LULD Overview

On May 31, 2012, the Securities and Exchange Commission (SEC) approved, on a pilot basis, a National Market System Plan to Address Extraordinary Market Volatility, known as the Limit Up - Limit Down ("LULD") Plan.

Visit the LULD Plan website to learn more

Tier 1 LULD List

Should you have any questions regarding the LULD program, please contact us.

Download Current LULD List

Download the List of Changes - Effective January 2, 2019

Tier 1 LULD List - Effective January 2, 2019

QQQInvesco QQQ Trust
IWMiShares Russell 2000 ETF
EEMiShares MSCI Emerging Markets ETF
XLFFinancial Select Sector SPDR Fund
HYGiShares iBoxx $ High Yield Corporate Bond ETF
VXXiPath S&P 500 VIX Short-Term Futures ETN Class A
FXIiShares China Large-Cap ETF
IVViShares Core S&P 500 ETF
DIASPDR Dow Jones Industrial Average ETF Trust
XLKTechnology Select Sector SPDR Fund
XLEEnergy Select Sector SPDR Fund
EWZiShares MSCI Brazil ETF
XLIIndustrial Select Sector SPDR Fund
XLUUtilities Select Sector SPDR Fund
TLTiShares 20+ Year Treasury Bond ETF
XLPConsumer Staples Select Sector SPDR Fund
GDXVanEck Vectors Gold Miners ETF
XLVHealth Care Select Sector SPDR Fund
IEMGiShares Core MSCI Emerging Markets ETF
GLDSPDR Gold Trust
LQDiShares iBoxx $ Investment Grade Corporate Bond ETF
VOOVanguard S&P 500 ETF
XLYConsumer Discretionary Select Sector SPDR Fund
VWOVanguard FTSE Emerging Markets ETF
IYRiShares U.S. Real Estate ETF
SMHVanEck Vectors Semiconductor ETF
XOPSPDR S&P Oil & Gas Exploration & Production ETF
VEAVanguard FTSE Developed Markets ETF
EWJiShares MSCI Japan ETF
JNKSPDR Bloomberg Barclays High Yield Bond ETF
VNQVanguard Real Estate ETF
VTIVanguard Total Stock Market ETF
AGGiShares Core U.S. Aggregate Bond ETF
XLBMaterials Select Sector SPDR Fund
KRESPDR S&P Regional Banking ETF
GDXJVanEck Vectors Junior Gold Miners ETF
MDYSPDR S&P Midcap 400 ETF Trust
EMBiShares JP Morgan USD Emerging Markets Bond ETF
IEFiShares 7-10 Year Treasury Bond ETF
IJRiShares Core S&P Small Cap ETF
MCHIiShares MSCI China ETF
USOUnited States Oil Fund LP
IWDiShares Russell 1000 Value ETF
IJHiShares Core S&P Mid-Cap ETF
IWFiShares Russell 1000 Growth ETF
EZUiShares MSCI Eurozone ETF
IBBiShares NASDAQ Biotechnology ETF
VGKVanguard FTSE Europe ETF
IWOiShares Russell 2000 Growth ETF
EWYiShares MSCI South Korea ETF
EWWiShares MSCI Mexico ETF
SHYiShares 1-3 Year Treasury Bond ETF
EWTiShares MSCI Taiwan ETF
IWBiShares Russell 1000 ETF
RSXVanEck Vectors Russia ETF
VTVVanguard Value ETF
BNDVanguard Total Bond Market ETF
SHViShares Short Treasury Bond ETF
SHProShares Short S&P500
INDAiShares MSCI India ETF
OIHVanEck Vectors Oil Services ETF
USMViShares Edge MSCI Min Vol USA ETF
IVWiShares S&P 500 Growth ETF
SOXXiShares PHLX Semiconductor ETF
TIPiShares TIPS Bond ETF
VEUVanguard FTSE All-World ex-US Index Fund
IVEiShares S&P 500 Value ETF
BKLNInvesco Senior Loan ETF
SVXYProShares Short VIX Short-Term Futures ETF
BSVVanguard Short-Term Bond ETF
VTVanguard Total World Stock ETF
IAUiShares Gold Trust
IWNiShares Russell 2000 Value ETF
MTUMiShares Edge MSCI USA Momentum Factor ETF
SCHFSchwab International Equity ETF
SPLVInvesco S&P 500 Low Volatility ETF
BILSPDR Bloomberg Barclays 1-3 Month T-Bill ETF
XHBSPDR S&P Homebuilders ETF
VGTVanguard Information Technology ETF
VCSHVanguard Short-Term Corporate Bond ETF
UNGUnited States Natural Gas Fund LP
VUGVanguard Growth ETF
PFFiShares U.S. Preferred Stock ETF
