LULD Overview

On May 31, 2012, the Securities and Exchange Commission (SEC) approved, on a pilot basis, a National Market System Plan to Address Extraordinary Market Volatility, known as the Limit Up - Limit Down (“LULD”) Plan. The LULD Plan is currently operating as a pilot set to expire on April 16, 2018.

Visit the LULD Plan website to learn more


Tier 1 LULD List

Should you have any questions regarding the LULD program, please contact us.

Tier 1 LULD List - Effective July 2, 2018

TICKERETP NAME
SPYSPDR S&P 500® ETF
QQQPowershares QQQ Trust Series 1
IWMiShares Russell 2000 ETF
EEMiShares MSCI Emerging Markets ETF
XLFFinancial Select Sector SPDR Fund
VXXiPath S&P 500 VIX Short-Term Futures ETN
EFAiShares MSCI EAFE ETF
TLTiShares 20+ Year Treasury Bond ETF
HYGiShares iBoxx $ High Yield Corporate Bond ETF
GDXVanEck Vectors Gold Miners ETF
XIVVelocityShares Daily Inverse VIX Short Term ETN
IVViShares Core S&P 500 ETF
GLDSPDR Gold Trust
XLEEnergy Select Sector SPDR Fund
LQDiShares iBoxx $ Investment Grade Corporate Bond ETF
EWZiShares MSCI Brazil Capped ETF
XLUUtilities Select Sector SPDR Fund
XLIIndustrial Select Sector SPDR Fund
DIASPDR Dow Jones Industrial Average ETF Trust
XLPConsumer Staples Select Sector SPDR Fund
XLKTechnology Select Sector SPDR Fund
SVXYProShares Short VIX Short Term Futures
FXIiShares China Large-Cap ETF
XLVHealth Care Select Sector SPDR Fund
IYRiShares U.S. Real Estate ETF
XOPSPDR S&P Oil & Gas Exploration & Production ETF
VWOVanguard FTSE Emerging Markets ETF
VOOVanguard S&P 500 ETF
IEMGiShares Core MSCI Emerging Markets ETF
EWJiShares MSCI Japan ETF
GDXJVanEck Vectors Junior Gold Miners ETF
XLYConsumer Discretionary Select Sector SPDR Fund
SMHVanEck Vectors Semiconductor ETF
JNKSPDR Bloomberg Barclays High Yield Bond ETF
KRESPDR S&P Regional Banking ETF
MDYSPDR S&P MidCap 400® ETF
XBISPDR S&P Biotech ETF
VEAVanguard FTSE Developed Markets ETF
IBBiShares Nasdaq Biotechnology ETF
VNQVanguard REIT ETF
AGGiShares Core U.S. Aggregate Bond ETF
EZUiShares MSCI Eurozone ETF
VTIVanguard Total Stock Market ETF
IEFAiShares Core MSCI EAFE ETF
XLBMaterials Select Sector SPDR Fund
EMBiShares JP Morgan USD Emerging Markets Bond ETF
IWDiShares Russell 1000 Value ETF
USOUnited States Oil Fund LP
XRTSPDR S&P Retail ETF
IEFiShares 7-10 Year Treasury Bond ETF
IJRiShares Core S&P Small-Cap ETF
IJHiShares Core S&P Mid-Cap ETF
IWFiShares Russell 1000 Growth ETF
VGKVanguard FTSE Europe ETF
EWYiShares MSCI South Korea Capped ETF
BNDVanguard Total Bond Market ETF
OIHVanEck Vectors Oil Services ETF
DXJWisdomTree Japan Hedged Equity Fund
AMLPAlerian MLP ETF
EWWiShares MSCI Mexico Capped ETF
IWBiShares Russell 1000 ETF
VTVVanguard Value ETF
RSXVanEck Vectors Russia ETF
SLViShares Silver Trust
EWTiShares MSCI Taiwan Capped ETF
IAUiShares Gold Trust
VCSHVanguard Short-Term Corporate Bond ETF
TIPiShares TIPS Bond ETF
ACWIiShares MSCI ACWI ETF
IWOiShares Russell 2000 Growth ETF
BSVVanguard Short-Term Bond ETF
MCHIiShares MSCI China ETF
VCITVanguard Intermediate-Term Corporate Bond ETF
IWNiShares Russell 2000 Value ETF
EWGiShares MSCI Germany ETF
INDAiShares MSCI India ETF
FEZSPDR EURO STOXX 50 ETF
KBESPDR S&P Bank ETF
