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LULD Overview

On May 31, 2012, the Securities and Exchange Commission (SEC) approved, on a pilot basis, a National Market System Plan to Address Extraordinary Market Volatility, known as the Limit Up - Limit Down ("LULD") Plan.

Visit the LULD Plan website to learn more

Tier 1 LULD List

Should you have any questions regarding the LULD program, please contact us.

Download Current LULD List

Download the List of Changes - Effective January 2, 2020

Tier 1 LULD List - Effective January 2, 2020

MDYSPDR S&P Midcap 400 ETF Trust
EWQiShares MSCI France ETF
EWUiShares MSCI United Kingdom ETF
EWAiShares MSCI Australia ETF
EWLiShares MSCI Switzerland ETF
EWSiShares MSCI Singapore ETF
EWDiShares MSCI Sweden ETF
EWNiShares MSCI Netherlands ETF
EWIiShares MSCI Italy ETF
EWMiShares MSCI Malaysia ETF
EWCiShares MSCI Canada ETF
EWPiShares MSCI Spain ETF
EWGiShares MSCI Germany ETF
EWWiShares MSCI Mexico ETF
EWHiShares MSCI Hong Kong ETF
EWJiShares MSCI Japan ETF
DIASPDR Dow Jones Industrial Average ETF Trust
XLPConsumer Staples Select Sector SPDR Fund
XLUUtilities Select Sector SPDR Fund
XLBMaterials Select Sector SPDR Fund
XLYConsumer Discretionary Select Sector SPDR Fund
XLKTechnology Select Sector SPDR Fund
XLVHealth Care Select Sector SPDR Fund
XLIIndustrial Select Sector SPDR Fund
XLEEnergy Select Sector SPDR Fund
XLFFinancial Select Sector SPDR Fund
QQQInvesco QQQ Trust
EWYiShares MSCI South Korea ETF
IVViShares Core S&P 500 ETF
IWBiShares Russell 1000 ETF
IYWiShares U.S. Technology ETF
IJRiShares Core S&P Small Cap ETF
IJHiShares Core S&P Mid-Cap ETF
IYZiShares U.S. Telecommunications ETF
IYFiShares U.S. Financials ETF
IVWiShares S&P 500 Growth ETF
IWViShares Russell 3000 ETF
IVEiShares S&P 500 Value ETF
IWFiShares Russell 1000 Growth ETF
IWDiShares Russell 1000 Value ETF
IWMiShares Russell 2000 ETF
IYRiShares U.S. Real Estate ETF
IDUiShares U.S. Utilities ETF
IYCiShares U.S. Consumer Services ETF
IYYiShares Dow Jones U.S. ETF
IYMiShares U.S. Basic Materials ETF
IYJiShares U.S. Industrials ETF
IYEiShares U.S. Energy ETF
IYGiShares US Financial Services ETF
IYHiShares U.S. Healthcare ETF
EWTiShares MSCI Taiwan ETF
EWZiShares MSCI Brazil ETF
IUSViShares Core S&P US Value ETF
IUSGiShares Core S&P U.S. Growth ETF
IJSiShares S&P Small-Cap 600 Value ETF
IJJiShares S&P Mid-Cap 400 Value ETF
IJKiShares S&P Mid-Cap 400 Growth ETF
IJTiShares S&P Small-Cap 600 Growth ETF
IWOiShares Russell 2000 Growth ETF
IWNiShares Russell 2000 Value ETF
IEViShares Europe ETF
EZUiShares MSCI Eurozone ETF
SPYGSPDR Portfolio S&P 500 Growth ETF
SPYVSPDR Portfolio S&P 500 Value ETF
SLYVSPDR S&P 600 Small Cap Value ETF
SLYGSPDR S&P 600 Small Cap Growth ETF
SPTMSPDR Portfolio Total Stock Market ETF
OEFiShares S&P 100 ETF
IOOiShares Global 100 ETF
ICFiShares Cohen & Steers REIT ETF
IBBiShares NASDAQ Biotechnology ETF
IGMiShares Expanded Tech Sector ETF
VTIVanguard Total Stock Market ETF
IGViShares Expanded Tech-Software Sector ETF
SOXXiShares PHLX Semiconductor ETF
IWRiShares Russell Midcap ETF
IWPiShares Russell Mid-Cap Growth ETF
IWSiShares Russell Mid-Cap Value ETF
IGEiShares North American Natural Resources ETF
ILFiShares Latin America 40 ETF
EPPiShares MSCI Pacific ex-Japan ETF