XLREReal Estate Select Sector SPDR Fund
EWHiShares MSCI Hong Kong ETF
EWGiShares MSCI Germany ETF
SLViShares Silver Trust
DXJWisdomTree Japan Hedged Equity Fund
XLCCommunication Services Select Sector SPDR Fund
MINTPIMCO Enhanced Short Maturity Active ETF
FLOTiShares Floating Rate Bond ETF
MUBiShares National Muni Bond ETF
VCITVanguard Intermediate-Term Corporate Bond ETF
ITBiShares U.S. Home Construction ETF
ITOTiShares Core S&P Total U.S. Stock Market ETF
SCHXSchwab U.S. Large-Cap ETF
VBVanguard Small-Cap ETF
FDNFirst Trust Dow Jones Internet Index Fund
VIGVanguard Dividend Appreciation ETF
RSPInvesco S&P 500 Equal Weight ETF
SCZiShares MSCI EAFE Small-Cap ETF
VYMVanguard High Dividend Yield Index ETF
IGViShares Expanded Tech-Software Sector ETF
OEFiShares S&P 100 ETF
AAXJiShares MSCI All Country Asia ex Japan ETF
PSQProShares Short QQQ
SCHBSchwab U.S. Broad Market ETF
KWEBKraneShares CSI China Internet ETF
XMESPDR S&P Metals & Mining ETF
VOVanguard Mid-Cap ETF
EWCiShares MSCI Canada ETF
DVYiShares Select Dividend ETF
EMLCVanEck Vectors J.P. Morgan EM Local Currency Bond ETF
EWUiShares MSCI United Kingdom ETF
IWViShares Russell 3000 ETF
QUALiShares Edge MSCI USA Quality Factor ETF
IWSiShares Russell Mid-Cap Value ETF
CWBSPDR Bloomberg Barclays Convertible Securities ETF
JPSTJPMorgan Ultra-Short Income ETF
SPYGSPDR Portfolio S&P 500 Growth ETF
IXUSiShares Core MSCI Total International Stock ETF
IEIiShares 3-7 Year Treasury Bond ETF
BIVVanguard Intermediate-Term Bond ETF
NEARiShares Short Maturity Bond ETF
BNDXVanguard Total International Bond ETF
EFAViShares Edge MSCI Min Vol EAFE ETF
VIXYProShares VIX Short-Term Futures ETF
ITAiShares U.S. Aerospace & Defense ETF
IGSBiShares Short-Term Corporate Bond ETF
ILFiShares Latin America 40 ETF
ASHRXtrackers Harvest CSI 300 China A-Shares ETF
HDViShares Core High Dividend ETF
IWRiShares Russell Midcap ETF
AMJJ.P. Morgan Alerian MLP Index ETN
HEDJWisdomTree Europe Hedged Equity Fund
VXUSVanguard Total International Stock ETF
SJNKSPDR Bloomberg Barclays Short Term High Yield Bond ETF
VVVanguard Large-Cap ETF
EPIWisdomTree India Earnings Fund
VFHVanguard Financials ETF
FLRNSPDR Bloomberg Barclays Investment Grade Floating Rate ETF
IWPiShares Russell Mid-Cap Growth ETF
EWAiShares MSCI Australia ETF
SCHDSchwab US Dividend Equity ETF
VHTVanguard Health Care ETF
IYTiShares Transportation Average ETF
VBRVanguard Small Cap Value ETF
IUSGiShares Core S&P U.S. Growth ETF
VGSHVanguard Short-Term Treasury ETF
VXFVanguard Extended Market ETF
FBTFirst Trust NYSE Arca Biotechnology Index Fund
VLUEiShares Edge MSCI USA Value Factor ETF
PCYInvesco Emerging Markets Sovereign Debt ETF
SCHASchwab U.S. Small-Cap ETF
FTSMFirst Trust Enhanced Short Maturity ETF
DOGProShares Short Dow30
TFISPDR Nuveen Bloomberg Barclays Municipal Bond ETF
IGIBiShares Intermediate-Term Corporate Bond ETF
IJSiShares S&P Small-Cap 600 Value ETF
EZAiShares MSCI South Africa ETF
VTEBVanguard Tax-Exempt Bond ETF
SCHGSchwab U.S. Large-Cap Growth ETF
IYWiShares U.S. Technology ETF
SCHESchwab Emerging Markets Equity ETF
DBCInvesco DB Commodity Index Tracking Fund
DGROiShares Core Dividend Growth ETF
VOEVanguard Mid-Cap Value ETF
IJTiShares S&P Small-Cap 600 Growth ETF
IHIiShares U.S. Medical Devices ETF
EEMViShares Edge MSCI Min Vol Emerging Markets ETF
SRLNSPDR Blackstone / GSO Senior Loan ETF
SHYGiShares 0-5 Year High Yield Corporate Bond ETF
IUSViShares Core S&P US Value ETF
