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LULD Overview

On May 31, 2012, the Securities and Exchange Commission (SEC) approved, on a pilot basis, a National Market System Plan to Address Extraordinary Market Volatility, known as the Limit Up - Limit Down ("LULD") Plan.

Visit the LULD Plan website to learn more


Tier 1 LULD List

Should you have any questions regarding the LULD program, please contact us.

Download Current LULD List

Download the List of Changes - Effective January 4, 2021

Tier 1 LULD List - Effective January 4, 2021

SPYSPDR S&P 500 ETF Trust
QQQInvesco QQQ Trust
IWMiShares Russell 2000 ETF
HYGiShares iBoxx $ High Yield Corporate Bond ETF
GLDSPDR Gold Shares
EEMiShares MSCI Emerging Markets ETF
TLTiShares 20+ Year Treasury Bond ETF
LQDiShares iBoxx $ Investment Grade Corporate Bond ETF
EFAiShares MSCI EAFE ETF
XLFFinancial Select Sector SPDR Fund
IVViShares Core S&P 500 ETF
XLKTechnology Select Sector SPDR Fund
GDXVanEck Vectors Gold Miners ETF
XLEEnergy Select Sector SPDR Fund
VOOVanguard S&P 500 ETF
SLViShares Silver Trust
DIASPDR Dow Jones Industrial Average ETF Trust
XLIIndustrial Select Sector SPDR Fund
XLVHealth Care Select Sector SPDR Fund
VXXiPath Series B S&P 500 VIX Short-Term Futures ETN
XLUUtilities Select Sector SPDR Fund
EWZiShares MSCI Brazil ETF
FXIiShares China Large-Cap ETF
JNKSPDR Bloomberg Barclays High Yield Bond ETF
AGGiShares Core U.S. Aggregate Bond ETF
IEMGiShares Core MSCI Emerging Markets ETF
VTIVanguard Total Stock Market ETF
IEFiShares 7-10 Year Treasury Bond ETF
XLPConsumer Staples Select Sector SPDR Fund
XBISPDR S&P BIOTECH ETF
XLYConsumer Discretionary Select Sector SPDR Fund
GDXJVanEck Vectors Junior Gold Miners ETF
IEFAiShares Core MSCI EAFE ETF
SMHVanEck Vectors Semiconductor ETF
VWOVanguard FTSE Emerging Markets ETF
IAUiShares Gold Trust
EMBiShares JP Morgan USD Emerging Markets Bond ETF
IYRiShares U.S. Real Estate ETF
BNDVanguard Total Bond Market ETF
IBBiShares NASDAQ Biotechnology ETF
XLBMaterials Select Sector SPDR Fund
XOPSPDR S&P Oil & Gas Exploration & Production ETF
EWJiShares MSCI Japan ETF
KRESPDR S&P Regional Banking ETF
VEAVanguard FTSE Developed Markets ETF
IWFiShares Russell 1000 Growth ETF
VNQVanguard Real Estate ETF
MDYSPDR S&P Midcap 400 ETF Trust
IJRiShares Core S&P Small Cap ETF
IWDiShares Russell 1000 Value ETF
MCHIiShares MSCI China ETF
ACWIiShares MSCI ACWI ETF
VCITVanguard Intermediate-Term Corporate Bond ETF
ARKKARK Innovation ETF
IGViShares Expanded Tech-Software Sector ETF
TIPiShares TIPS Bond ETF
EWYiShares MSCI South Korea ETF
SHYiShares 1-3 Year Treasury Bond ETF
SHViShares Short Treasury Bond ETF
VGKVanguard FTSE Europe ETF
USMViShares MSCI USA Min Vol Factor ETF
VTVVanguard Value ETF
VGTVanguard Information Technology ETF
SHProShares Short S&P500
RSPInvesco S&P 500 Equal Weight ETF
VCSHVanguard Short-Term Corporate Bond ETF
EWTiShares MSCI Taiwan ETF
IJHiShares Core S&P Mid-Cap ETF
VUGVanguard Growth ETF
XLCCommunication Services Select Sector SPDR Fund
EZUiShares MSCI Eurozone ETF
XRTSPDR S&P Retail ETF
XRTSPDR S&P Retail ETF
SOXXiShares PHLX Semiconductor ETF
ITBiShares U.S. Home Construction ETF
BNDXVanguard Total International Bond ETF
EWGiShares MSCI Germany ETF
PFFiShares Preferred & Income Securities ETF
IWNiShares Russell 2000 Value ETF
VIGVanguard Dividend Appreciation ETF
BILSPDR Bloomberg Barclays 1-3 Month T-Bill ETF
KWEBKraneShares CSI China Internet ETF
XLREReal Estate Select Sector SPDR Fund
VXUSVanguard Total International Stock ETF
MBBiShares MBS ETF
USOUnited States Oil Fund LP
SPLVInvesco S&P 500 Low Volatility ETF
ASHRXtrackers Harvest CSI 300 China A-Shares ETF
BSVVanguard Short-Term Bond ETF
VEUVanguard FTSE All-World ex-US Index Fund
GOVTiShares U.S. Treasury Bond ETF
VYMVanguard High Dividend Yield Index ETF
BKLNInvesco Senior Loan ETF
XHBSPDR S&P Homebuilders ETF
JPSTJPMorgan Ultra-Short Income ETF
INDAiShares MSCI India ETF
MUBiShares National Muni Bond ETF
MTUMiShares MSCI USA Momentum Factor ETF
EWHiShares MSCI Hong Kong ETF