IXPiShares Global Comm Services ETF
IXGiShares Global Financials ETF
IXNiShares Global Tech ETF
IXCiShares Global Energy ETF
IXJiShares Global Healthcare ETF
VXFVanguard Extended Market ETF
IEFiShares 7-10 Year Treasury Bond ETF
TLTiShares 20+ Year Treasury Bond ETF
LQDiShares iBoxx $ Investment Grade Corporate Bond ETF
SHYiShares 1-3 Year Treasury Bond ETF
EZAiShares MSCI South Africa ETF
EEMiShares MSCI Emerging Markets ETF
RSPInvesco S&P 500 Equal Weight ETF
FVDFirst Trust Value Line Dividend Index Fund
AGGiShares Core U.S. Aggregate Bond ETF
ONEQFidelity Nasdaq Composite Index Tracking Stock
IYTiShares Transportation Average ETF
DVYiShares Select Dividend ETF
TIPiShares TIPS Bond ETF
ITOTiShares Core S&P Total U.S. Stock Market ETF
VUGVanguard Growth ETF
VTVVanguard Value ETF
VOVanguard Mid-Cap ETF
VBVanguard Small-Cap ETF
VGTVanguard Information Technology ETF
VBKVanguard Small-Cap Growth ETF
VBRVanguard Small Cap Value ETF
VDCVanguard Consumer Staples ETF
VPUVanguard Utilities ETF
VFHVanguard Financials ETF
VCRVanguard Consumer Discretionary ETF
VHTVanguard Health Care ETF
VAWVanguard Materials ETF
VVVanguard Large-Cap ETF
JKHiShares Morningstar Mid-Cap Growth ETF
JKEiShares Morningstar Large-Cap Growth ETF
VNQVanguard Real Estate ETF
VOXVanguard Communication Services ETF
VISVanguard Industrials ETF
VDEVanguard Energy ETF
FXIiShares China Large-Cap ETF
GLDSPDR Gold Trust
PEYInvesco High Yield Equity Dividend Achievers ETF
IAUiShares Gold Trust
XMMOInvesco S&P MidCap Momentum ETF
PWBInvesco Dynamic Large Cap Growth ETF
PWVInvesco Dynamic Large Cap Value ETF
VWOVanguard FTSE Emerging Markets ETF
VGKVanguard FTSE Europe ETF
VPLVanguard FTSE Pacific ETF
XLGInvesco S&P 500 Top 50 ETF
PSJInvesco Dynamic Software ETF
PJPInvesco Dynamic Pharmaceuticals ETF
IWCiShares Micro-Cap ETF
PUIInvesco DWA Utilities Momentum ETF
PPAInvesco Aerospace & Defense ETF
SPLGSPDR Portfolio Large Cap ETF
SPMDSPDR Portfolio Mid Cap ETF
MDYGSPDR S&P 400 Mid Cap Growth ETF
MDYVSPDR S&P 400 Mid Cap Value ETF
SLYSPDR S&P 600 Small Cap ETF
PHOInvesco Water Resources ETF
SPHQInvesco S&P 500 Quality ETF
FXEInvesco CurrencyShares Euro Trust
XSDSPDR S&P Semiconductor ETF
XHBSPDR S&P Homebuilders ETF
DBCInvesco DB Commodity Index Tracking Fund
RPGInvesco S&P 500 Pure Growth ETF
RPVInvesco S&P 500 Pure Value ETF
FDLFirst Trust Morningstar Dividend Leaders Index Fund
USOUnited States Oil Fund LP
FPXFirst Trust US Equity Opportunities ETF
QQEWFirst Trust Nasdaq-100 Equal Weighted Index Fund
QTECFirst Trust NASDAQ-100 Technology Sector Index Fund
VIGVanguard Dividend Appreciation ETF
SLViShares Silver Trust
IHIiShares U.S. Medical Devices ETF
IHFiShares U.S. Healthcare Providers ETF
ITBiShares U.S. Home Construction ETF
IHEiShares U.S. Pharmaceuticals ETF
IEOiShares U.S. Oil & Gas Exploration & Production ETF
IATiShares U.S. Regional Banks ETF
ITAiShares U.S. Aerospace & Defense ETF
GDXVanEck Vectors Gold Miners ETF
DJPiPath Bloomberg Commodity Index Total Return ETN
DONWisdomTree U.S. MidCap Dividend Fund
DESWisdomTree U.S. SmallCap Dividend Fund
DTDWisdomTree U.S. Total Dividend Fund
DLNWisdomTree U.S. LargeCap Dividend Fund
DLSWisdomTree International SmallCap Dividend Fund
DFJWisdomTree Japan SmallCap Dividend Fund
DXJWisdomTree Japan Hedged Equity Fund
