield Corporate Bond ETF
DBJPXtrackers MSCI Japan Hedged Equity ETF
VWOBVanguard Emerging Markets Government Bond ETF
HYLSFirst Trust Tactical High Yield ETF
HACKETFMG Prime Cyber Security ETF
PZAInvesco National AMT-Free Municipal Bond ETF
LRGFiShares Edge MSCI Multifactor USA ETF
INDYiShares India 50 ETF
ITMVanEck Vectors AMT-Free Intermediate Municipal Index ETF
PXHInvesco FTSE RAFI Emerging Markets ETF
PGFInvesco Financial Preferred ETF
IGMiShares Expanded Tech Sector ETF
VONVVanguard Russell 1000 Value ETF
XMMOInvesco S&P MidCap Momentum ETF
PSCHInvesco S&P SmallCap Health Care ETF
SPLBSPDR Portfolio Long Term Corporate Bond ETF
FVFirst Trust Dorsey Wright Focus 5 ETF
TBFProshares Short 20+ Year Treasury
EPOLiShares MSCI Poland ETF
MDYGSPDR S&P 400 Mid Cap Growth ETF
ROBOROBO Global Robotics & Automation Index ETF
AOMiShares Core Moderate Allocation ETF
BSCJInvesco BulletShares 2019 Corporate Bond ETF
FNDESchwab Fundamental Emerging Markets Large Co. Index ETF
CNXtrackers MSCI All China Equity ETF
IGOViShares International Treasury Bond ETF
FNCLFidelity MSCI Financials Index ETF
FFTYInnovator IBD 50 ETF
IYCiShares U.S. Consumer Services ETF
QAIIQ Hedge Multi-Strategy Tracker ETF
RPVInvesco S&P 500 Pure Value ETF
IOOiShares Global 100 ETF
FRELFidelity MSCI Real Estate Index ETF
VIOOVanguard S&P Small-Cap 600 ETF
IQLTiShares Edge MSCI Intl Quality Factor ETF
INTFiShares Edge MSCI Multifactor Intl ETF
FLQLFranklin LibertyQ U.S. Equity ETF
FUTYFidelity MSCI Utilities Index ETF
BSCLInvesco BulletShares 2021 Corporate Bond ETF
BKFiShares MSCI BRIC ETF
EWNiShares MSCI Netherlands ETF
MGCVanguard Mega Cap ETF
PDPInvesco DWA Momentum ETF
DSIiShares MSCI KLD 400 Social ETF
PRFZInvesco FTSE RAFI US 1500 Small-Mid ETF
BSCMInvesco BulletShares 2022 Corporate Bond ETF
URTHiShares MSCI World ETF
AORiShares Core Growth Allocation ETF
SCJiShares MSCI Japan Small-Cap ETF
DVYEiShares Emerging Markets Dividend ETF
MLPAGlobal X MLP ETF
TFLOiShares Treasury Floating Rate Bond ETF
XLGInvesco S&P 500 Top 50 ETF
AGZiShares Agency Bond ETF
RWOSPDR Dow Jones Global Real Estate ETF
MNAIQ Merger Arbitrage ETF
KXIiShares Global Consumer Staples ETF
IGEiShares North American Natural Resources ETF
SDOGALPS Sector Dividend Dogs ETF
DJPiPath Bloomberg Commodity Index Total Return ETN
BNOUnited States Brent Oil Fund LP
IPESPDR Bloomberg Barclays TIPS ETF
DESWisdomTree U.S. SmallCap Dividend Fund
DLNWisdomTree U.S. LargeCap Dividend Fund
CORPPIMCO Investment Grade Corporate Bond Index ETF
MLPXGlobal X MLP & Energy Infrastructure ETF
IWYiShares Russell Top 200 Growth ETF
VRPInvesco Variable Rate Preferred ETF
PPLTAberdeen Standard Physical Platinum Shares ETF
GNRSPDR S&P Global Natural Resources ETF
BSJJInvesco BulletShares 2019 High Yield Corporate Bond ETF
FXOFirst Trust Financials AlphaDEX Fund
FPXFirst Trust US Equity Opportunities ETF
BSJKInvesco BulletShares 2020 High Yield Corporate Bond ETF
FMBFirst Trust Managed Municipal ETF
GSIEGoldman Sachs ActiveBeta International Equity ETF
PSJInvesco Dynamic Software ETF
DLSWisdomTree International SmallCap Dividend Fund
QQEWFirst Trust Nasdaq-100 Equal Weighted Index Fund
IPAYETFMG Prime Mobile Payments ETF
SGOLAberdeen Standard Physical Gold Shares ETF
FIXDFirst Trust TCW Opportunistic Fixed Income ETF
DBAInvesco DB Agriculture Fund
FEMFirst Trust Emerging Markets AlphaDEX Fund