SJNKSPDR Bloomberg Barclays Short Term High Yield Bond ETF
SPYGSPDR Portfolio S&P 500 Growth ETF
IWBiShares Russell 1000 ETF
SVXYProShares Short VIX Short-Term Futures ETF
IVWiShares S&P 500 Growth ETF
FEZSPDR EURO STOXX 50 ETF
VBVanguard Small-Cap ETF
IGSBiShares 1-5 Year Investment Grade Corporate Bond ETF
ARKGARK Genomic Revolution ETF
HYLBXtrackers USD High Yield Corporate Bond ETF
VOVanguard Mid-Cap ETF
VTVanguard Total World Stock ETF
ITOTiShares Core S&P Total U.S. Stock Market ETF
MINTPIMCO Enhanced Short Maturity Active ETF
RSXVanEck Vectors Russia ETF
IEIiShares 3-7 Year Treasury Bond ETF
SPLGSPDR Portfolio S&P 500 ETF
BIVVanguard Intermediate-Term Bond ETF
ARKWARK Next Generation Internet ETF
FDNFirst Trust Dow Jones Internet Index Fund
EWUiShares MSCI United Kingdom ETF
EWWiShares MSCI Mexico ETF
QUALiShares MSCI USA Quality Factor ETF
JETSU.S. Global Jets ETF
KBESPDR S&P Bank ETF
AAXJiShares MSCI All Country Asia ex Japan ETF
IWOiShares Russell 2000 Growth ETF
PSQProShares Short QQQ
TANInvesco Solar ETF
VIXYProShares VIX Short-Term Futures ETF
SCHFSchwab International Equity ETF
SCHDSchwab US Dividend Equity ETF
IXUSiShares Core MSCI Total International Stock ETF
IVEiShares S&P 500 Value ETF
IGIBiShares 5-10 Year Investment Grade Corporate Bond ETF
SCHXSchwab U.S. Large-Cap ETF
SCZiShares MSCI EAFE Small-Cap ETF
IWRiShares Russell Midcap ETF
VGSHVanguard Short-Term Treasury ETF
SPYVSPDR Portfolio S&P 500 Value ETF
VLUEiShares MSCI USA Value Factor ETF
CWBSPDR Bloomberg Barclays Convertible Securities ETF
MGKVanguard Mega Cap Growth ETF
DGROiShares Core Dividend Growth ETF
VCLTVanguard Long-Term Corporate Bond ETF
VMBSVanguard Mortgage-Backed Securities ETF
AMLPAlerian MLP ETF
EWCiShares MSCI Canada ETF
VXFVanguard Extended Market ETF
EWAiShares MSCI Australia ETF
SPDWSPDR Portfolio Developed World ex-US ETF
ICLNiShares Global Clean Energy ETF
EMLCVanEck Vectors J.P. Morgan EM Local Currency Bond ETF
SDYSPDR S&P Dividend ETF
DVYiShares Select Dividend ETF
ACWXiShares MSCI ACWI ex U.S. ETF
USHYiShares Broad USD High Yield Corporate Bond ETF
SHYGiShares 0-5 Year High Yield Corporate Bond ETF
OIHVanEck Vectors Oil Services ETF
IWPiShares Russell Mid-Cap Growth ETF
SCHPSchwab US TIPS ETF
EFViShares MSCI EAFE Value ETF
UNGUnited States Natural Gas Fund LP
IHIiShares U.S. Medical Devices ETF
VBRVanguard Small Cap Value ETF
XMESPDR S&P Metals & Mining ETF
SCHGSchwab U.S. Large-Cap Growth ETF
EFAViShares MSCI EAFE Min Vol Factor ETF
ESGUiShares ESG Aware MSCI USA ETF
SCHBSchwab U.S. Broad Market ETF
VGITVanguard Intermediate-Term Treasury ETF
VTEBVanguard Tax-Exempt Bond ETF
SCHOSchwab Short-Term US Treasury ETF
BLVVanguard Long-Term Bond ETF
GLDMSPDR Gold MiniShares Trust
SPTISPDR Portfolio Intermediate Term Treasury ETF
VTIPVanguard Short-Term Inflation-Protected Securities ETF
RWMProShares Short Russell2000
SPIBSPDR Portfolio Intermediate Term Corporate Bond ETF
SPEMSPDR Portfolio Emerging Markets ETF
SPABSPDR Portfolio Aggregate Bond ETF
VHTVanguard Health Care ETF
FVDFirst Trust Value Line Dividend Index Fund
IYTiShares Transportation Average ETF
FTSMFirst Trust Enhanced Short Maturity ETF
VBKVanguard Small-Cap Growth ETF
SPTLSPDR Portfolio Long Term Treasury ETF
ILFiShares Latin America 40 ETF
DOGProShares Short Dow30
ICSHBlackRock Ultra Short-Term Bond ETF
SCHZSchwab US Aggregate Bond ETF
VOEVanguard Mid-Cap Value ETF
VDEVanguard Energy ETF
PGXInvesco Preferred ETF
FIXDFirst Trust TCW Opportunistic Fixed Income ETF
IYWiShares U.S. Technology ETF
ANGLVanEck Vectors Fallen Angel High Yield Bond ETF
VFHVanguard Financials ETF
IWSiShares Russell Mid-Cap Value ETF
VGLTVanguard Long-Term Treasury ETF
VVVanguard Large-Cap ETF
SGOLAberdeen Standard Physical Gold Shares ETF
NEARBlackRock Short Maturity Bond ETF
OEFiShares S&P 100 ETF
SCHESchwab Emerging Markets Equity ETF
IWViShares Russell 3000 ETF
USIGiShares Broad USD Investment Grade Corporate Bond ETF
KBWBInvesco KBW Bank ETF
EWLiShares MSCI Switzerland ETF
ESGEiShares ESG Aware MSCI EM ETF