FBTFirst Trust NYSE Arca Biotechnology Index Fund
PSQProShares Short QQQ
SHProShares Short S&P500
DOGProShares Short Dow30
XOPSPDR S&P Oil & Gas Exploration & Production ETF
XESSPDR S&P Oil & Gas Equipment & Services ETF
XMESPDR S&P Metals & Mining ETF
XPHSPDR S&P Pharmaceuticals ETF
FDNFirst Trust Dow Jones Internet Index Fund
KRESPDR S&P Regional Banking ETF
FXBInvesco CurrencyShares British Pound Sterling Trust
FXFInvesco CurrencyShares Swiss Franc Trust
FXCInvesco CurrencyShares Canadian Dollar Trust
FTCSFirst Trust Capital Strength ETF
GSGiShares S&P GSCI Commodity Indexed Trust
VOTVanguard Mid-Cap Growth ETF
VOEVanguard Mid-Cap Value ETF
KXIiShares Global Consumer Staples ETF
EXIiShares Global Industrials ETF
JXIiShares Global Utilities ETF
MXIiShares Global Materials ETF
PRFZInvesco FTSE RAFI US 1500 Small-Mid ETF
PTFInvesco DWA Technology Momentum ETF
RYUInvesco S&P 500 Equal Weight Utilities ETF
RYHInvesco S&P 500 Equal Weight Health Care ETF
RYTInvesco S&P 500 Equal Weight Technology ETF
RHSInvesco S&P 500 Equal Weight Consumer Staples ETF
VYMVanguard High Dividend Yield Index ETF
DSIiShares MSCI KLD 400 Social ETF
PGFInvesco Financial Preferred ETF
RWXSPDR Dow Jones International Real Estate ETF
PKWInvesco Buyback Achievers ETF
SHViShares Short Treasury Bond ETF
IGSBiShares Short-Term Corporate Bond ETF
IGIBiShares Intermediate-Term Corporate Bond ETF
USIGiShares Broad USD Investment Grade Corporate Bond ETF
GBFiShares Government/Credit Bond ETF
TLHiShares 10-20 Year Treasury Bond ETF
DBOInvesco DB Oil Fund
DBAInvesco DB Agriculture Fund
GVIiShares Intermediate Government/Credit Bond ETF
IEIiShares 3-7 Year Treasury Bond ETF
RWMProShares Short Russell2000
FXYInvesco Currencyshares Japanese Yen Trust
UUPInvesco DB US Dollar Index Bullish Fund
EESWisdomTree U.S. SmallCap Fund
EPSWisdomTree U.S. LargeCap Fund
EZMWisdomTree U.S. MidCap Fund
PDPInvesco DWA Momentum ETF
VEUVanguard FTSE All-World ex-US Index Fund
SPEMSPDR Portfolio Emerging Markets ETF
PFFiShares Preferred & Income Securities ETF
BNDVanguard Total Bond Market ETF
BLVVanguard Long-Term Bond ETF
BIVVanguard Intermediate-Term Bond ETF
BSVVanguard Short-Term Bond ETF
HYGiShares iBoxx $ High Yield Corporate Bond ETF
UNGUnited States Natural Gas Fund LP
SPDWSPDR Portfolio Developed World ex-US ETF
GWXSPDR S&P International Small Cap ETF
RSXVanEck Vectors Russia ETF
USRTiShares Core U.S. REIT ETF
REZiShares Residential Real Estate ETF
REMiShares Mortgage Real Estate ETF
FXUFirst Trust Utilities AlphaDEX Fund
FXLFirst Trust Technology AlphaDEX Fund
FIWFirst Trust Water ETF
FTCFirst Trust Large Cap Growth AlphaDEX Fund
FXGFirst Trust Consumer Staples AlphaDEX Fund
FCGFirst Trust Natural Gas ETF
FTAFirst Trust Large Cap Value AlphaDEX Fund
FNXFirst Trust Mid Cap Core AlphaDEX Fund
FXDFirst Trust Consumer Discretionary AlphaDEX Fund
FXZFirst Trust Materials AlphaDEX Fund
FEXFirst Trust Large Cap Core AlphaDEX Fund
FXOFirst Trust Financials AlphaDEX Fund
FXRFirst Trust Industrials/Producer Durables AlphaDEX Fund
FXHFirst Trust Health Care AlphaDEX Fund
CGWInvesco S&P Global Water Index ETF
SPTISPDR Portfolio Intermediate Term Treasury ETF
SPTLSPDR Portfolio Long Term Treasury ETF
SPABSPDR Portfolio Aggregate Bond ETF