SPDWSPDR Portfolio Developed World ex-US ETF
BBJPJPMorgan BetaBuilders Japan ETF
DBEFXtrackers MSCI EAFE Hedged Equity ETF
IYFiShares U.S. Financials ETF
HYSPIMCO 0-5 Year High Yield Corporate Bond Index ETF
GOVTiShares U.S. Treasury Bond ETF
SPIBSPDR Portfolio Intermediate Term Corporate Bond ETF
EWLiShares MSCI Switzerland ETF
EWMiShares MSCI Malaysia ETF
NOBLProShares S&P 500 Dividend Aristocrats ETF
VMBSVanguard Mortgage-Backed Securities ETF
EUFNiShares MSCI Europe Financials ETF
SCHOSchwab Short-Term US Treasury ETF
FTECFidelity MSCI Information Technology Index ETF
EIDOiShares MSCI Indonesia ETF
PDBCInvesco Optimum Yield Diversified Commodity Strategy K-1 ETF
VTIPVanguard Short-Term Inflation-Protected Securities ETF
PGXInvesco Preferred ETF
SPSBSPDR Portfolio Short Term Corporate Bond ETF
VDEVanguard Energy ETF
HEWJiShares Currency Hedged MSCI Japan ETF
VBKVanguard Small-Cap Growth ETF
SPYVSPDR Portfolio S&P 500 Value ETF
SCHVSchwab U.S. Large-Cap Value ETF
TURiShares MSCI Turkey ETF
VPLVanguard FTSE Pacific ETF
VSSVanguard FTSE All-World ex-US Small-Cap ETF
RWMProShares Short Russell2000
EWQiShares MSCI France ETF
IJKiShares S&P Mid-Cap 400 Growth ETF
IXNiShares Global Tech ETF
VNQIVanguard Global ex-U.S. Real Estate ETF
EWPiShares MSCI Spain ETF
BBCAJPMorgan BetaBuilders Canada ETF
MJETFMG Alternative Harvest ETF
SPLGSPDR Portfolio Large Cap ETF
IYEiShares U.S. Energy ETF
IEURiShares Core MSCI Europe ETF
SCHZSchwab US Aggregate Bond ETF
GBILGoldman Sachs Access Treasury 0-1 Year ETF
FXHFirst Trust Health Care AlphaDEX Fund
IEViShares Europe ETF
EWIiShares MSCI Italy ETF
SPEMSPDR Portfolio Emerging Markets ETF
HYDVanEck Vectors High-Yield Municipal Index ETF
HYLBXtrackers USD High Yield Corporate Bond ETF
SPTMSPDR Portfolio Total Stock Market ETF
FXEInvesco CurrencyShares Euro Trust
VCLTVanguard Long-Term Corporate Bond ETF
VDCVanguard Consumer Staples ETF
BBEUJPMorgan BetaBuilders Europe ETF
FXRFirst Trust Industrials/Producer Durables AlphaDEX Fund
SHMSPDR Nuveen Bloomberg Barclays Short Term Municipal Bond ETF
VPUVanguard Utilities ETF
SCHMSchwab U.S. Mid-Cap ETF
KBWBInvesco KBW Bank ETF
IDViShares International Select Dividend ETF
FNDFSchwab Fundamental International Large Co. Index ETF
IYHiShares U.S. Healthcare ETF
IJJiShares S&P Mid-Cap 400 Value ETF
VISVanguard Industrials ETF
RWXSPDR Dow Jones International Real Estate ETF
HEZUiShares Currency Hedged MSCI Eurozone ETF
UUPInvesco DB US Dollar Index Bullish Fund
MGKVanguard Mega Cap Growth ETF
XESSPDR S&P Oil & Gas Equipment & Services ETF
IHFiShares U.S. Healthcare Providers ETF
ACWViShares Edge MSCI Min Vol Global ETF
EUMProShares Short MSCI Emerging Markets
THDiShares MSCI Thailand ETF
GSYInvesco Ultra Short Duration ETF
VOTVanguard Mid-Cap Growth ETF
ICFiShares Cohen & Steers REIT ETF
VGITVanguard Intermediate-Term Treasury ETF
PSCHInvesco S&P SmallCap Health Care ETF
VOXVanguard Communication Services ETF
TOTLSPDR DoubleLine Total Return Tactical ETF
HEFAiShares Currency Hedged MSCI EAFE ETF
SCHRSchwab Intermediate-Term US Treasury ETF
RPGInvesco S&P 500 Pure Growth ETF
SPABSPDR Portfolio Aggregate Bond ETF
SLYGSPDR S&P 600 Small Cap Growth ETF
FVDFirst Trust Value Line Dividend Index Fund
ECHiShares MSCI Chile ETF
VCRVanguard Consumer Discretionary ETF
IGMiShares Expanded Tech Sector ETF
GSLCGoldman Sachs ActiveBeta U.S. Large Cap Equity ETF
FNDXSchwab Fundamental US Large Co. Index ETF