IVWiShares S&P 500 Growth ETF
VEUVanguard FTSE All-World ex-US ETF
PFFiShares US Preferred Stock ETF
ITBiShares U.S. Home Construction ETF
AAXJiShares MSCI All Country Asia ex Japan ETF
EWHiShares MSCI Hong Kong ETF
HEDJWisdomTree Europe Hedged Equity Fund
SOXXiShares PHLX Semiconductor ETF
XMESPDR S&P Metals & Mining ETF
IVEiShares S&P 500 Value ETF
SHViShares Short Treasury Bond ETF
SHYiShares 1-3 Year Treasury Bond ETF
VBVanguard Small-Cap ETF
VUGVanguard Growth ETF
BKLNPowerShares Senior Loan Portfolio
AMJJPMorgan Alerian MLP Index ETN
VGTVanguard Information Technology ETF
SHProShares Short S&P500
USMViShares MSCI USA Minimum Volatility ETF
EWUiShares MSCI United Kingdom ETF
VYMVanguard High Dividend Yield Index Fund
XHBSPDR S&P Homebuilders ETF
IEIiShares 3-7 Year Treasury Bond ETF
FXECurrencyShares Euro Trust
EWCiShares MSCI Canada ETF
UNGUnited States Natural Gas Fund LP
MBBiShares MBS ETF
XLREReal Estate Select Sector SPDR Fund
SPLVPowerShares S&P 500® Low Volatility Portfolio
MUBiShares National Muni Bond ETF
VTVanguard Total World Stock Index Fund
MINTPIMCO Enhanced Short Maturity Strategy Exchange-Traded Fund
DBEFXtrackers MSCI EAFE Hedged Equity ETF
VOVanguard Mid-Cap ETF
OEFiShares S&P 100 ETF
VIGVanguard Dividend Appreciation ETF
EWPiShares MSCI Spain Capped ETF
FLOTiShares Floating Rate Bond ETF
EPIWisdomTree India Earnings Fund
DVYiShares Select Dividend ETF
CSJiShares 1-3 Year Credit Bond ETF
VIXYProShares VIX Short-Term Futures ETF
CWBSPDR Bloomberg Barclays Convertible Securities ETF
BIVVanguard Intermediate-Term Bond ETF
SCHFSchwab International Equity ETF
ITAiShares US Aerospace & Defense ETF
SCZiShares MSCI EAFE Small-Cap ETF
RSPGuggenheim S&P 500 Equal Weight ETF
SJNKSPDR Bloomberg Barclays Short Term High Yield Bond ETF
ITOTiShares Core S&P Total U.S. Stock Market ETF
BNDXVanguard Total International Bond ETF
EWAiShares MSCI Australia ETF
IYTiShares Transportation Average ETF
ILFiShares Latin America 40 ETF
VFHVanguard Financials ETF
PCYPowerShares Emerging Markets Sovereign Debt Portfolio
HYSPIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
FDNFirst Trust Dow Jones Internet Index Fund
CIUiShares Intermediate Credit Bond ETF
MTUMiShares MSCI USA Momentum Factor ETF
VBRVanguard Small-Cap Value ETF
VXUSVanguard Total International Stock ETF
SDYSPDR S&P Dividend ETF
IWRiShares Russell Mid-Cap ETF
EMLCVanEck Vectors Emerging Markets Local Currency Bond ETF
HEWJiShares Currency Hedged MSCI Japan ETF
EFAViShares MSCI EAFE Minimum Volatility ETF
EUFNiShares MSCI Europe Financials ETF
IWSiShares Russell Mid-Cap Value ETF
SCHXSchwab U.S. Large-Cap ETF
NEARiShares Short Maturity Bond ETF
IWPiShares Russell Mid-Cap Growth ETF
KWEBKraneShares CSI China Internet ETF
HEFAiShares Currency Hedged MSCI EAFE ETF
EWIiShares MSCI Italy Capped ETF
IWViShares Russell 3000 ETF
IYFiShares U.S. Financials ETF
EZAiShares MSCI South Africa ETF
VXFVanguard Extended Market Index Fund
IYWiShares U.S. Technology ETF
VHTVanguard Health Care ETF
BILSPDR Bloomberg Barclays 1-3 Month T-Bill ETF
UUPPowerShares DB US Dollar Index Bullish Fund
IEURiShares Core MSCI Europe ETF
DBCPowerShares DB Commodity Index Tracking Fund