BILSPDR Bloomberg Barclays 1-3 Month T-Bill ETF
IDViShares International Select Dividend ETF
PXFInvesco FTSE RAFI Developed Markets ex-U.S. ETF
DEMWisdomTree Emerging Markets High Dividend Fund
VEAVanguard FTSE Developed Markets ETF
MOOVanEck Vectors Agribusiness ETF
MUBiShares National Muni Bond ETF
TFISPDR Nuveen Bloomberg Barclays Municipal Bond ETF
PXHInvesco FTSE RAFI Emerging Markets ETF
BWXSPDR Bloomberg Barclays International Treasury Bond ETF
CMFiShares California Muni Bond ETF
SHMSPDR Nuveen Bloomberg Barclays Short Term Municipal Bond ETF
PZAInvesco National AMT-Free Municipal Bond ETF
PLWInvesco 1-30 Laddered Treasury ETF
PCYInvesco Emerging Markets Sovereign Debt ETF
DGSWisdomTree Emerging Markets SmallCap Dividend Fund
EUMProShares Short MSCI Emerging Markets
ECHiShares MSCI Chile ETF
AIAiShares Asia 50 ETF
PHBInvesco Fundamental High Yield Corporate Bond ETF
FGDFirst Trust Dow Jones Global Select Dividend Index Fund
JNKSPDR Bloomberg Barclays High Yield Bond ETF
ITMVanEck Vectors AMT-Free Intermediate Municipal Index ETF
EDVVanguard Extended Duration Treasury ETF
IGFiShares Global Infrastructure ETF
SCZiShares MSCI EAFE Small-Cap ETF
MGVVanguard Mega Cap Value ETF
MGKVanguard Mega Cap Growth ETF
EMBiShares JP Morgan USD Emerging Markets Bond ETF
MGCVanguard Mega Cap ETF
PGXInvesco Preferred ETF
GSYInvesco Ultra Short Duration ETF
DWXSPDR S&P International Dividend ETF
EPIWisdomTree India Earnings Fund
WIPSPDR FTSE International Government Inflation-Protected Bond ETF
THDiShares MSCI Thailand ETF
TURiShares MSCI Turkey ETF
TANInvesco Solar ETF
RWOSPDR Dow Jones Global Real Estate ETF
EWXSPDR S&P Emerging Markets Small Cap ETF
PNQIInvesco NASDAQ Internet ETF
ICLNiShares Global Clean Energy ETF
VTVanguard Total World Stock ETF
AAXJiShares MSCI All Country Asia ex Japan ETF
AOKiShares Core Conservative Allocation ETF
AORiShares Core Growth Allocation ETF
AOAiShares Core Aggressive Allocation ETF
AOMiShares Core Moderate Allocation ETF
SUBiShares Short-Term National Muni Bond ETF
AGZiShares Agency Bond ETF
SPMBSPDR Portfolio Mortgage Backed Bond ETF
IGOViShares International Treasury Bond ETF
HYDVanEck Vectors High-Yield Municipal Index ETF
SPIBSPDR Portfolio Intermediate Term Corporate Bond ETF
SPLBSPDR Portfolio Long Term Corporate Bond ETF
QAIIQ Hedge Multi-Strategy Tracker ETF
AMJJ.P. Morgan Alerian MLP Index ETN
VSSVanguard FTSE All-World ex-US Small-Cap ETF
CWBSPDR Bloomberg Barclays Convertible Securities ETF
EPUiShares MSCI Peru ETF
SIVRAberdeen Standard Physical Silver Shares ETF
VNMVanEck Vectors Vietnam ETF
TBFProshares Short 20+ Year Treasury
SGOLAberdeen Standard Physical Gold Shares ETF
PSKSPDR Wells Fargo Preferred Stock ETF
IWYiShares Russell Top 200 Growth ETF
ZROZPIMCO 25+ Year Zero Coupon US Treasury Index ETF
SCHFSchwab International Equity ETF
SCHXSchwab U.S. Large-Cap ETF
SCHBSchwab U.S. Broad Market ETF
SCHASchwab U.S. Small-Cap ETF
GDXJVanEck Vectors Junior Gold Miners ETF
MINTPIMCO Enhanced Short Maturity Active ETF
BABInvesco Taxable Municipal Bond ETF
MNAIQ Merger Arbitrage ETF
INDYiShares India 50 ETF
VCITVanguard Intermediate-Term Corporate Bond ETF
VCSHVanguard Short-Term Corporate Bond ETF
VMBSVanguard Mortgage-Backed Securities ETF
VCLTVanguard Long-Term Corporate Bond ETF