SPHDInvesco S&P 500 High Dividend Low Volatility ETF
EFGiShares MSCI EAFE Growth ETF
NOBLProShares S&P 500 Dividend Aristocrats ETF
EDVVanguard Extended Duration Treasury ETF
IUSGiShares Core S&P U.S. Growth ETF
FTECFidelity MSCI Information Technology Index ETF
LMBSFirst Trust Low Duration Opportunities ETF
VPLVanguard FTSE Pacific ETF
SCHRSchwab Intermediate-Term US Treasury ETF
SKYYFirst Trust Cloud Computing ETF
SPYDSPDR Portfolio S&P 500 High Dividend ETF
BBEUJPMorgan BetaBuilders Europe ETF
IYEiShares U.S. Energy ETF
PHYSSprott Physical Gold Trust
CLOUGlobal X Cloud Computing ETF
TLHiShares 10-20 Year Treasury Bond ETF
SCHASchwab U.S. Small-Cap ETF
IUSViShares Core S&P US Value ETF
GSLCGoldman Sachs ActiveBeta U.S. Large Cap Equity ETF
SPSBSPDR Portfolio Short Term Corporate Bond ETF
GBILGoldman Sachs Access Treasury 0-1 Year ETF
ARKFARK Fintech Innovation ETF
SCHVSchwab U.S. Large-Cap Value ETF
HDViShares Core High Dividend ETF
PCYInvesco Emerging Markets Sovereign Debt ETF
FLOTiShares Floating Rate Bond ETF
UUPInvesco DB US Dollar Index Bullish Fund
PDBCInvesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
FTCSFirst Trust Capital Strength ETF
ITAiShares U.S. Aerospace & Defense ETF
HYSPIMCO 0-5 Year High Yield Corporate Bond Index ETF
SPTSSPDR Portfolio Short Term Treasury ETF
SPMDSPDR Portfolio S&P 400 Mid Cap ETF
ACWViShares MSCI Global Min Vol Factor ETF
BOTZGlobal X Robotics & Artificial Intelligence ETF
VPUVanguard Utilities ETF
ISTBiShares Core 1-5 Year USD Bond ETF
IUSBiShares Core Total USD Bond Market ETF
VOOGVanguard S&P 500 Growth ETF
EWQiShares MSCI France ETF
WCLDWisdomTree Cloud Computing Fund
VOTVanguard Mid-Cap Growth ETF
VCRVanguard Consumer Discretionary ETF
DXJWisdomTree Japan Hedged Equity Fund
SILGlobal X Silver Miners ETF
GSYInvesco Ultra Short Duration ETF
PBWInvesco WilderHill Clean Energy ETF
PSLVSprott Physical Silver Trust
HYDVanEck Vectors High Yield Muni ETF
VTWOVanguard Russell 2000 ETF
IJSiShares S&P Small-Cap 600 Value ETF
VONGVanguard Russell 1000 Growth ETF
FPEFirst Trust Preferred Securities & Income ETF
VNQIVanguard Global ex-U.S. Real Estate ETF
VNLAJanus Henderson Short Duration Income ETF
SIVRAberdeen Standard Physical Silver Shares ETF
SCHMSchwab U.S. Mid-Cap ETF
IDViShares International Select Dividend ETF
DBEFXtrackers MSCI EAFE Hedged Equity ETF
SPHBInvesco S&P 500 High Beta ETF
LITGlobal X Lithium & Battery Tech ETF
MDYGSPDR S&P 400 Mid Cap Growth ETF
SRLNSPDR Blackstone / GSO Senior Loan ETF
BONDPIMCO Active Bond ETF
VSSVanguard FTSE All-World ex-US Small-Cap ETF
IBUYAmplify Online Retail ETF
SPHQInvesco S&P 500 Quality ETF
XSOEWisdomTree Emerging Markets ex-State-Owned Enterprises Fund
SCHHSchwab U.S. REIT ETF
IXCiShares Global Energy ETF
DGRWWisdomTree US Quality Dividend Growth Fund
SILJETFMG Prime Junior Silver Miners ETF
EWPiShares MSCI Spain ETF
QCLNFirst Trust Nasdaq Clean Edge Green Energy Index Fund
VDCVanguard Consumer Staples ETF
IEURiShares Core MSCI Europe ETF
QTECFirst Trust NASDAQ-100 Technology Sector Index Fund
IWYiShares Russell Top 200 Growth ETF
EEMViShares MSCI Emerging Markets Min Vol Factor ETF
ARKQARK Autonomous Technology & Robotics ETF
SPTMSPDR Portfolio S&P 1500 Composite Stock Market ETF
MOATVanEck Vectors Morningstar Wide Moat ETF
EUFNiShares MSCI Europe Financials ETF
SUBiShares Short-Term National Muni Bond ETF
VWOBVanguard Emerging Markets Government Bond ETF
GUNRFlexShares Morningstar Global Upstream Natural Resources Index Fund
IYFiShares U.S. Financials ETF
IXNiShares Global Tech ETF
EWSiShares MSCI Singapore ETF
EPIWisdomTree India Earnings Fund
IJKiShares S&P Mid-Cap 400 Growth ETF
ONEQFidelity Nasdaq Composite Index Tracking Stock
SPLBSPDR Portfolio Long Term Corporate Bond ETF
CEFSprott Physical Gold and Silver Trust
VISVanguard Industrials ETF
IJTiShares S&P Small-Cap 600 Growth ETF
IGLBiShares 10+ Year Investment Grade Corporate Bond ETF
PZAInvesco National AMT-Free Municipal Bond ETF
FLRNSPDR Bloomberg Barclays Investment Grade Floating Rate ETF
VOXVanguard Communication Services ETF