GEMGoldman Sachs ActiveBeta Emerging Markets Equity ETF
FXBInvesco CurrencyShares British Pound Sterling Trust
FDTFirst Trust Developed Markets ex-US AlphaDEX Fund
SDIVGlobal X Superdividend ETF
RYHInvesco S&P 500 Equal Weight Health Care ETF
ARKWARK Web x.0 ETF
CEFSprott Physical Gold and Silver Trust Units
FEXFirst Trust Large Cap Core AlphaDEX Fund
FDLFirst Trust Morningstar Dividend Leaders Index Fund
AOAiShares Core Aggressive Allocation ETF
VNMVanEck Vectors Vietnam ETF
PSKSPDR Wells Fargo Preferred Stock ETF
IDEViShares Core MSCI International Developed Markets ETF
FNDCSchwab Fundamental International Small Co. Index ETF
PHYSSprott Physical Gold Trust Units
XHESPDR S&P Health Care Equipment ETF
EBNDSPDR Bloomberg Barclays Emerging Markets Local Bond ETF
LGLVSPDR SSGA US Large Cap Low Volatility Index ETF
SIZEiShares Edge MSCI USA Size Factor ETF
DFJWisdomTree Japan SmallCap Dividend Fund
VOOVVanguard S&P 500 Value ETF
XTiShares Exponential Technologies ETF
IWCiShares Micro-Cap ETF
VONEVanguard Russell 1000 ETF
FTAFirst Trust Large Cap Value AlphaDEX Fund
FDISFidelity MSCI Consumer Discretionary Index ETF
BSJLInvesco Bulletshares 2021 High Yield Corporate Bond ETF
ESGDiShares ESG MSCI EAFE ETF
RYUInvesco S&P 500 Equal Weight Utilities ETF
IBDLiShares iBonds Dec 2020 Term Corporate ETF
JXIiShares Global Utilities ETF
AGGYWisdomTree Yield Enhanced U.S. Aggregate Bond Fund
IBDMiShares iBonds Dec 2021 Term Corporate ETF
SCHKSchwab 1000 Index ETF
BABInvesco Taxable Municipal Bond ETF
RHSInvesco S&P 500 Equal Weight Consumer Staples ETF
WPSiShares International Developed Property ETF
VYMIVanguard International High Dividend Yield ETF
PULSPGIM Ultra Short Bond ETF
PALLAberdeen Standard Physical Palladium Shares ETF
JHMMJohn Hancock Multifactor Mid Cap ETF
SLYSPDR S&P 600 Small Cap ETF
QDFFlexShares Quality Dividend Index Fund
CMFiShares California Muni Bond ETF
DGSWisdomTree Emerging Markets SmallCap Dividend Fund
IYMiShares U.S. Basic Materials ETF
AMZAInfraCap MLP ETF
SUSAiShares MSCI USA ESG Select ETF
CIBRFirst Trust NASDAQ Cybersecurity ETF
ESGEiShares ESG MSCI EM ETF
QYLDGlobal X NASDAQ 100 Covered Call ETF
ZIVVelocityShares Daily Inverse VIX Medium-Term ETN
VIGIVanguard International Dividend Appreciation ETF
EDIVSPDR S&P Emerging Markets Dividend ETF
REMXVanEck Vectors Rare Earth/Strategic Metals ETF
FXRFirst Trust Industrials/Producer Durables AlphaDEX Fund
PXFInvesco FTSE RAFI Developed Markets ex-U.S. ETF
EEMAiShares MSCI Emerging Markets Asia ETF
ARKGARK Genomic Revolution ETF
IBDKiShares iBonds Dec 2019 Term Corporate ETF
FTCFirst Trust Large Cap Growth AlphaDEX Fund
PWVInvesco Dynamic Large Cap Value ETF
PTMCPacer Trendpilot US Mid Cap ETF
FLTRVanEck Vectors Investment Grade Floating Rate ETF
IDLVInvesco S&P International Developed Low Volatility ETF
IEOiShares U.S. Oil & Gas Exploration & Production ETF
JKEiShares Morningstar Large-Cap Growth ETF
SMDVProShares Russell 2000 Dividend Growers ETF
RDVYFirst Trust Rising Dividend Achievers ETF
BSCNInvesco Bulletshares 2023 Corporate Bond ETF
TDTTFlexShares iBoxx 3 Year Target Duration TIPS Index Fund
IPACiShares Core MSCI Pacific ETF
FBNDFidelity Total Bond ETF
JHEMJohn Hancock Multifactor Emerging Markets ETF
FCGFirst Trust Natural Gas ETF
IBDNiShares iBonds Dec 2022 Term Corporate ETF
SNLNHighland iBoxx Senior Loan ETF