VGITVanguard Intermediate-Term Treasury ETF
VGLTVanguard Long-Term Treasury ETF
VGSHVanguard Short-Term Treasury ETF
IGLBiShares Long-Term Corporate Bond ETF
ILTBiShares Core 10+ Year USD Bond ETF
CQQQInvesco China Technology ETF
SCHGSchwab U.S. Large-Cap Growth ETF
SCHVSchwab U.S. Large-Cap Value ETF
SPSBSPDR Portfolio Short Term Corporate Bond ETF
HEDJWisdomTree Europe Hedged Equity Fund
PPLTAberdeen Standard Physical Platinum Shares ETF
PALLAberdeen Standard Physical Palladium Shares ETF
SCHESchwab Emerging Markets Equity ETF
SCHCSchwab International Small-Cap Equity ETF
EUFNiShares MSCI Europe Financials ETF
PCEFInvesco CEF Income Composite ETF
PHYSSprott Physical Gold Trust
MLPIETRACS Alerian MLP Infrastructure Index ETN
PSCHInvesco S&P SmallCap Health Care ETF
SILGlobal X Silver Miners ETF
EIDOiShares MSCI Indonesia ETF
EPOLiShares MSCI Poland ETF
BNOUnited States Brent Oil Fund LP
EMLCVanEck Vectors J.P. Morgan EM Local Currency Bond ETF
LITGlobal X Lithium & Battery Tech ETF
SCHOSchwab Short-Term US Treasury ETF
SCHRSchwab Intermediate-Term US Treasury ETF
ENZLiShares MSCI New Zealand ETF
VOOVanguard S&P 500 ETF
VOOGVanguard S&P 500 Growth ETF
VOOVVanguard S&P 500 Value ETF
VIOOVanguard S&P Small-Cap 600 ETF
IVOOVanguard S&P Mid-Cap 400 ETF
GNRSPDR S&P Global Natural Resources ETF
VONGVanguard Russell 1000 Growth ETF
VONVVanguard Russell 1000 Value ETF
VONEVanguard Russell 1000 ETF
CORPPIMCO Investment Grade Corporate Bond Index ETF
VTWOVanguard Russell 2000 ETF
EPHEiShares MSCI Philippines ETF
REMXVanEck Vectors Rare Earth/Strategic Metals ETF
PSLVSprott Physical Silver Trust
VNQIVanguard Global ex-U.S. Real Estate ETF
ERUSiShares MSCI Russia ETF
ZIVVelocityShares Daily Inverse VIX Medium-Term ETN
STIPiShares 0-5 Year TIPS Bond ETF
VIXYProShares VIX Short-Term Futures ETF
SCHMSchwab U.S. Mid-Cap ETF
VXUSVanguard Total International Stock ETF
HDGEAdvisorShares Ranger Equity Bear ETF
XHESPDR S&P Health Care Equipment ETF
EBNDSPDR Bloomberg Barclays Emerging Markets Local Bond ETF
ARGTGlobal X MSCI Argentina ETF
BKLNInvesco Senior Loan ETF
HDViShares Core High Dividend ETF
MCHIiShares MSCI China ETF
HYMBSPDR Nuveen Bloomberg Barclays High Yield Municipal Bond ETF
FEMFirst Trust Emerging Markets AlphaDEX Fund
FNYFirst Trust Mid Cap Growth AlphaDEX Fund
FDTFirst Trust Developed Markets ex-US AlphaDEX Fund
FEPFirst Trust Europe AlphaDEX Fund
FLTRVanEck Vectors Investment Grade Floating Rate ETF
SPLVInvesco S&P 500 Low Volatility ETF
SPHBInvesco S&P 500 High Beta ETF
SDIVGlobal X Superdividend ETF
DBJPXtrackers MSCI Japan Hedged Equity ETF
DBEFXtrackers MSCI EAFE Hedged Equity ETF
FLOTiShares Floating Rate Bond ETF
HYSPIMCO 0-5 Year High Yield Corporate Bond Index ETF
SPGPInvesco S&P 500 GARP ETF
SKYYFirst Trust Cloud Computing ETF
SCHZSchwab US Aggregate Bond ETF
GUNRFlexShares Morningstar Global Upstream Natural Resources Index Fund
TILTFlexShares Morningstar US Market Factor Tilt Index Fund
XARSPDR S&P Aerospace & Defense ETF
XSWSPDR S&P Software & Services ETF
SVXYProShares Short VIX Short-Term Futures ETF
USMViShares Edge MSCI Min Vol USA ETF
ACWViShares Edge MSCI Min Vol Global ETF
EFAViShares Edge MSCI Min Vol EAFE ETF
EEMViShares Edge MSCI Min Vol Emerging Markets ETF
LEMBiShares J.P. Morgan EM Local Currency Bond ETF