EFViShares MSCI EAFE Value ETF
HEZUiShares Currency Hedged MSCI Eurozone ETF
SCHBSchwab U.S. Broad Market ETF 
IEViShares Europe ETF
SCHDSchwab U.S. Dividend Equity ETF
VVVanguard Large-Cap ETF
PGXPowerShares Preferred Portfolio
EWLiShares MSCI Switzerland Capped ETF
VPLVanguard FTSE Pacific ETF
IJKiShares S&P Mid-Cap 400 Growth ETF
BOTZGlobal X Robotics & Artificial Intelligence Thematic ETF
VMBSVanguard Mortgage-Backed Securities ETF
IXUSiShares Core MSCI Total International Stock ETF
VCLTVanguard Long-Term Corporate Bond ETF
SCHESchwab Emerging Markets Equity ETF
LITGlobal X Lithium & Battery Tech ETF
ASHRXtrackers Harvest CSI 300 China A-Shares ETF
ACWXiShares MSCI ACWI ex US ETF
VOEVanguard Mid-Cap Value ETF
VDEVanguard Energy ETF
HDViShares Core High Dividend ETF
IUSGiShares Core US Growth ETF
SCHASchwab U.S. Small-Cap ETF
PSQProShares Short QQQ
GOVTiShares Core US Treasury Bond ETF
KBWBPowerShares KBW Bank Portfolio
EEMViShares MSCI Emerging Markets Minimum Volatility ETF/Dup
VTIPVanguard Short-Term Inflation-Protected Securities ETF
RWXSPDR Dow Jones International Real Estate ETF
ROBOROBO Global Robotics and Automation Index ETF
DBJPXtrackers MSCI Japan Hedged Equity ETF
VNQIVanguard Global ex-U.S. Real Estate ETF
SHYGiShares 0-5 Year High Yield Corporate Bond ETF
QUALiShares MSCI USA Quality Factor ETF
IGViShares North American Tech-Software ETF
EPPiShares MSCI Pacific ex Japan ETF
EWQiShares MSCI France ETF
VLUEiShares MSCI USA Value Factor ETF
VSSVanguard FTSE All-World Ex-US Small-Cap Index Fund
ECHiShares MSCI Chile Capped ETF
SCHZSchwab U.S. Aggregate Bond ETF
IDViShares International Select Dividend ETF
IJSiShares S&P Small-Cap 600 Value ETF
DBEUXtrackers MSCI Europe Hedged Equity ETF
SPIBSPDR Bloomberg Barclays Intermediate Term Corporate Bond ETF
IHIiShares U.S. Medical Devices ETF
HYDVanEck Vectors High Yield Municipal Index ETF
SCHOSchwab Short-Term U.S. Treasury ETF
SCHHSchwab U.S. REIT ETF
IUSViShares Core US Value ETF
SCHGSchwab U.S. Large-Cap Growth ETF
SHMSPDR Nuveen Bloomberg Barclays Short Term Municipal Bond ETF
FPEFirst Trust Preferred Securities and Income ETF
SPSBSPDR Bloomberg Barclays Short Term Corporate Bond ETF
VBKVanguard Small-Cap Growth ETF
ACWViShares MSCI All Country World Minimum Volatility ETF
TOTLSPDR DoubleLine Total Return Tactical ETF
VTEBVanguard Tax-Exempt Bond Index Fund
FXUFirst Trust Utilities AlphaDEX Fund
IJTiShares S&P Small-Cap 600 Growth ETF
IYMiShares U.S. Basic Materials ETF
MLPIETRACS Alerian MLP Infrastructure ETN
VPUVanguard Utilities Index Fund
SRLNSPDR Blackstone / GSO Senior Loan ETF
FXLFirst Trust Technology AlphaDEX Fund
BLVVanguard Long-Term Bond ETF
SPHDPowerShares S&P 500 High Dividend Low Volatility Portfolio
IYHiShares U.S. Healthcare ETF
TFISPDR Nuveen Bloomberg Barclays Municipal Bond ETF
ICFiShares Cohen & Steers REIT ETF
VDCVanguard Consumer Staples ETF
EWMiShares MSCI Malaysia ETF
VOXVanguard Telecommunication Services ETF
IJJiShares S&P Mid-Cap 400 Value ETF
SCHPSchwab U.S. TIPS ETF
DBAPowerShares DB Agriculture Fund
THDiShares MSCI Thailand Capped ETF
VISVanguard Industrials ETF
EIDOiShares MSCI Indonesia ETF
IYGiShares U.S. Financial Services ETF