HEDJWisdomTree Europe Hedged Equity Fund
QQQJInvesco NASDAQ Next Gen 100 ETF
STIPiShares 0-5 Year TIPS Bond ETF
REMiShares Mortgage Real Estate ETF
CIBRFirst Trust NASDAQ Cybersecurity ETF
XSLVInvesco S&P SmallCap Low Volatility ETF
ESGVVanguard ESG U.S. Stock ETF
IYGiShares US Financial Services ETF
EWIiShares MSCI Italy ETF
PPLTAberdeen Standard Physical Platinum Shares ETF
ESGDiShares ESG Aware MSCI EAFE ETF
IQLTiShares MSCI Intl Quality Factor ETF
IGMiShares Expanded Tech Sector ETF
DBCInvesco DB Commodity Index Tracking Fund
EZAiShares MSCI South Africa ETF
MJETFMG Alternative Harvest ETF
SLQDiShares 0-5 Year Investment Grade Corporate Bond ETF
HYLSFirst Trust Tactical High Yield ETF
SPSMSPDR Portfolio S&P 600 Small Cap ETF
SHMSPDR Nuveen Bloomberg Barclays Short Term Municipal Bond ETF
FNDFSchwab Fundamental International Large Co. Index ETF
EIDOiShares MSCI Indonesia ETF
ICVTiShares Convertible Bond ETF
FXEInvesco CurrencyShares Euro Trust
BABInvesco Taxable Municipal Bond ETF
IGFiShares Global Infrastructure ETF
RPVInvesco S&P 500 Pure Value ETF
AMJJ.P. Morgan Alerian MLP Index ETN
CQQQInvesco China Technology ETF
XMLVInvesco S&P MidCap Low Volatility ETF
TOTLSPDR DoubleLine Total Return Tactical ETF
RWXSPDR Dow Jones International Real Estate ETF
EMQQEmerging Markets Internet & Ecommerce ETF
FNDESchwab Fundamental Emerging Markets Large Co. Index ETF
VONVVanguard Russell 1000 Value ETF
IJJiShares S&P Mid-Cap 400 Value ETF
EPPiShares MSCI Pacific ex-Japan ETF
IPORenaissance IPO ETF
TBFProshares Short 20+ Year Treasury
HEFAiShares Currency Hedged MSCI EAFE ETF
QYLDGlobal X NASDAQ 100 Covered Call ETF
PGFInvesco Financial Preferred ETF
BBJPJPMorgan BetaBuilders Japan ETF
SPMBSPDR Portfolio Mortgage Backed Bond ETF
AIAiShares Asia 50 ETF
RODMHartford Multifactor Developed Markets (ex-US) ETF
IGOViShares International Treasury Bond ETF
DBAInvesco DB Agriculture Fund
SPIPSPDR Portfolio TIPS ETF
MGVVanguard Mega Cap Value ETF
REETiShares Global REIT ETF
FBTFirst Trust NYSE Arca Biotechnology Index Fund
FXLFirst Trust Technology AlphaDEX Fund
DEMWisdomTree Emerging Markets High Dividend Fund
IVOLQuadratic Interest Rate Volatility & Inflation Hedge ETF
FDISFidelity MSCI Consumer Discretionary Index ETF
VAWVanguard Materials ETF
IYHiShares U.S. Healthcare ETF
FNDXSchwab Fundamental US Large Co. Index ETF
IAGGiShares Core International Aggregate Bond ETF
QLTAiShares Aaa-A Rated Corporate Bond ETF
MGCVanguard Mega Cap ETF
ONLNProShares Online Retail ETF
TFISPDR Nuveen Bloomberg Barclays Municipal Bond ETF
THDiShares MSCI Thailand ETF
HEZUiShares Currency Hedged MSCI Eurozone ETF
PRFInvesco FTSE RAFI US 1000 ETF
XLGInvesco S&P 500 Top 50 ETF
EMLPFirst Trust North American Energy Infrastructure Fund
SLYVSPDR S&P 600 Small Cap Value ETF
KIESPDR S&P Insurance ETF
DONWisdomTree U.S. MidCap Dividend Fund
FBNDFidelity Total Bond ETF
ECHiShares MSCI Chile ETF
USFRWisdomTree Floating Rate Treasury Fund
XARSPDR S&P Aerospace & Defense ETF
JMSTJPMorgan Ultra-Short Municipal Income ETF
XTiShares Exponential Technologies ETF
BARGraniteShares Gold Shares
BWXSPDR Bloomberg Barclays International Treasury Bond ETF
OGIGO'Shares Global Internet Giants ETF
AAAUGoldman Sachs Physical Gold ETF
EWMiShares MSCI Malaysia ETF
RWRSPDR Dow Jones REIT ETF
ESPOVanEck Vectors Video Gaming & eSports ETF
HYMBSPDR Nuveen Bloomberg Barclays High Yield Municipal Bond ETF
PHBInvesco Fundamental High Yield Corporate Bond ETF
GXCSPDR S&P China ETF
FRELFidelity MSCI Real Estate Index ETF
VIGIVanguard International Dividend Appreciation ETF
BNOUnited States Brent Oil Fund LP
TDSCCabana Target Drawdown 10 ETF
PTLCPacer Trendpilot US Large Cap ETF
IYMiShares U.S. Basic Materials ETF
KSAiShares MSCI Saudi Arabia ETF
SIZEiShares MSCI USA Size Factor ETF
GSIEGoldman Sachs ActiveBeta International Equity ETF
JKHiShares Morningstar Mid-Cap Growth ETF
FHLCFidelity MSCI Health Care Index ETF
URTHiShares MSCI World ETF
HACKETFMG Prime Cyber Security ETF
DLNWisdomTree U.S. LargeCap Dividend Fund
PDPInvesco DWA Momentum ETF