BOTZGlobal X Robotics & Artificial Intelligence ETF
EPPiShares MSCI Pacific ex-Japan ETF
FPEFirst Trust Preferred Securities & Income ETF
SLYVSPDR S&P 600 Small Cap Value ETF
QTECFirst Trust NASDAQ-100 Technology Sector Index Fund
SPHDInvesco S&P 500 High Dividend Low Volatility ETF
FTXOFirst Trust Nasdaq Bank ETF
SKYYFirst Trust Cloud Computing ETF
STIPiShares 0-5 Year TIPS Bond ETF
VAWVanguard Materials ETF
SPSMSPDR Portfolio Small Cap ETF
GUNRFlexShares Morningstar Global Upstream Natural Resources Index Fund
IYZiShares U.S. Telecommunications ETF
DBEUXtrackers MSCI Europe Hedged Equity ETF
FXLFirst Trust Technology AlphaDEX Fund
IYGiShares US Financial Services ETF
RYTInvesco S&P 500 Equal Weight Technology ETF
IXCiShares Global Energy ETF
BLVVanguard Long-Term Bond ETF
SPTLSPDR Portfolio Long Term Treasury ETF
EWSiShares MSCI Singapore ETF
USIGiShares Broad USD Investment Grade Corporate Bond ETF
XARSPDR S&P Aerospace & Defense ETF
ARKKARK Innovation ETF
FNDASchwab Fundamental US Small Co. Index ETF
EMLPFirst Trust North American Energy Infrastructure Fund
ONEQFidelity Nasdaq Composite Index Tracking Stock
ROBOROBO Global Robotics and Automation Index ETF
LMBSFirst Trust Low Duration Opportunities ETF
RODMHartford Multifactor Developed Markets (ex-US) ETF
DEMWisdomTree Emerging Markets High Dividend Fund
SCHCSchwab International Small-Cap Equity ETF
FTSLFirst Trust Senior Loan Fund
VOOGVanguard S&P 500 Growth ETF
SUBiShares Short-Term National Muni Bond ETF
VONGVanguard Russell 1000 Growth ETF
SPMDSPDR Portfolio Mid Cap ETF
USFRWisdomTree Floating Rate Treasury Fund
GVIiShares Intermediate Government/Credit Bond ETF
FHLCFidelity MSCI Health Care Index ETF
PXFInvesco FTSE RAFI Developed Markets ex-U.S. ETF
IGFiShares Global Infrastructure ETF
BWXSPDR Bloomberg Barclays International Treasury Bond ETF
HACKETFMG Prime Cyber Security ETF
VRPInvesco Variable Rate Preferred ETF
FDISFidelity MSCI Consumer Discretionary Index ETF
IDUiShares U.S. Utilities ETF
IYJiShares U.S. Industrials ETF
DONWisdomTree U.S. MidCap Dividend Fund
VTWOVanguard Russell 2000 ETF
JPINJ.P. Morgan Diversified Return International Equity ETF
DJPiPath Bloomberg Commodity Index Total Return ETN
RDIVOppenheimer S&P Ultra Dividend Revenue ETF
DBJPXtrackers MSCI Japan Hedged Equity ETF
BBAXJPMorgan BetaBuilders Developed Asia ex-Japan ETF
PRFZInvesco FTSE RAFI US 1500 Small-Mid ETF
XMLVInvesco S&P MidCap Low Volatility ETF
ISTBiShares Core 1-5 Year USD Bond ETF
TBFProshares Short 20+ Year Treasury
FNCLFidelity MSCI Financials Index ETF
MLPIETRACS Alerian MLP Infrastructure Index ETN
DBOInvesco DB Oil Fund
ERUSiShares MSCI Russia ETF
SPYDSPDR Portfolio S&P 500 High Dividend ETF
ANGLVanEck Vectors Fallen Angel High Yield Bond ETF
IPESPDR Bloomberg Barclays TIPS ETF
REMiShares Mortgage Real Estate ETF
FTCSFirst Trust Capital Strength ETF
PKWInvesco Buyback Achievers ETF
IATiShares U.S. Regional Banks ETF
DGRWWisdomTree US Quality Dividend Growth Fund
MOATVanEck Vectors Morningstar Wide Moat ETF
FNDESchwab Fundamental Emerging Markets Large Co. Index ETF
IXJiShares Global Healthcare ETF
XHESPDR S&P Health Care Equipment ETF
GSGiShares S&P GSCI Commodity Indexed Trust
VONVVanguard Russell 1000 Value ETF
IUSBiShares Core Total USD Bond Market ETF
VGLTVanguard Long-Term Treasury ETF
FNDCSchwab Fundamental International Small Co. Index ETF
FXYInvesco Currencyshares Japanese Yen Trust