ANGLVanEck Vectors Fallen Angel High Yield Bond ETF
RWMProShares Short Russell2000
FTSMFirst Trust Enhanced Short Maturity ETF
EWSiShares MSCI Singapore Capped ETF
FVDFirst Trust Value Line Dividend Index Fund
BWXSPDR Bloomberg Barclays International Treasury Bond ETF
OILiPath S&P GSCI Crude Oil Total Return Index ETNs
IYEiShares U.S. Energy ETF
QTECFirst Trust NASDAQ-100 Technology Index Fund
DGROiShares Core Dividend Growth ETF
TURiShares MSCI Turkey ETF
VOTVanguard Mid-Cap Growth ETF
IYZiShares US Telecommunications ETF
PHBPowerShares High Yield Corporate Bond Portfolio
SCHVSchwab U.S. Large-Cap Value ETF
KIESPDR S&P Insurance ETF
IDUiShares U.S. Utilities ETF
EMLPFirst Trust North American Energy Infrastructure Fund
REMiShares Mortgage Real Estate Capped ETF
RWRSPDR Dow Jones REIT ETF
ERUSiShares MSCI Russia Capped ETF
MGKVanguard Mega Cap Growth ETF
VGSHVanguard Short-Term Government Bond ETF
FXBCurrencyShares British Pound Sterling Trust
NOBLProShares S&P 500 Dividend Aristocrats ETF
GBILGoldman Sachs TreasuryAccess® 0-1 Year ETF
PRFPowerShares FTSE RAFI U.S. 1000 Portfolio
EFGiShares MSCI EAFE Growth ETF
AMZAInfraCap MLP ETF
GVIiShares Intermediate Government/Credit Bond ETF
GUNRFlexShares Global Upstream Natural Resources Index Fund
VAWVanguard Materials ETF
XARSPDR S&P Aerospace & Defense ETF
BONDPIMCO Active Bond Exchange-Traded Fund
VTWOVanguard Russell 2000
IGFiShares Global Infrastructure ETF
FLRNSPDR Bloomberg Barclays Investment Grade Floating Rate ETF
SCHMSchwab U.S. Mid-Cap ETF
FNDXSchwab Fundamental U.S. Large Company Index ETF
RWOSPDR Dow Jones Global Real Estate ETF
EWDiShares MSCI Sweden Capped ETF
CQQQGuggenheim China Technology ETF
VRPPowerShares Variable Rate Preferred Portfolio
FTECFidelity MSCI Information Technology Index ETF
ZIVVelocityShares Daily Inverse VIX Medium Term ETN
IYJiShares U.S. Industrials ETF
DEMWisdomTree Emerging Markets High Dividend Fund
USMCPrincipal U.S. Mega-Cap Multi-Factor ETF
GSYGuggenheim Ultra Short Duration ETF
XESSPDR S&P Oil & Gas Equipment & Services ETF
VGITVanguard Intermediate-Term Government Bond ETF
VCRVanguard Consumer Discretionary ETF
FNDFSchwab Fundamental International Large Company Index ETF
FXYCurrencyShares Japanese Yen Trust
FNDASchwab Fundamental U.S. Small Company Index ETF
IDEViShares Core MSCI International Developed Markets ETF
DONWisdomTree U.S. MidCap Dividend Fund
ITMVanEck Vectors AMT-Free Intermediate Municipal Index ETF
HACKETFMG Prime Cyber Security ETF
CREDiShares Core US Credit Bond ETF
FNCLFidelity MSCI Financials Index ETF
IXNiShares Global Tech ETF
ONEQFidelity NASDAQ Composite Index Tracking Stock ETF
SPDWSPDR S&P World ex-US ETF
HEWGiShares Currency Hedged MSCI Germany ETF
TBFProShares Short 20+ Year Treasury
RPGGuggenheim S&P 500 Pure Growth ETF
DOGProShares Short Dow30
RYTGuggenheim S&P Equal Weight Technology ETF
LMBSFirst Trust Low Duration Opportunities ETF
GXCSPDR S&P China ETF
SPHBPowerShares S&P 500® High Beta Portfolio
INDYiShares India 50 ETF
IYCiShares U.S. Consumer Services ETF
RINGiShares MSCI Global Gold Miners ETF
MDYGSPDR S&P 400 Mid Cap Growth ETF
DFEWisdomTree Europe SmallCap Dividend Fund
DGRWWisdomTree U.S. Quality Dividend Growth Fund