LTPZPIMCO 15+ Year US TIPS Index ETF
IEViShares Europe ETF
RDVYFirst Trust Rising Dividend Achievers ETF
PXHInvesco FTSE RAFI Emerging Markets ETF
DESWisdomTree U.S. SmallCap Dividend Fund
SUSAiShares MSCI USA ESG Select ETF
JKEiShares Morningstar Large-Cap Growth ETF
GVIiShares Intermediate Government/Credit Bond ETF
SRVRPacer Benchmark Data & Infrastructure Real Estate SCTR ETF
DFAUDimensional US Core Equity Market ETF
ZROZPIMCO 25+ Year Zero Coupon US Treasury Index ETF
CHIQGlobal X MSCI China Consumer Discretionary ETF
RYTInvesco S&P 500 Equal Weight Technology ETF
BSCMInvesco BulletShares 2022 Corporate Bond ETF
FPXFirst Trust US Equity Opportunities ETF
VONEVanguard Russell 1000 ETF
EWNiShares MSCI Netherlands ETF
SCHCSchwab International Small-Cap Equity ETF
IYZiShares U.S. Telecommunications ETF
VSGXVanguard ESG International Stock ETF
QQQMInvesco NASDAQ 100 ETF
IXJiShares Global Healthcare ETF
IDEViShares Core MSCI International Developed Markets ETF
RPGInvesco S&P 500 Pure Growth ETF
VOOVVanguard S&P 500 Value ETF
PSKSPDR Wells Fargo Preferred Stock ETF
FUTYFidelity MSCI Utilities Index ETF
MLPAGlobal X MLP ETF
BSCLInvesco BulletShares 2021 Corporate Bond ETF
TAILCambria Tail Risk ETF
DSIiShares MSCI KLD 400 Social ETF
MDYVSPDR S&P 400 Mid Cap Value ETF
AGGYWisdomTree Yield Enhanced U.S. Aggregate Bond Fund
AGZiShares Agency Bond ETF
FXNFirst Trust Energy AlphaDEX Fund
FNDASchwab Fundamental US Small Co. Index ETF
IPAYETFMG Prime Mobile Payments ETF
IYCiShares U.S. Consumer Services ETF
PALLAberdeen Standard Physical Palladium Shares ETF
FIVGDefiance Next Gen Connectivity ETF
XSDSPDR S&P Semiconductor ETF
USRTiShares Core U.S. REIT ETF
KBAKraneShares Bosera MSCI China A Share ETF
GEMGoldman Sachs ActiveBeta Emerging Markets Equity ETF
PEJInvesco Dynamic Leisure & Entertainment ETF
FTXRFirst Trust Nasdaq Transportation ETF
FDLFirst Trust Morningstar Dividend Leaders Index Fund
SWANAmplify BlackSwan Growth & Treasury Core ETF
REMXVanEck Vectors Rare Earth/Strategic Metals ETF
IYJiShares U.S. Industrials ETF
EWDiShares MSCI Sweden ETF
VYMIVanguard International High Dividend Yield ETF
FINXGlobal X FinTech ETF
SPDNDirexion Daily S&P 500 Bear 1X Shares
QQEWFirst Trust Nasdaq-100 Equal Weighted Index Fund
FENYFidelity MSCI Energy Index ETF
RINGiShares MSCI Global Gold Miners ETF
IEOiShares U.S. Oil & Gas Exploration & Production ETF
CXSEWisdomTree China ex-State-Owned Enterprises Fund
ICFiShares Cohen & Steers REIT ETF
FTSLFirst Trust Senior Loan Fund
JOETVirtus Terranova US Quality Momentum ETF
RWOSPDR Dow Jones Global Real Estate ETF
ROBOROBO Global Robotics & Automation Index ETF
IGEiShares North American Natural Resources ETF
PFFDGlobal X U.S. Preferred ETF
FPXIFirst Trust International Equity Opportunities ETF
DFNVTrimTabs Donoghue Forlines Risk Managed Innovation ETF
FXHFirst Trust Health Care AlphaDEX Fund
DBOInvesco DB Oil Fund
DGSWisdomTree Emerging Markets SmallCap Dividend Fund
SUSCiShares ESG Aware USD Corporate Bond ETF
PTHInvesco DWA Healthcare Momentum ETF
SLYGSPDR S&P 600 Small Cap Growth ETF
FMBFirst Trust Managed Municipal ETF
PULSPGIM Ultra Short Bond ETF
PAVEGlobal X U.S. Infrastructure Development ETF
BSJLInvesco Bulletshares 2021 High Yield Corporate Bond ETF
LEMBiShares J.P. Morgan EM Local Currency Bond ETF
ERUSiShares MSCI Russia ETF
BSCNInvesco Bulletshares 2023 Corporate Bond ETF
TDSBCabana Target Drawdown 7 ETF
FCGFirst Trust Natural Gas ETF
IDLVInvesco S&P International Developed Low Volatility ETF
AOMiShares Core Moderate Allocation ETF
IHFiShares U.S. Healthcare Providers ETF
IATiShares U.S. Regional Banks ETF
RGIInvesco S&P 500 Equal Weight Industrials ETF
KOMPSPDR S&P Kensho New Economies Composite ETF
SCHKSchwab 1000 Index ETF
JAGGJ.P. Morgan Exchange-Traded Fund Trust
DFHYTrimTabs Donoghue Forlines Tactical High Yield ETF Donoghue Forlines Tactical High Yield ETF
OUNZVanEck Merk Gold Trust
IOOiShares Global 100 ETF
EAGGiShares ESG Aware US Aggregate Bond ETF
EEMAiShares MSCI Emerging Markets Asia ETF