SCHDSchwab US Dividend Equity ETF
KBWBInvesco KBW Bank ETF
SPTSSPDR Portfolio Short Term Treasury ETF
FLRNSPDR Bloomberg Barclays Investment Grade Floating Rate ETF
GREKGlobal X MSCI Greece ETF
SMHVanEck Vectors Semiconductor ETF
PPHVanEck Vectors Pharmaceutical ETF
OIHVanEck Vectors Oil Services ETF
URTHiShares MSCI World ETF
IDLVInvesco S&P International Developed Low Volatility ETF
RINGiShares MSCI Global Gold Miners ETF
PICKiShares MSCI Global Metals & Mining Producers ETF
INDAiShares MSCI India ETF
SMINiShares MSCI India Small Cap ETF
GOVTiShares U.S. Treasury Bond ETF
QLTAiShares Aaa-A Rated Corporate Bond ETF
DVYEiShares Emerging Markets Dividend ETF
SJNKSPDR Bloomberg Barclays Short Term High Yield Bond ETF
BSCKInvesco BulletShares 2020 Corporate Bond ETF
EMHYiShares Emerging Markets High Yield Bond ETF
ANGLVanEck Vectors Fallen Angel High Yield Bond ETF
MOATVanEck Vectors Morningstar Wide Moat ETF
HYEMVanEck Vectors Emerging Markets High Yield Bond ETF
EMLPFirst Trust North American Energy Infrastructure Fund
SDOGALPS Sector Dividend Dogs ETF
PFXFVanEck Vectors Preferred Securities ex Financials ETF
TDIVFirst Trust NASDAQ Technology Dividend Index Fund
FMiShares MSCI Frontier 100 ETF
VTIPVanguard Short-Term Inflation-Protected Securities ETF
SPHDInvesco S&P 500 High Dividend Low Volatility ETF
IEMGiShares Core MSCI Emerging Markets ETF
IXUSiShares Core MSCI Total International Stock ETF
ISTBiShares Core 1-5 Year USD Bond ETF
SNLNHighland iBoxx Senior Loan ETF
SILJETFMG Prime Junior Silver Miners ETF
QDFFlexShares Quality Dividend Index Fund
FPEFirst Trust Preferred Securities & Income ETF
XMLVInvesco S&P MidCap Low Volatility ETF
XSLVInvesco S&P SmallCap Low Volatility ETF
LGLVSPDR SSGA US Large Cap Low Volatility Index ETF
HYLSFirst Trust Tactical High Yield ETF
DIVGlobal X SuperDividend US ETF
ATMPBarclays ETN+ Select MLP ETN
SRLNSPDR Blackstone / GSO Senior Loan ETF
IQDFFlexShares International Quality Dividend Index Fund
MTUMiShares Edge MSCI USA Momentum Factor ETF
SIZEiShares Edge MSCI USA Size Factor ETF
VLUEiShares Edge MSCI USA Value Factor ETF
FTSLFirst Trust Senior Loan Fund
DGRWWisdomTree US Quality Dividend Growth Fund
VWOBVanguard Emerging Markets Government Bond ETF
BNDXVanguard Total International Bond ETF
SPSMSPDR Portfolio Small Cap ETF
BSCLInvesco BulletShares 2021 Corporate Bond ETF
BSCMInvesco BulletShares 2022 Corporate Bond ETF
QUALiShares Edge MSCI USA Quality Factor ETF
KWEBKraneShares CSI China Internet ETF
MLPXGlobal X MLP & Energy Infrastructure ETF
FNDXSchwab Fundamental US Large Co. Index ETF
FNDFSchwab Fundamental International Large Co. Index ETF
FNDESchwab Fundamental Emerging Markets Large Co. Index ETF
FNDASchwab Fundamental US Small Co. Index ETF
FNDCSchwab Fundamental International Small Co. Index ETF
BSJKInvesco BulletShares 2020 High Yield Corporate Bond ETF
NEARiShares Short Maturity Bond ETF
RDIVInvesco S&P Ultra Dividend Revenue ETF
DBEUXtrackers MSCI Europe Hedged Equity ETF
NFRAFlexShares STOXX Global Broad Infrastructure Index Fund
NOBLProShares S&P 500 Dividend Aristocrats ETF
ULSTSPDR SSgA Ultra Short Term Bond ETF
SHYGiShares 0-5 Year High Yield Corporate Bond ETF
SLQDiShares 0-5 Year Investment Grade Corporate Bond ETF