FFTYInnovator IBD 50 ETF
DBAInvesco DB Agriculture Fund
HYLSFirst Trust Tactical High Yield ETF
IYCiShares U.S. Consumer Services ETF
EPOLiShares MSCI Poland ETF
INTFiShares Edge MSCI Multifactor Intl ETF
LRGFiShares Edge MSCI Multifactor USA ETF
CQQQInvesco China Technology ETF
EWDiShares MSCI Sweden ETF
EDVVanguard Extended Duration Treasury ETF
VWOBVanguard Emerging Markets Government Bond ETF
USRTiShares Core U.S. REIT ETF
FVFirst Trust Dorsey Wright Focus 5 ETF
SPTSSPDR Portfolio Short Term Treasury ETF
FDTFirst Trust Developed Markets ex-US AlphaDEX Fund
PXHInvesco FTSE RAFI Emerging Markets ETF
IEOiShares U.S. Oil & Gas Exploration & Production ETF
ITMVanEck Vectors AMT-Free Intermediate Municipal Index ETF
EPHEiShares MSCI Philippines ETF
XSDSPDR S&P Semiconductor ETF
INDYiShares India 50 ETF
FXBInvesco CurrencyShares British Pound Sterling Trust
CMFiShares California Muni Bond ETF
CEFSprott Physical Gold and Silver Trust Units
AOMiShares Core Moderate Allocation ETF
IYMiShares U.S. Basic Materials ETF
SCJiShares MSCI Japan Small-Cap ETF
PTLCPacer Trendpilot US Large Cap ETF
RPVInvesco S&P 500 Pure Value ETF
ICSHiShares Ultra Short-Term Bond ETF
TLHiShares 10-20 Year Treasury Bond ETF
RWOSPDR Dow Jones Global Real Estate ETF
FXOFirst Trust Financials AlphaDEX Fund
SPHQInvesco S&P 500 Quality ETF
PDPInvesco DWA Momentum ETF
SLQDiShares 0-5 Year Investment Grade Corporate Bond ETF
PGFInvesco Financial Preferred ETF
GNRSPDR S&P Global Natural Resources ETF
PHBInvesco Fundamental High Yield Corporate Bond ETF
VYMIVanguard International High Dividend Yield ETF
EWNiShares MSCI Netherlands ETF
FXNFirst Trust Energy AlphaDEX Fund
MGVVanguard Mega Cap Value ETF
VIOOVanguard S&P Small-Cap 600 ETF
LITGlobal X Lithium & Battery Tech ETF
PZAInvesco National AMT-Free Municipal Bond ETF
AORiShares Core Growth Allocation ETF
XSLVInvesco S&P SmallCap Low Volatility ETF
BSCKInvesco BulletShares 2020 Corporate Bond ETF
IWYiShares Russell Top 200 Growth ETF
URTHiShares MSCI World ETF
GSIEGoldman Sachs ActiveBeta International Equity ETF
MDYGSPDR S&P 400 Mid Cap Growth ETF
SDOGALPS Sector Dividend Dogs ETF
HYMBSPDR Nuveen S&P High Yield Municipal Bond ETF
VXXBiPath Series B S&P 500 VIX Short-Term Futures ETN
RHSInvesco S&P 500 Equal Weight Consumer Staples ETF
FEPFirst Trust Europe AlphaDEX Fund
DSIiShares MSCI KLD 400 Social ETF
DLSWisdomTree International SmallCap Dividend Fund
FEXFirst Trust Large Cap Core AlphaDEX Fund
FSTAFidelity MSCI Consumer Staples Index ETF
BSCJInvesco BulletShares 2019 Corporate Bond ETF
BNOUnited States Brent Oil Fund LP
FUTYFidelity MSCI Utilities Index ETF
DFJWisdomTree Japan SmallCap Dividend Fund
FENYFidelity MSCI Energy Index ETF
XLGInvesco S&P 500 Top 50 ETF
FLTRVanEck Vectors Investment Grade Floating Rate ETF
VNLAJanus Henderson Short Duration Income ETF
IXGiShares Global Financials ETF
SLYSPDR S&P 600 Small Cap ETF
TDTTFlexShares iBoxx 3 Year Target Duration TIPS Index Fund
FRELFidelity MSCI Real Estate Index ETF
FXUFirst Trust Utilities AlphaDEX Fund
XTiShares Exponential Technologies ETF
MDYVSPDR S&P 400 Mid Cap Value ETF
CLRGIQ Chaikin U.S. Large Cap ETF
PICKiShares MSCI Global Metals & Mining Producers ETF
DESWisdomTree U.S. SmallCap Dividend Fund
IBUYAmplify Online Retail ETF
RYEInvesco S&P 500 Equal Weight Energy ETF
CORPPIMCO Investment Grade Corporate Bond Index ETF
ZIVVelocityShares Daily Inverse VIX Medium-Term ETN