CORPPIMCO Investment Grade Corporate Bond Index ETF
TURiShares MSCI Turkey ETF
CLTLInvesco Treasury Collateral ETf
AORiShares Core Growth Allocation ETF
EDOCGlobal X Telemedicine & Digital Health ETF
FDECFT Cboe Vest U.S. Equity Buffer ETF - December
FVFirst Trust Dorsey Wright Focus 5 ETF
BSJNInvesco BulletShares 2023 High Yield Corporate Bond ETF
QUSSPDR MSCI USA StrategicFactors ETF
PNQIInvesco NASDAQ Internet ETF
BSJMInvesco BulletShares 2022 High Yield Corporate Bond ETF
VTCVanguard Total Corporate Bond ETF
HEROGlobal X Video Games & Esports ETF
FXDFirst Trust Consumer Discretionary AlphaDEX Fund
LDURPIMCO Enhanced Low Duration Active ETF
CMFiShares California Muni Bond ETF
DVYEiShares Emerging Markets Dividend ETF
IDUiShares U.S. Utilities ETF
IWLiShares Russell Top 200 ETF
FSTAFidelity MSCI Consumer Discretionary Index ETF
BBREJPMorgan BetaBuilders MSCI U.S. REIT ETF
EBNDSPDR Bloomberg Barclays Emerging Markets Local Bond ETF
GSGiShares S&P GSCI Commodity Indexed Trust
VRPInvesco Variable Rate Preferred ETF
BBCAJPMorgan BetaBuilders Canada ETF
IYKiShares U.S. Consumer Goods ETF
GNRSPDR S&P Global Natural Resources ETF
ITMVanEck Vectors Intermediate Muni ETF
DIALColumbia Diversified Fixed Income Allocation ETF
HEWGiShares Currency Hedged MSCI Germany ETF
IBDMiShares iBonds Dec 2021 Term Corporate ETF
JHMMJohn Hancock Multifactor Mid Cap ETF
SMMViShares MSCI USA Small-Cap Min Vol Factor ETF
AOKiShares Core Conservative Allocation ETF
IDMOInvesco S&P International Developed Momentum ETF
XMMOInvesco S&P MidCap Momentum ETF
IWXiShares Russell Top 200 Value ETF
ACESALPS Clean Energy ETF
FNDCSchwab Fundamental International Small Co. Index ETF
FXYInvesco Currencyshares Japanese Yen Trust
IGBHiShares Interest Rate Hedged Long-Term Corporate Bond ETF
FNCLFidelity MSCI Financials Index ETF
MSOSAdvisorShares Pure US Cannabis ETF
PICKiShares MSCI Global Metals & Mining Producers ETF
RPARRPAR Risk Parity ETF
IBDNiShares iBonds Dec 2022 Term Corporate ETF
ILTBiShares Core 10+ Year USD Bond ETF
BBINJPMorgan BetaBuilders International Equity ETF
QDECFT Cboe Vest Growth-100 Buffer ETF - December
VIOOVanguard S&P Small-Cap 600 ETF
NFRAFlexShares STOXX Global Broad Infrastructure Index Fund
BSCOInvesco BulletShares 2024 Corporate Bond ETF
DLSWisdomTree International SmallCap Dividend Fund
GBFiShares Government/Credit Bond ETF
FXFInvesco CurrencyShares Swiss Franc Trust
IYYiShares Dow Jones U.S. ETF
BSCPInvesco Bulletshares 2025 Corporate Bond ETF
OMFLInvesco Russell 1000 Dynamic Multifactor ETF
IMTMiShares MSCI Intl Momentum Factor ETF
LQDHiShares Interest Rate Hedged Corporate Bond ETF
SLYSPDR S&P 600 Small Cap ETF
MOOVanEck Vectors Agribusiness ETF
SLVPiShares MSCI Global Silver Miners ETF
BETZRoundhill Sports Betting & iGaming ETF
DJPiPath Bloomberg Commodity Index Total Return ETN
IBDOiShares iBonds Dec 2023 Term Corporate ETF
SDIVGlobal X Superdividend ETF
DFAIDimensional International Core Equity Market ETF
XITKSPDR FactSet Innovative Technology ETF
IVOOVanguard S&P Mid-Cap 400 ETF
FTCFirst Trust Large Cap Growth AlphaDEX Fund
CLIXProShares Long Online/Short Stores ETF
CORNTeucrium Corn Fund
LGLVSPDR SSGA US Large Cap Low Volatility Index ETF
JKKiShares Morningstar Small-Cap Growth ETF
GDVDPrincipal Active Global Dividend Income ETF
TDIVFirst Trust NASDAQ Technology Dividend Index Fund
FCOMFidelity MSCI Communication Services Index ETF
XNTKSPDR NYSE Technology ETF
GLTRAberdeen Standard Physical Precious Metals Basket Shares ETF
VIOVVanguard S&P Small-Cap 600 Value ETF
PRFZInvesco FTSE RAFI US 1500 Small-Mid ETF
FXOFirst Trust Financials AlphaDEX Fund
NUAGNuveen Enhanced Yield U.S. Aggregate Bond ETF
VRIGInvesco Variable Rate Investment Grade ETF
LRGFiShares MSCI USA Multifactor ETF
HYEMVanEck Vectors Emerging Markets High Yield Bond ETF
KOKUXtrackers MSCI Kokusai Equity ETF
JPHYJPMORGAN HIGH YIELD RESEARCH ENHANCED ETF
FTAFirst Trust Large Cap Value AlphaDEX Fund
FIDUFidelity MSCI Industrial Index ETF
SPYXSPDR S&P 500 Fossil Fuel Reserves Free ETF
FBCGFidelity Blue Chip Growth ETF