IYYiShares Dow Jones U.S. ETF
CLRGIQ Chaikin U.S. Large Cap ETF
TDIVFirst Trust NASDAQ Technology Dividend Index Fund
EMHYiShares Emerging Markets High Yield Bond ETF
IBDOiShares iBonds Dec 2023 Term Corporate ETF
CFOVictoryShares US 500 Enhanced Volatility Wtd ETF
FIDUFidelity MSCI Industrials Index ETF
TLTDFlexShares Morningstar Developed Markets ex-US Factor Tilt
FINXGlobal X FinTech ETF
PICKiShares MSCI Global Metals & Mining Producers ETF
FEPFirst Trust Europe AlphaDEX Fund
PPAInvesco Aerospace & Defense ETF
EQALInvesco Russell 1000 Equal Weight ETF
IXGiShares Global Financials ETF
TANInvesco Solar ETF
FENYFidelity MSCI Energy Index ETF
BBAXJPMorgan BetaBuilders Developed Asia ex-Japan ETF
SILGlobal X Silver Miners ETF
IVOOVanguard S&P Mid-Cap 400 ETF
DBOInvesco DB Oil Fund
BARGraniteShares Gold Shares
MOOVanEck Vectors Agribusiness ETF
CDCVictoryShares US EQ Income Enhanced Volatility Wtd ETF
REGLProShares S&P MidCap 400 Dividend Aristocrats ETF
FSTAFidelity MSCI Consumer Staples Index ETF
MXIiShares Global Materials ETF
FCOMFidelity MSCI Communication Services Index ETF
ESGVVanguard ESG U.S. Stock ETF
NFRAFlexShares STOXX Global Broad Infrastructure Index Fund
BSJMInvesco BulletShares 2022 High Yield Corporate Bond ETF
HEWGiShares Currency Hedged MSCI Germany ETF
RWLInvesco S&P 500 Revenue ETF
PCEFInvesco CEF Income Composite ETF
IQDFFlexShares International Quality Dividend Index Fund
CFAVictoryShares US 500 Volatility Wtd ETF
SPGPInvesco S&P 500 GARP ETF
LITGlobal X Lithium & Battery Tech ETF
JPUSJPMorgan Diversified Return U.S. Equity ETF
PWBInvesco Dynamic Large Cap Growth ETF
COMTiShares Commodities Select Strategy ETF
GWXSPDR S&P International Small Cap ETF
IGHGProShares Investment Grade-Interest Rate Hedged
AIAiShares Asia 50 ETF
GREKGlobal X MSCI Greece ETF
RINGiShares MSCI Global Gold Miners ETF
PTNQPacer Trendpilot 100 ETF
EZMWisdomTree U.S. MidCap Fund
BSCOInvesco BulletShares 2024 Corporate Bond ETF
AOKiShares Core Conservative Allocation ETF
EESWisdomTree U.S. SmallCap Fund
JKHiShares Morningstar Mid-Cap Growth ETF
FMiShares MSCI Frontier 100 ETF
FTXOFirst Trust Nasdaq Bank ETF
TDTFFlexShares iBoxx 5 Year Target Duration TIPS Index Fund
XSWSPDR S&P Software & Services ETF
YOLOAdvisorShares Pure Cannabis ETF
ZROZPIMCO 25+ Year Zero Coupon US Treasury Index ETF
IBUYAmplify Online Retail ETF
RYEInvesco S&P 500 Equal Weight Energy ETF
IFVFirst Trust Dorsey Wright International Focus 5 ETF
LQDHiShares Interest Rate Hedged Corporate Bond ETF
GMFSPDR S&P Emerging Asia Pacific ETF
PNQIInvesco NASDAQ Internet ETF
FXDFirst Trust Consumer Discretionary AlphaDEX Fund
FIVGDefiance Next Gen Connectivity ETF
FDVVFidelity High Dividend ETF
DFEWisdomTree Europe SmallCap Dividend Fund
FXGFirst Trust Consumer Staples AlphaDEX Fund
IBDPiShares iBonds Dec 2024 Term Corporate ETF
QUSSPDR MSCI USA StrategicFactors ETF
IEUSiShares MSCI Europe Small-Cap ETF
DWXSPDR S&P International Dividend ETF
ICVTiShares Convertible Bond ETF
PFXFVanEck Vectors Preferred Securities ex Financials ETF
REZiShares Residential Real Estate ETF
EMGFiShares Edge MSCI Multifactor Emerging Markets ETF
WBITWBI BullBear Trend Switch US 3000 Total Return ETF
RXIiShares Global Consumer Discretionary ETF
TILTFlexShares Morningstar US Market Factor Tilt Index Fund
PEYInvesco High Yield Equity Dividend Achievers ETF
QLTAiShares Aaa-A Rated Corporate Bond ETF