LEMBiShares J.P. Morgan EM Local Currency Bond ETF
DLNWisdomTree U.S. LargeCap Dividend Fund
QAIIQ Hedge Multi-Strategy Tracker ETF
IGEiShares North American Natural Resources ETF
PPLTAberdeen Standard Physical Platinum Shares ETF
FPXFirst Trust US Equity Opportunities ETF
RYHInvesco S&P 500 Equal Weight Health Care ETF
FEMFirst Trust Emerging Markets AlphaDEX Fund
EBNDSPDR Bloomberg Barclays Emerging Markets Local Bond ETF
TFLOiShares Treasury Floating Rate Bond ETF
IDEViShares Core MSCI International Developed Markets ETF
IWCiShares Micro-Cap ETF
BSJJInvesco BulletShares 2019 High Yield Corporate Bond ETF
REETiShares Global REIT ETF
IOOiShares Global 100 ETF
MGCVanguard Mega Cap ETF
JHMMJohn Hancock Multifactor Mid Cap ETF
GLDMSPDR Gold MiniShares Trust
IPAYETFMG Prime Mobile Payments ETF
KBAKraneShares Bosera MSCI China A Share ETF
DGSWisdomTree Emerging Markets SmallCap Dividend Fund
DFEWisdomTree Europe SmallCap Dividend Fund
GEMGoldman Sachs ActiveBeta Emerging Markets Equity ETF
IYKiShares U.S. Consumer Goods ETF
FYCFirst Trust Small Cap Growth AlphaDEX Fund
COMTiShares Commodities Select Strategy ETF
FDLFirst Trust Morningstar Dividend Leaders Index Fund
BSCLInvesco BulletShares 2021 Corporate Bond ETF
SCHKSchwab 1000 Index ETF
PSKSPDR Wells Fargo Preferred Stock ETF
AOAiShares Core Aggressive Allocation ETF
ECONColumbia Emerging Markets Consumer ETF
VIGIVanguard International Dividend Appreciation ETF
PHYSSprott Physical Gold Trust Units
FINXGlobal X FinTech ETF
PNQIInvesco NASDAQ Internet ETF
EELVInvesco S&P Emerging Markets Low Volatility ETF
IAGGiShares Core International Aggregate Bond ETF
RDVYFirst Trust Rising Dividend Achievers ETF
VONEVanguard Russell 1000 ETF
FTCFirst Trust Large Cap Growth AlphaDEX Fund
SDIVGlobal X Superdividend ETF
CFOVictoryShares US 500 Enhanced Volatility Wtd ETF
OUSAO'Shares FTSE US Quality Dividend ETF
CIBRFirst Trust NASDAQ Cybersecurity ETF
PWVInvesco Dynamic Large Cap Value ETF
HEWGiShares Currency Hedged MSCI Germany ETF
SNLNHighland iBoxx Senior Loan ETF
QDFFlexShares Quality Dividend Index Fund
JHEMJohn Hancock Multifactor Emerging Markets ETF
PDNInvesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
FYXFirst Trust Small Cap Core AlphaDEX Fund
RFDIFirst Trust Riverfront Dynamic Developed International ETF
AIAiShares Asia 50 ETF
MOOVanEck Vectors Agribusiness ETF
BSJKInvesco BulletShares 2020 High Yield Corporate Bond ETF
IGOViShares International Treasury Bond ETF
ARKGARK Genomic Revolution Multi-Sector ETF
FTAFirst Trust Large Cap Value AlphaDEX Fund
SGOLAberdeen Standard Physical Swiss Gold Shares ETF
XPHSPDR S&P Pharmaceuticals ETF
IPACiShares Core MSCI Pacific ETF
JHMLJohn Hancock Multifactor Large Cap ETF
EMHYiShares Emerging Markets High Yield Bond ETF
TDTFFlexShares iBoxx 5 Year Target Duration TIPS Index Fund
IAIiShares U.S. Broker-Dealers & Securities Exchanges ETF
BSCMInvesco BulletShares 2022 Corporate Bond ETF
GWXSPDR S&P International Small Cap ETF
HTRBHartford Total Return Bond ETF
MLPXGlobal X MLP & Energy Infrastructure ETF
SPLBSPDR Portfolio Long Term Corporate Bond ETF
HYGHiShares Interest Rate Hedged High Yield Bond ETF
MNAIQ Merger Arbitrage ETF
EMQQEmerging Markets Internet & Ecommerce ETF
IGHGProShares Investment Grade-Interest Rate Hedged
IFVFirst Trust Dorsey Wright International Focus 5 ETF
DVYEiShares Emerging Markets Dividend ETF
FIDUFidelity MSCI Industrials Index ETF