CMBSiShares CMBS ETF
XESSPDR S&P Oil & Gas Equipment & Services ETF
JPINJ.P. Morgan Diversified Return International Equity ETF
PSEPInnovator S&P 500 Power Buffer ETF - September
IBDPiShares iBonds Dec 2024 Term Corporate ETF
NXTGFirst Trust Indxx NextG ETF
FLTRVanEck Vectors Investment Grade Floating Rate ETF
BSJPInvesco BulletShares 2025 High Yield Corporate Bond ETF
QAIIQ Hedge Multi-Strategy Tracker ETF
GTOInvesco Total Return Bond ETF
RCDInvesco S&P 500 Equal Weight Consumer Discretionary ETF
SMDVProShares Russell 2000 Dividend Growers ETF
CNYAiShares MSCI China A ETF
SDOGALPS Sector Dividend Dogs ETF
EPOLiShares MSCI Poland ETF
FLQLFranklin LibertyQ U.S. Equity ETF
DDECFT Cboe Vest U.S. Equity Deep Buffer ETF - December
FXBInvesco CurrencyShares British Pound Sterling Trust
FTSDFranklin Liberty Short Duration U.S. Government ETF
DFEBFT Cboe Vest U.S. Equity Deep Buffer ETF - February
IGHGProShares Investment Grade-Interest Rate Hedged
IBDQiShares iBonds Dec 2025 Term Corporate ETF
SOYBTeucrium Soybean Fund
VIOGVanguard S&P Small-Cap 600 Growth ETF
INTFiShares MSCI Intl Multifactor ETF
KMLMKFA Mount Lucas Index Strategy ETF
CWISPDR MSCI ACWI ex-US ETF
DHSWisdomTree U.S. High Dividend Fund
HEWJiShares Currency Hedged MSCI Japan ETF
AOAiShares Core Aggressive Allocation ETF
JHMLJohn Hancock Multifactor Large Cap ETF
WFHDirexion Work From Home ETF
BBHVanEck Vectors Biotech ETF
PPHVanEck Vectors Pharmaceutical ETF
FDVVFidelity High Dividend ETF
GNMAiShares GNMA Bond ETF
MLPXGlobal X MLP & Energy Infrastructure ETF
HDGEAdvisorShares Ranger Equity Bear ETF
XTNSPDR S&P Transportation ETF
GIGBGoldman Sachs Access Investment Grade Corporate Bond ETF
FALNiShares Fallen Angels USD Bond ETF
BSJOInvesco BulletShares 2024 High Yield Corporate Bond ETF
DIVGlobal X SuperDividend US ETF
PTBDPacer Trendpilot US Bond ETF
DRSKAptus Defined Risk ETF
PTNQPacer Trendpilot 100 ETF
FNYFirst Trust Mid Cap Growth AlphaDEX Fund
SPCXSPAC and New Issue ETF
IHDGWisdomTree International Hedged Quality Dividend Growth Fund
RDIVInvesco S&P Ultra Dividend Revenue ETF
MNAIQ Merger Arbitrage ETF
QEFASPDR MSCI EAFE StrategicFactors ETF
IWCiShares Micro-Cap ETF
BBAXJPMorgan BetaBuilders Developed Asia ex-Japan ETF
FANFirst Trust Global Wind Energy ETF
TDTTFlexShares iBoxx 3 Year Target Duration TIPS Index Fund
SGOViShares 0-3 Month Treasury Bond ETF
PEYInvesco High Yield Equity Dividend Achievers ETF
VNMVanEck Vectors Vietnam ETF
GMFSPDR S&P Emerging Asia Pacific ETF
BNDWVanguard Total World Bond ETF
MXIiShares Global Materials ETF
BTALAGFiQ US Market Neutral Anti-Beta Fund
VTWVVanguard Russell 2000 Value ETF
SUSBiShares ESG Aware 1-5 Year USD Corporate Bond ETF
PAWZProShares Pet Care ETF
QQQEDirexion NASDAQ-100 Equal Weighted Index Shares
BLOKAmplify Transformational Data Sharing ETF
TDSDCabana Target Drawdown 13 ETF
DRIVGlobal X Autonomous & Electric Vehicles ETF
COPXGlobal X Copper Miners ETF
UDNInvesco DB US Dollar Index Bearish Fund
VTHRVanguard Russell 3000 ETF
SRETGlobal X SuperDividend REIT ETF
FFTYInnovator IBD 50 ETF
PXFInvesco FTSE RAFI Developed Markets ex-U.S. ETF
IVOGVanguard S&P Mid-Cap 400 Growth ETF
LVHDLegg Mason Low Volatility High Dividend ETF
RTMInvesco S&P 500 Equal Weight Materials ETF
NUSINationwide Risk-Managed Income ETF
FCVTFirst Trust SSI Strategic Convertible Securities ETF
XHESPDR S&P Health Care Equipment ETF
PSJInvesco Dynamic Software ETF
BKFiShares MSCI BRIC ETF
PPAInvesco Aerospace & Defense ETF
PSCPrincipal U.S. Small-Cap Multi-Factor ETF
SVALiShares US Small Cap Value Factor ETF
XPHSPDR S&P Pharmaceuticals ETF
REGLProShares S&P MidCap 400 Dividend Aristocrats ETF
JMBSJanus Henderson Mortgage-Backed Securities ETF
PWBInvesco Dynamic Large Cap Growth ETF
FLCBFranklin Liberty U.S. Core Bond ETF
PFXFVanEck Vectors Preferred Securities ex Financials ETF
IPACiShares Core MSCI Pacific ETF
PCEFInvesco CEF Income Composite ETF
KXIiShares Global Consumer Staples ETF
PJANInnovator S&P 500 Power Buffer ETF - January
PTFInvesco DWA Technology Momentum ETF