SPEMSPDR S&P Emerging Markets ETF
FNDESchwab Fundamental Emerging Markets Large Company Index ETF
IXCiShares Global Energy ETF
EPHEiShares MSCI Philippines ETF
DGSWisdomTree Emerging Markets SmallCap Dividend Fund
FXCCurrencyShares Canadian Dollar Trust
EPOLiShares MSCI Poland Capped ETF
GSLCGoldman Sachs ActiveBeta U.S. Large Cap Equity ETF
ISTBiShares Core 1-5 Year USD Bond ETF
VWOBVanguard Emerging Markets Government Bond ETF
STIPiShares 0-5 Year TIPS Bond ETF
SUBiShares Short-Term National Muni Bond ETF
TLHiShares 10-20 Year Treasury Bond ETF
EMHYiShares Emerging Markets High Yield Bond ETF
FXOFirst Trust Financial AlphaDEX Fund
LDRSInnovator IBD® ETF Leaders ETF
SPABSPDR Bloomberg Barclays Aggregate Bond ETF
SLYVSPDR S&P 600 Small Cap Value ETF
DJPiPath Bloomberg Commodity Index Total Return ETN
SDOGALPS Sector Dividend Dogs ETF
MLPAGlobal X MLP ETF
FBTFirst Trust NYSE Arca Biotechnology Index Fund
FVFirst Trust Dorsey Wright Focus 5 ETF
SCHRSchwab Intermediate-Term U.S. Treasury ETF
MDYVSPDR S&P 400 Mid Cap Value ETF
TANGuggenheim Solar ETF
FTSLFirst Trust Senior Loan ETF
PZAPowerShares National AMT-Free Municipal Bond Portfolio
VOOGVanguard S&P 500 Growth ETF
FEXFirst Trust Large Cap Core AlphaDEX Fund
SKYYFirst Trust ISE Cloud Computing Index Fund
SDIVGlobal X SuperDividend ETF
IATiShares U.S. Regional Banks ETF
SLYGSPDR S&P 600 Small Cap Growth ETF
IYKiShares U.S. Consumer Goods ETF
IUSBiShares Core Total USD Bond Market ETF
VGLTVanguard Long-Term Government Bond ETF
XSDSPDR S&P Semiconductor ETF
EDVVanguard Extended Duration Treasury ETF
HYLSFirst Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
CWISPDR MSCI ACWI ex-US ETF
GREKGlobal X MSCI Greece ETF
XTiShares Exponential Technologies ETF
SPTMSPDR Portfolio Total Stock Market ETF
PPLTETFS Physical Platinum Shares
XMLVPowerShares S&P MidCap Low Volatility Portfolio
VIGIVanguard International Dividend Appreciation ETF
SCHKSchwab 1000 Index® ETF
SPYGSPDR Portfolio S&P 500 Growth ETF
IGMiShares North American Tech ETF
ARKKARK Innovation ETF
XSLVPowerShares S&P SmallCap Low Volatility Portfolio
FXHFirst Trust Health Care AlphaDEX Fund
IWYiShares Russell Top 200 Growth ETF
VONGVanguard Russell 1000 Growth ETF
EWNiShares MSCI Netherlands ETF
CLRGIQ Chaikin U.S. Large Cap ETF
PICKiShares MSCI Global Metals & Mining Producers ETF
DESWisdomTree U.S. SmallCap Dividend Fund
SCHCSchwab International Small-Cap Equity ETF
IGOViShares International Treasury Bond ETF
GNRSPDR S&P Global Natural Resources ETF
CLYiShares 10+ Year Credit Bond ETF
IPACiShares Core MSCI Pacific ETF
EMQQEMQQ The Emerging Markets Internet & Ecommerce ETF
FFTYInnovator IBD® 50 ETF
AIEQAI Powered Equity ETF
FEPFirst Trust Europe AlphaDEX Fund
DLSWisdomTree International SmallCap Dividend Fund
IXJiShares Global Healthcare ETF
AOMiShares Core Moderate Allocation Fund
PGFPowerShares Financial Preferred Portfolio
FXRFirst Trust Industrials/Producer Durables AlphaDEX Fund
JOiPath Bloomberg Coffee Subindex Total Return ETN
FDLFirst Trust Morningstar Dividend Leaders Index Fund
FHLCFidelity MSCI Health Care Index ETF
VXZiPATH S&P 500 VIX Mid-Term Futures ETN
SILGlobal X Silver Miners ETF