PPAInvesco Aerospace & Defense ETF
FMiShares MSCI Frontier 100 ETF
FCGFirst Trust Natural Gas ETF
KXIiShares Global Consumer Staples ETF
IYYiShares Dow Jones U.S. ETF
IGLBiShares Long-Term Corporate Bond ETF
FXDFirst Trust Consumer Discretionary AlphaDEX Fund
SPHBInvesco S&P 500 High Beta ETF
IBDLiShares iBonds Dec 2020 Term Corporate ETF
RINGiShares MSCI Global Gold Miners ETF
EEMAiShares MSCI Emerging Markets Asia ETF
IQDFFlexShares International Quality Dividend Index Fund
VOOVVanguard S&P 500 Value ETF
JKEiShares Morningstar Large-Cap Growth ETF
QYLDGlobal X Funds Global X NASDAQ-100 Covered Call ETF
JHMDJohn Hancock Multifactor Developed International ETF
VIOGVanguard S&P Small-Cap 600 Growth ETF
DWASInvesco DWA SmallCap Momentum ETF
IVOOVanguard S&P Mid-Cap 400 ETF
FXGFirst Trust Consumer Staples AlphaDEX Fund
IBDMiShares iBonds Dec 2021 Term Corporate ETF
ITESPDR Bloomberg Barclays Intermediate Term Treasury ETF
JPNXtrackers Japan JPX-Nikkei 400 Equity ETF
JKDiShares Morningstar Large-Cap ETF
ICVTiShares Convertible Bond ETF
PXMGInvesco Russell MidCap Pure Growth ETF
PSJInvesco Dynamic Software ETF
FNXFirst Trust Mid Cap Core AlphaDEX Fund
IXPiShares Global Comm Services ETF
DBBInvesco DB Base Metals Fund
IBDKiShares iBonds Dec 2019 Term Corporate ETF
EZMWisdomTree U.S. MidCap Earnings Fund
TILTFlexShares Morningstar US Market Factor Tilt Index Fund
JAGGJ.P. Morgan Exchange-Traded Fund Trust
JIGBJPMorgan Corporate Bond Research Enhanced ETF
URAGlobal X Uranium ETF
DWXSPDR S&P International Dividend ETF
RWLOppenheimer S&P 500 Revenue ETF
VNMVanEck Vectors Vietnam ETF
QABAFirst Trust NASDAQ ABA Community Bank Index Fund
DBEInvesco DB Energy Fund
HDEFXtrackers MSCI EAFE High Dividend Yield Equity ETF
GREKGlobal X MSCI Greece ETF
USCIUnited States Commodity Index Fund
IEZiShares U.S. Oil Equipment & Services ETF
CFAVictoryShares US 500 Volatility Wtd ETF
IVOGVanguard S&P Mid-Cap 400 Growth ETF
TLTDFlexShares Morningstar Developed Markets ex-US Factor Tilt
PTMCPacer Trendpilot US Mid Cap ETF
EMGFiShares Edge MSCI Multifactor Emerging Markets ETF
AOKiShares Core Conservative Allocation ETF
AGGYWisdomTree Yield Enhanced U.S. Aggregate Bond Fund
PTHInvesco DWA Healthcare Momentum ETF
FLQLFranklin LibertyQ U.S. Equity ETF
BSCIInvesco BulletShares 2018 Corporate Bond ETF
IDLVInvesco S&P International Developed Low Volatility ETF
CDCVictoryShares US EQ Income Enhanced Volatility Wtd ETF
KBWYInvesco KBW Premium Yield Equity REIT ETF
RTHVanEck Vectors Retail ETF
PCEFInvesco CEF Income Composite ETF
FXZFirst Trust Materials AlphaDEX Fund
HYZDWisdomTree Interest Rate Hedged High Yield Bond Fund
BSJLInvesco Bulletshares 2021 High Yield Corporate Bond ETF
KSAiShares MSCI Saudi Arabia ETF
IHEiShares U.S. Pharmaceuticals ETF
DWMWisdomTree International Equity Fund
FMBFirst Trust Managed Municipal ETF
FBNDFidelity Total Bond ETF
BABInvesco Taxable Municipal Bond ETF
FIXDFirst Trust TCW Opportunistic Fixed Income ETF
JHSCJohn Hancock Multifactor Small Cap ETF
TDIVFirst Trust NASDAQ Technology Dividend Index Fund
RYUInvesco S&P 500 Equal Weight Utilities ETF
IFGLiShares International Developed Real Estate ETF
TLTEFlexShares Morningstar Emerging Markets Factor Tilt Index
LQDHiShares Interest Rate Hedged Corporate Bond ETF
VRIGInvesco Variable Rate Investment Grade ETF
PWZInvesco California AMT-Free Municipal Bond ETF
FVCFirst Trust Dorsey Wright Dynamic Focus 5 ETF