PUIInvesco DWA Utilities Momentum ETF
DIVGlobal X SuperDividend US ETF
EPUiShares MSCI Peru ETF
FNXFirst Trust Mid Cap Core AlphaDEX Fund
VRAIVirtus Real Asset Income ETF
SJBProShares Short High Yield
IGNiShares North American Tech-Multimedia Networking ETF
MBGSPDR Bloomberg Barclays Mortgage Backed Bond ETF
FLJPFranklin FTSE Japan ETF
EMQQEmerging Markets Internet & Ecommerce ETF
FYXFirst Trust Small Cap Core AlphaDEX Fund
HYEMVanEck Vectors Emerging Markets High Yield Bond ETF
EWXSPDR S&P Emerging Markets Small Cap ETF
ENZLiShares MSCI New Zealand ETF
EXIiShares Global Industrials ETF
STPZPIMCO 1-5 Year US TIPS Index ETF
IEZiShares U.S. Oil Equipment & Services ETF
VSGXVanguard ESG International Stock ETF
PIDInvesco International Dividend Achievers ETF
RGIInvesco S&P 500 Equal Weight Industrials ETF
DJDInvesco Dow Jones Industrial Average Dividend ETF
IFGLiShares International Developed Real Estate ETF
SMINiShares MSCI India Small Cap ETF
PPHVanEck Vectors Pharmaceutical ETF
DWMWisdomTree International Equity Fund
JOiPath Series B Bloomberg Coffee Subindex Total Return ETN
IBDQiShares iBonds Dec 2025 Term Corporate ETF
VPCVirtus Private Credit Strategy ETF
PHOInvesco Water Resources ETF
CRBNiShares MSCI ACWI Low Carbon Target ETF
FXCInvesco CurrencyShares Canadian Dollar Trust
LDURPIMCO Enhanced Low Duration Active ETF
FVCFirst Trust Dorsey Wright Dynamic Focus 5 ETF
PBPInvesco S&P 500 BuyWrite ETF
NUAGNuveen Enhanced Yield U.S. Aggregate Bond ETF
JKDiShares Morningstar Large-Cap ETF
FXNFirst Trust Energy AlphaDEX Fund
JPEMJ.P. Morgan Diversified Return Emerging Markets Equity ETF
XPHSPDR S&P Pharmaceuticals ETF
GBFiShares Government/Credit Bond ETF
PSLVSprott Physical Silver Trust
FGDFirst Trust Dow Jones Global Select Dividend Index Fund
PAPRInnovator S&P 500 Power Buffer ETF April
CXSEWisdomTree China ex-State-Owned Enterprises Fund
IYKiShares U.S. Consumer Goods ETF
FMATFidelity MSCI Materials Index ETF
IXPiShares Global Comm Services ETF
QQQEDirexion NASDAQ-100 Equal Weighted Index Shares
HDGEAdvisorShares Ranger Equity Bear ETF
DTDWisdomTree U.S. Total Dividend Fund
LVHDLegg Mason Low Volatility High Dividend ETF
BBHVanEck Vectors Biotech ETF
ULSTSPDR SSgA Ultra Short Term Bond ETF
BSCPInvesco Bulletshares 2025 Corporate Bond ETF
XNTKSPDR NYSE Arca Technology ETF
KBWYInvesco KBW Premium Yield Equity REIT ETF
OMFLInvesco Russell 1000 Dynamic Multifactor ETF
FYCFirst Trust Small Cap Growth AlphaDEX Fund
VRIGInvesco Variable Rate Investment Grade ETF
EEMSiShares MSCI Emerging Markets Small Cap ETF
DHSWisdomTree U.S. High Dividend Fund
CGWInvesco S&P Global Water Index ETF
PJPInvesco Dynamic Pharmaceuticals ETF
DBBInvesco DB Base Metals Fund
ARGTGlobal X MSCI Argentina ETF
CHIXGlobal X MSCI China Financials ETF
ILTBiShares Core 10+ Year USD Bond ETF
IHDGWisdomTree International Hedged Quality Dividend Growth Fund
COWZPacer US Cash Cows 100 ETF
RZGInvesco S&P Smallcap 600 Pure Growth ETF
JHMLJohn Hancock Multifactor Large Cap ETF
FTSDFranklin Liberty Short Duration U.S. Government ETF
TPHDTimothy Plan High Dividend Stock ETF
CLTLInvesco Treasury Collateral ETf
CSMProShares Large Cap Core Plus
PSIInvesco Dynamic Semiconductors ETF
MDIVFirst Trust Multi-Asset Diversified Income Index Fund
JAGGJ.P. Morgan Exchange-Traded Fund Trust
WTMFWisdomTree Managed Futures Strategy Fund