LRGFiShares Edge MSCI Multifactor USA ETF
SPLGSPDR Portfolio Large Cap ETF
DFJWisdomTree Japan SmallCap Dividend Fund
PHYSSprott Physical Gold Trust
SPTLSPDR Bloomberg Barclays Long Term Treasury ETF
URAGlobal X Uranium ETF
JPINJPMorgan Diversified Return International Equity ETF
PDBCPowerShares DB Optimum Yield Diversified Commodity Strategy Portfolio
HYMBSPDR Nuveen S&P High Yield Municipal Bond ETF
FNDCSchwab Fundamental International Small Company Index ETF
HYLBXtrackers USD High Yield Corporate Bond ETF
PXHPowerShares FTSE RAFI Emerging Markets Portfolio
DBOPowerShares DB Oil Fund
PRFZPowerShares FTSE RAFI US 1500 Small-Mid Portfolio
AIAiShares Asia 50 ETF
DWXSPDR S&P International Dividend ETF
MOATVanEck Vectors Morningstar Wide Moat ETF
XPHSPDR S&P Pharmaceuticals ETF
RPVGuggenheim S&P 500 Pure Value ETF
AORiShares Core Growth Allocation Fund
ITESPDR Bloomberg Barclays Intermediate Term Treasury ETF
PSIPowerShares Dynamic Semiconductors Portfolio
VYMIVanguard International High Dividend Yield ETF
PPAPowerShares Aerospace & Defense Portfolio
JPMFJPMorgan Managed Futures Strategy ETF
SCIFVanEck Vectors India Small-Cap Index ETF
FMiShares MSCI Frontier 100 ETF
FDTFirst Trust Developed Markets ex-US AlphaDEX Fund
DSIiShares MSCI KLD 400 Social ETF
GWXSPDR S&P International Small Cap ETF
SLQDiShares 0-5 Year Investment Grade Corporate Bond ETF
ARKWARK Web x.0 ETF
STPZPIMCO 1-5 Year U.S. TIPS Index Exchange-Traded Fund
SPSMSPDR Portfolio Small Cap ETF
IEOiShares U.S. Oil & Gas Exploration & Production ETF
SPHQPowerShares S&P 500 Quality Portfolio
PNQIPowerShares NASDAQ Internet Portfolio
IWCiShares Micro-Cap ETF
VIOOVanguard S&P Small-Cap 600 ETF
RYHGuggenheim S&P Equal Weight Health Care ETF
SGOLETFS Physical Swiss Gold Shares
REMXVanEck Vectors Rare Earth/Strategic Metals ETF
REETiShares Global REIT ETF
VONVVanguard Russell 1000 Value
IHFiShares U.S. Healthcare Providers ETF
BSCIGuggenheim BulletShares 2018 Corporate Bond ETF
MGVVanguard Mega Cap Value ETF
BSJJGuggenheim BulletShares 2019 High Yield Corporate Bond ETF
BBHVanEck Vectors Biotech ETF
IGEiShares North American Natural Resources ETF
BSJKGuggenheim BulletShares 2020 High Yield Corporate Bond ETF
PDPPowerShares DWA Momentum Portfolio
FXACurrencyShares Australian Dollar Trust
BSJIGuggenheim BulletShares 2018 High Yield Corporate Bond ETF
RFDIFirst Trust RiverFront Dynamic Developed International ETF
CORPPIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
FPXFirst Trust US IPO Index Fund
GEMGoldman Sachs ActiveBeta Emerging Markets Equity ETF
PWVPowerShares Dynamic Large Cap Value Portfolio
BSCKGuggenheim BulletShares 2020 Corporate Bond ETF
TDTTFlexShares iBoxx 3-Year Target Duration TIPS Index Fund
AMUETRACS Alerian MLP Index ETN
IXGiShares Global Financials ETF
FXDFirst Trust Consumer Discretionary AlphaDEX Fund
DLNWisdomTree U.S. LargeCap Dividend Fund
ILTBiShares Core Long-Term USD Bond ETF
FRELFidelity MSCI Real Estate Index ETF
SCJiShares MSCI Japan Small-Cap ETF
SPMDSPDR S&P 1000 ETF
GSGiShares S&P GSCI Commodity-Indexed Trust
FENYFidelity MSCI Energy Index ETF
BSCJGuggenheim BulletShares 2019 Corporate Bond ETF
FXGFirst Trust Consumer Staples AlphaDEX Fund