PSIInvesco Dynamic Semiconductors ETF
EWXSPDR S&P Emerging Markets Small Cap ETF
SILGlobal X Silver Miners ETF
CHIQGlobal X MSCI China Consumer Discretionary ETF
HYEMVanEck Vectors Emerging Markets High Yield Bond ETF
AGZiShares Agency Bond ETF
PIDInvesco International Dividend Achievers ETF
PEYInvesco High Yield Equity Dividend Achievers ETF
WIPSPDR FTSE International Government Inflation-Protected Bond ETF
BSJIInvesco BulletShares 2018 High Yield Corporate Bond ETF
IBDNiShares iBonds Dec 2022 Term Corporate ETF
EESWisdomTree U.S. SmallCap Earnings Fund
FXCInvesco CurrencyShares Canadian Dollar Trust
FNIFirst Trust Chindia ETF
RAVIFlexShares Ready Access Variable Income Fund
WOODiShares Global Timber & Forestry ETF
EWOiShares MSCI Austria ETF
SBIOALPS Medical Breakthroughs ETF
BSCNInvesco Bulletshares 2023 Corporate Bond ETF
FDRRFidelity Dividend ETF for Rising Rates
RYFInvesco S&P 500 Equal Weight Financials ETF
HDGEAdvisorShares Ranger Equity Bear ETF
PFXFVanEck Vectors Preferred Securities ex Financials ETF
JPUSJPMorgan Diversified Return U.S. Equity ETF
GMFSPDR S&P Emerging Asia Pacific ETF
XSOEWisdomTree Emerging Markets ex-State-Owned Enterprises Fund
HEEMiShares Currency Hedged MSCI Emerging Markets ETF
IBDOiShares iBonds Dec 2023 Term Corporate ETF
RGIInvesco S&P 500 Equal Weight Industrials ETF
MFMSMotley Fool Small-Cap Growth ETF
PPHVanEck Vectors Pharmaceutical ETF
FDDFirst Trust Stoxx European Select Dividend Index Fund
EPUiShares MSCI Peru ETF
PWBInvesco Dynamic Large Cap Growth ETF
VTWGVanguard Russell 2000 Growth ETF
PJPInvesco Dynamic Pharmaceuticals ETF
PTNQPacer Trendpilot 100 ETF
RXIiShares Global Consumer Discretionary ETF
ESGVVanguard ESG U.S. Stock ETF
CSMProShares Large Cap Core Plus
FTGCFirst Trust Global Tactical Commodity Strategy Fund
FCOMFidelity MSCI Communication Services Index ETF
IQINIQ 500 International ETF
CSMLIQ Chaikin U.S. Small Cap ETF
QQEWFirst Trust Nasdaq-100 Equal Weighted Index Fund
HFXIIQ 50 Percent Hedged FTSE International ETF
FGDFirst Trust Dow Jones Global Select Dividend Index Fund
BBHVanEck Vectors Biotech ETF
IHDGWisdomTree International Hedged Quality Dividend Growth Fund
FLTBFidelity Limited Term Bond ETF
FNYFirst Trust Mid Cap Growth AlphaDEX Fund
AGGPIQ Enhanced Core Plus Bond U.S. ETF
SMDVProShares Russell 2000 Dividend Growers ETF
ATMPBarclays ETN+ Select MLP ETN
SCIFVanEck Vectors India Small-Cap Index ETF
PSLVSprott Physical Silver Trust
SJBProShares Short High Yield
HUSEStrategy Shares US Market Rotation Strategy ETF
FCVTFirst Trust SSI Strategic Convertible Securities ETF
FMATFidelity MSCI Materials Index ETF
ARGTGlobal X MSCI Argentina ETF
VIIXVelocityShares VIX Short-Term ETN
FEMSFirst Trust Emerging Markets Small Cap AlphaDEX Fund
SMINiShares MSCI India Small Cap ETF
PBPInvesco S&P 500 BuyWrite ETF
AIEQAI Powered Equity ETF
JPEMJ.P. Morgan Diversified Return Emerging Markets Equity ETF
FBZFirst Trust Brazil AlphaDEX Fund
EEMSiShares MSCI Emerging Markets Small Cap ETF
COWZPacer US Cash Cows 100 ETF
BARGraniteShares Gold Shares
VXZiPath S&P 500 VIX Mid-Term Futures ETN Class A
BCIAberdeen Standard Bloomberg All Commodity Strategy K-1 Free ETF
DIVGlobal X SuperDividend US ETF
ELDWisdomTree Emerging Markets Local Debt Fund
EQALInvesco Russell 1000 Equal Weight ETF
RZGInvesco S&P Smallcap 600 Pure Growth ETF
SMLFiShares Edge MSCI Multifactor USA Small-Cap ETF
FDVVFidelity High Dividend ETF