FTECFidelity MSCI Information Technology Index ETF
FCOMFidelity MSCI Communication Services Index ETF
FUTYFidelity MSCI Utilities Index ETF
FSTAFidelity MSCI Consumer Staples Index ETF
FDISFidelity MSCI Consumer Discretionary Index ETF
FIDUFidelity MSCI Industrials Index ETF
FHLCFidelity MSCI Health Care Index ETF
FNCLFidelity MSCI Financials Index ETF
ROBOROBO Global Robotics & Automation Index ETF
FENYFidelity MSCI Energy Index ETF
ASHRXtrackers Harvest CSI 300 China A-Shares ETF
ICSHiShares Ultra Short-Term Bond ETF
QYLDGlobal X NASDAQ 100 Covered Call ETF
RDVYFirst Trust Rising Dividend Achievers ETF
LDURPIMCO Enhanced Low Duration Active ETF
HEWGiShares Currency Hedged MSCI Germany ETF
HEFAiShares Currency Hedged MSCI EAFE ETF
HEWJiShares Currency Hedged MSCI Japan ETF
TFLOiShares Treasury Floating Rate Bond ETF
USFRWisdomTree Floating Rate Treasury Fund
KBAKraneShares Bosera MSCI China A Share ETF
FVFirst Trust Dorsey Wright Focus 5 ETF
VRPInvesco Variable Rate Preferred ETF
IHDGWisdomTree International Hedged Quality Dividend Growth Fund
FMBFirst Trust Managed Municipal ETF
DGROiShares Core Dividend Growth ETF
IUSBiShares Core Total USD Bond Market ETF
IPACiShares Core MSCI Pacific ETF
IEURiShares Core MSCI Europe ETF
CFAVictoryShares US 500 Volatility Wtd ETF
CFOVictoryShares US 500 Enhanced Volatility Wtd ETF
REETiShares Global REIT ETF
HEZUiShares Currency Hedged MSCI Eurozone ETF
FTSMFirst Trust Enhanced Short Maturity ETF
BSCNInvesco Bulletshares 2023 Corporate Bond ETF
BSCOInvesco BulletShares 2024 Corporate Bond ETF
BSJMInvesco BulletShares 2022 High Yield Corporate Bond ETF
BSJLInvesco Bulletshares 2021 High Yield Corporate Bond ETF
ARKWARK Next Generation Internet ETF
FBNDFidelity Total Bond ETF
FLTBFidelity Limited Term Bond ETF
COMTiShares Commodities Select Strategy ETF
ARKKARK Innovation ETF
ARKGARK Genomic Revolution ETF
LMBSFirst Trust Low Duration Opportunities ETF
JPINJ.P. Morgan Diversified Return International Equity ETF
PDBCInvesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
HACKETFMG Prime Cyber Security ETF
IBDLiShares iBonds Dec 2020 Term Corporate ETF
XSOEWisdomTree Emerging Markets ex-State-Owned Enterprises Fund
IQLTiShares Edge MSCI Intl Quality Factor ETF
FRELFidelity MSCI Real Estate Index ETF
REGLProShares S&P MidCap 400 Dividend Aristocrats ETF
SMDVProShares Russell 2000 Dividend Growers ETF
TOTLSPDR DoubleLine Total Return Tactical ETF
RODMHartford Multifactor Developed Markets (ex-US) ETF
IBDMiShares iBonds Dec 2021 Term Corporate ETF
IBDNiShares iBonds Dec 2022 Term Corporate ETF
IBDOiShares iBonds Dec 2023 Term Corporate ETF
IBDPiShares iBonds Dec 2024 Term Corporate ETF
IBDQiShares iBonds Dec 2025 Term Corporate ETF
SRETGlobal X SuperDividend REIT ETF
XTiShares Exponential Technologies ETF
FFTYInnovator IBD 50 ETF
INTFiShares Edge MSCI Multifactor Intl ETF
LRGFiShares Edge MSCI Multifactor USA ETF
ICVTiShares Convertible Bond ETF
PTLCPacer Trendpilot US Large Cap ETF
PTNQPacer Trendpilot 100 ETF
PTMCPacer Trendpilot US Mid Cap ETF
IVLUiShares Edge MSCI Intl Value Factor ETF
TPYPTortoise North American Pipeline Fund
CIBRFirst Trust NASDAQ Cybersecurity ETF
AGGYWisdomTree Yield Enhanced U.S. Aggregate Bond Fund
OUSAO'Shares FTSE US Quality Dividend ETF
IPAYETFMG Prime Mobile Payments ETF