BABPowerShares Taxable Municipal Bond Portfolio
QAIIQ Hedge Multi-Strategy Tracker ETF
SPYVSPDR Portfolio S&P 500 Value ETF
PPHVanEck Vectors Pharmaceutical ETF
SMINiShares MSCI India Small-Cap ETF
DBBPowerShares DB Base Metals Fund
TOKiShares MSCI Kokusai ETF
SECTMain Sector Rotation ETF
FCGFirst Trust Natural Gas ETF
IVOGVanguard S&P Mid-Cap 400 Growth ETF
EXIiShares Global Industrials ETF
EWOiShares MSCI Austria Capped ETF
SGGiPath Bloomberg Sugar Subindex Total Return ETN
IDLVPowerShares S&P International Developed Low Volatility Portfolio
SIZEiShares Edge MSCI USA Size Factor ETF
FTAFirst Trust Large Cap Value AlphaDEX Fund
FLEEFranklin FTSE Europe ETF
PJPPowerShares Dynamic Pharmaceuticals Portfolio
ECONEGShares Emerging Markets Consumer ETF
FEMFirst Trust Emerging Markets AlphaDEX Fund
HFXIIQ 50 Percent Hedged FTSE International ETF
EBNDSPDR Bloomberg Barclays Emerging Markets Local Bond ETF
INTFiShares Edge MSCI Multifactor Intl ETF
EUMProShares Short MSCI Emerging Markets
IFVFirst Trust Dorsey Wright International Focus 5 ETF
LEMBiShares J.P. Morgan EM Local Currency Bond ETF
IPESPDR Bloomberg Barclays TIPS ETF
BSCLGuggenheim BulletShares 2021 Corporate Bond ETF
AOKiShares Core Conservative Allocation Fund
IHEiShares U.S. Pharmaceuticals ETF
FXZFirst Trust Materials AlphaDEX Fund
IYYiShares Dow Jones U.S. ETF
PXFPowerShares FTSE RAFI Developed Markets ex-U.S. Portfolio
QDFFlexShares Quality Dividend Index Fund
HYEMVanEck Vectors Emerging Markets High Yield Bond ETF
AOAiShares Core Aggressive Allocation Fund
RYFGuggenheim S&P Equal Weight Financial ETF
PSLVSprott Physical Silver Trust
FXNFirst Trust Energy AlphaDEX Fund
SPYDSPDR Portfolio S&P 500 High Dividend ETF
MOOVanEck Vectors Agribusiness ETF
ULVMUSAA MSCI USA Value Momentum Blend Index ETF
PKWPowerShares Buyback Achievers Portfolio
PWSPacer WealthShield ETF
QQEWFirst Trust NASDAQ-100 Equal Weighted Index Fund
DHSWisdomTree U.S. High Dividend Fund
IVOOVanguard S&P Mid-Cap 400 ETF
CMFiShares California Muni Bond ETF
IGHGProShares Investment Grade-Interest Rate Hedged ETF
SPLBSPDR Bloomberg Barclays Long Term Corporate Bond ET
PIDPowerShares International Dividend Achievers Portfolio
VONEVanguard Russell 1000
IAGGiShares International Aggregate Bond Fund
EPUiShares MSCI All Peru Capped ETF
RWLOppenheimer Large Cap Revenue ETF
RHSGuggenheim S&P 500 Equal Weight Consumer Staples ETF
USRTiShares U.S. Core REIT ETF
MGCVanguard Mega Cap 300 Index Fund
PTLCPacer Trendpilot 750 ETF
IQDFFlexShares International Quality Dividend Index Fund
EWXSPDR S&P Emerging Markets Small Cap ETF
JKDiShares Morningstar Large-Cap ETF
FXFCurrencyShares Swiss Franc Trust
PFXFVanEck Vectors Preferred Securities ex Financials ETF
LVHDLegg Mason Low Volatility High Dividend ETF
KBWYPowerShares KBW Premium Yield Equity REIT Portfolio
FEMSFirst Trust Emerging Markets Small Cap AlphaDEX Fund
CFOVictory CEMP US 500 Enhanced Volatility Wtd Index ETF
PSCTPowerShares S&P SmallCap Information Technology Portfolio
NIBiPath Bloomberg Cocoa Subindex Total Return ETN
CSMLIQ Chaikin U.S. Small Cap ETF
BSCMGuggenheim BulletShares 2022 Corporate Bond ETF
IEZiShares U.S. Oil Equipment & Services ETF