HFXIIQ 50 Percent Hedged FTSE International ETF
HDEFXtrackers MSCI EAFE High Dividend Yield Equity ETF
VTEBVanguard Tax-Exempt Bond ETF
KSAiShares MSCI Saudi Arabia ETF
GSLCGoldman Sachs ActiveBeta U.S. Large Cap Equity ETF
JHMMJohn Hancock Multifactor Mid Cap ETF
JPUSJPMorgan Diversified Return U.S. Equity ETF
GEMGoldman Sachs ActiveBeta Emerging Markets Equity ETF
XLREReal Estate Select Sector SPDR Fund
BSCPInvesco Bulletshares 2025 Corporate Bond ETF
SPYDSPDR Portfolio S&P 500 High Dividend ETF
GSIEGoldman Sachs ActiveBeta International Equity ETF
IAGGiShares Core International Aggregate Bond ETF
MJETFMG Alternative Harvest ETF
LVHDLegg Mason Low Volatility High Dividend ETF
VYMIVanguard International High Dividend Yield ETF
VIGIVanguard International Dividend Appreciation ETF
SHESPDR SSGA Gender Diversity Index ETF
GBILGoldman Sachs Access Treasury 0-1 Year ETF
SMMViShares Edge MSCI Min Vol USA Small-Cap ETF
FDLOFidelity Low Volatility Factor ETF
FDVVFidelity High Dividend ETF
FINXGlobal X FinTech ETF
BOTZGlobal X Robotics & Artificial Intelligence ETF
IBDRiShares iBonds Dec 2026 Term Corporate ETF
NUAGNuveen Enhanced Yield U.S. Aggregate Bond ETF
VRIGInvesco Variable Rate Investment Grade ETF
FLCOFranklin Liberty Investment Grade Corporate ETF
VNLAJanus Henderson Short Duration Income ETF
HYLBXtrackers USD High Yield Corporate Bond ETF
CLTLInvesco Treasury Collateral ETf
FIXDFirst Trust TCW Opportunistic Fixed Income ETF
IDEViShares Core MSCI International Developed Markets ETF
FLQLFranklin LibertyQ U.S. Equity ETF
JPSTJPMorgan Ultra-Short Income ETF
GIGBGoldman Sachs Access Investment Grade Corporate Bond ETF
BARGraniteShares Gold Shares
PFFDGlobal X U.S. Preferred ETF
SCHKSchwab 1000 Index ETF
DIALColumbia Diversified Fixed Income Allocation ETF
USMCPrincipal U.S. Mega-Cap Multi-Factor Index ETF
USHYiShares Broad USD High Yield Corporate Bond ETF
VTCVanguard Total Corporate Bond ETF
CEFSprott Physical Gold and Silver Trust
VXXiPath Series B S&P 500 VIX Short-Term Futures ETN
JOiPath Series B Bloomberg Coffee Subindex Total Return ETN
PULSPGIM Ultra Short Bond ETF
SRVRPacer Benchmark Data & Infrastructure Real Estate SCTR ETF
BBEUJPMorgan BetaBuilders Europe ETF
BBJPJPMorgan BetaBuilders Japan ETF
BBREJPMorgan BetaBuilders MSCI U.S. REIT ETF
XLCCommunication Services Select Sector SPDR Fund
GLDMSPDR Gold MiniShares Trust
BBCAJPMorgan BetaBuilders Canada ETF
BBAXJPMorgan BetaBuilders Developed Asia ex-Japan ETF
DVOLFirst Trust Dorsey Wright Momentum & Low Volatility ETF
ESGVVanguard ESG U.S. Stock ETF
VSGXVanguard ESG International Stock ETF
POCTInnovator S&P 500 Power Buffer ETF - October
BOCTInnovator S&P 500 Buffer ETF - October
JAGGJ.P. Morgan Exchange-Traded Fund Trust
AWTMAware Ultra-Short Duration Enhanced Income ETF
USSGXtrackers MSCI USA ESG Leaders Equity ETF
CLOUGlobal X Cloud Computing ETF
PAUGInnovator S&P 500 Power Buffer ETF - August
FLCBFranklin Liberty U.S. Core Bond ETF
AVDEAvantis International Equity ETF
AVUSAvantis U.S. Equity ETF
SCHISchwab 5-10 Year Corporate Bond ETF
PNOVInnovator S&P 500 Power Buffer ETF - November
BDECInnovator S&P 500 Buffer ETF - December
PDECInnovator S&P 500 Power Buffer ETF - December
DBEHiM DBi Hedge Strategy ETF
NUSINationwide Risk-Managed Income ETF