FUTYFidelity MSCI Utilities Index ETF
FTCSFirst Trust Capital Strength ETF
PALLETFS Physical Palladium Shares
XLGGuggenheim S&P 500 ® Top 50 ETF
BSJLGuggenheim BulletShares 2021 High Yield Corporate Bond ETF
RDIVOppenheimer Ultra Dividend Revenue ETF
CGWGuggenheim S&P Global Water Index ETF
BSCHGuggenheim BulletShares 2017 Corporate Bond ETF
FSTAFidelity MSCI Consumer Staples Index ETF
FDDFirst Trust STOXX European Select Dividend Income Fund
PSPPowerShares Global Listed Private Equity Portfolio
FIDUFidelity MSCI Industrials Index ETF
VNMVanEck Vectors Vietnam ETF
PSKSPDR Wells Fargo Preferred Stock ETF
MDIVFirst Trust Multi-Asset Diversified Income Index Fund
ARGTGlobal X MSCI Argentina ETF
EEMAiShares MSCI Emerging Markets Asia ETF
EZMWisdomTree U.S. MidCap Earnings Fund
IFGLiShares International Developed Real Estate ETF
RWJOppenheimer Small Cap Revenue ETF
TDTFFlexShares iBoxx 5-Year Target Duration TIPS Index Fund
PEYPowerShares High Yield Equity Dividend Achievers Portfolio
ATMPBarclays ETN+ Select MLP ETN
PTHPowerShares DWA Healthcare Momentum Portfolio
IOOiShares Global 100 ETF
GBFiShares Government/Credit Bond ETF
FTXOFirst Trust Nasdaq Bank ETF
FIXDFirst Trust TCW Opportunistic Fixed Income ETF
HEEMiShares Currency Hedged MSCI Emerging Markets ETF
PINPowerShares India Portfolio
PCEFPowerShares CEF Income Composite Portfolio
CHIQGlobal X China Consumer ETF
DWMWisdomTree International Equity Fund
CXSEWisdomTree Trust WisdomTree China ex-State-Owned Enterprises Fund
VOOVVanguard S&P 500 Value ETF
RYEGuggenheim S&P 500 Equal Weight Energy ETF
PKBPowerShares Dynamic Building & Construction Portfolio
GMFSPDR S&P Emerging Asia Pacific ETF
MNAIQ Merger Arbitrage ETF
FMATFidelity MSCI Materials Index ETF
OUSAO’Shares FTSE U.S. Quality Dividend ETF
RZVGuggenheim S&P Smallcap 600 Pure Value ETF
IBDMiShares iBonds Dec 2021 Term Corporate ETF
FLTRVanEck Vectors Investment Grade Floating Rate ETF
BNOUnited States Brent Oil Fund, LP
QABAFirst Trust NASDAQ ABA Community Bank Index Fund
FDISFidelity MSCI Consumer Discretionary Index ETF
SLYSPDR S&P 600 Small Cap ETF
CDCVictory CEMP US EQ Income Enhanced Volatility Wtd Index ETF
FYXFirst Trust Small Cap Core AlphaDEX Fund
SUSAiShares MSCI USA ESG Select ETF
REZiShares Residential Real Estate Capped ETF
IBDLiShares iBonds Dec 2020 Term Corporate ETF
BSJHGuggenheim BulletShares 2017 High Yield Corporate Bond ETF
UIVMUSAA MSCI International Value Momentum Blend Index ETF
GSIEGoldman Sachs ActiveBeta International Equity ETF
AGGYWisdomTree Barclays Yield Enhanced U.S. Aggregate Bond Fund
JPUSJPMorgan Diversified Return US Equity ETF
RGIGuggenheim S&P 500 Equal Weight Industrials ETF
IHDGWisdomTree International Hedged Quality Dividend Growth Fund
URTHiShares MSCI World ETF
DGLPowerShares DB Gold Fund
CIBRFirst Trust NASDAQ Cybersecurity ETF
FMBFirst Trust Managed Municipal ETF
FTCFirst Trust Large Cap Growth AlphaDEX Fund
RDVYFirst Trust NASDAQ Rising Dividend Achievers ETF
KBAKraneShares Bosera MSCI China A Share ETF
DXJSWisdomTree Japan Hedged SmallCap Equity Fund
TDIVFirst Trust NASDAQ Technology Dividend Index Fund
IXPiShares Global Telecom ETF
SLXVanEck Vectors Steel ETF