DFAEDimensional Emerging Core Equity Market ETF
SPGPInvesco S&P 500 GARP ETF
REZiShares Residential and Multisector Real Estate ETF
DTDWisdomTree U.S. Total Dividend Fund
IDNAiShares Genomics Immunology and Healthcare ETF Genomics Immunology and Healthcare Fund
STPZPIMCO 1-5 Year US TIPS Index ETF
SOCLGlobal X Social Media ETF
JOiPath Series B Bloomberg Coffee Subindex Total Return ETN
FEXFirst Trust Large Cap Core AlphaDEX Fund
GSEWGoldman Sachs Equal Weight U.S. Large Cap Equity ETF
KJANInnovator Russell 2000 Power Buffer ETF January
EPHEiShares MSCI Philippines ETF
MMINIQ MacKay Municipal Insured ETF
FMiShares MSCI Frontier 100 ETF
AMTRUBS AG. London Branch 2020-20.10.50 (Exp.17.10.50) on Alerian Mid EA NTR Ser B Underlying Tracker
MEARBlackRock Short Maturity Municipal Bond ETF
FLJPFranklin FTSE Japan ETF
EUMProShares Short MSCI Emerging Markets
TILTFlexShares Morningstar US Market Factor Tilt Index Fund
QDFFlexShares Quality Dividend Index Fund
SMLFiShares MSCI USA Small-Cap Multifactor ETF
XSWSPDR S&P Software & Services ETF
DWSHAdvisorShares Dorsey Wright Short ETF
RAVIFlexShares Ready Access Variable Income Fund
FEMFirst Trust Emerging Markets AlphaDEX Fund
OUSAOShares U.S. Quality Dividend ETF
USLUnited States 12 Month Oil Fund LP
VTWGVanguard Russell 2000 Growth ETF
FYXFirst Trust Small Cap Core AlphaDEX Fund
KUREKraneShares MSCI All China Health Care Index ETF
DBEUXtrackers MSCI Europe Hedged Equity ETF
ESMLiShares ESG Aware MSCI USA Small-Cap ETF
GERMETFMG Treatments Testing and Advancements ETF
MOONDirexion Moonshot Innovators ETF
FDLOFidelity Low Volatility Factor ETF
VIXMProShares VIX Mid-Term Futures ETF
FDTFirst Trust Developed Markets ex-US AlphaDEX Fund
ENZLiShares MSCI New Zealand ETF
TFLOiShares Treasury Floating Rate Bond ETF
SPAKDefiance Next Gen SPAC Derived ETF
EDENiShares MSCI Denmark ETF
FLTBFidelity Limited Term Bond ETF
USMCPrincipal U.S. Mega-Cap ETF
URAGlobal X Uranium ETF
INDYiShares India 50 ETF
EWXSPDR S&P Emerging Markets Small Cap ETF
BLCNSiren ETF Trust Siren Nasdaq NexGen Economy ETF
UITBVictoryShares USAA Core Intermediate-Term Bond ETF
SPBOSPDR Portfolio Corporate Bond ETF
FDGAmerican Century Focused Dynamic Growth ETF
IHAKiShares Cybersecurity & Tech ETF
IQSUIQ Candriam ESG US Equity ETF
PLWInvesco 1-30 Laddered Treasury ETF
EMHYiShares J.P. Morgan EM High Yield Bond ETF
MDIVFirst Trust Multi-Asset Diversified Income Index Fund
FXRFirst Trust Industrials/Producer Durables AlphaDEX Fund
FXAInvesco CurrencyShares Australian Dollar Trust
CNRGSPDR S&P Kensho Clean Power ETF
IBDSiShares iBonds Dec 2027 Term Corporate ETF
TPYPTortoise North American Pipeline Fund
IVOVVanguard S&P Mid-Cap 400 Value ETF
EXIiShares Global Industrials ETF
FNOVFT Cboe Vest U.S. Equity Buffer ETF - November
PHOInvesco Water Resources ETF
TMFCMotley Fool 100 Index ETF
NULVNuveen ESG Large-Cap Value ETF
DAUGFT Cboe Vest U.S. Equity Deep Buffer ETF - August
MUNIPIMCO Intermediate Municipal Bond Active ETF
IVLUiShares MSCI Intl Value Factor ETF
WIPSPDR FTSE International Government Inflation-Protected Bond ETF
RHSInvesco S&P 500 Equal Weight Consumer Staples ETF
DWXSPDR S&P International Dividend ETF
WPSiShares International Developed Property ETF
UGAUnited States Gasoline Fund LP
IBNDSPDR Bloomberg Barclays International Corporate Bond ETF
IEZiShares U.S. Oil Equipment & Services ETF
NTSXWisdomTree 90/60 U.S. Balanced Fund
JQUAJPMorgan U.S. Quality Factor ETF
SCHQSchwab Long-Term U.S. Treasury ETF
PBDInvesco Global Clean Energy ETF
SJBProShares Short High Yield
PHDGInvesco S&P 500 Downside Hedged ETF
EMGFiShares MSCI Emerging Markets Multifactor ETF
RXIiShares Global Consumer Discretionary ETF
JEPIJPMorgan Equity Premium Income ETF
PKWInvesco Buyback Achievers ETF
HNDLStrategy Shares Nasdaq 7HANDL Index ETF
RWLInvesco S&P 500 Revenue ETF
SNPEXtrackers S&P 500 ESG ETF
AVUVAvantis U.S. Small Cap Value ETF
EBIZGlobal X E-Commerce ETF
HTRBHartford Total Return Bond ETF
LSATLeadershares Alphafactor Tactical Focused ETF
FXCInvesco CurrencyShares Canadian Dollar Trust
BBMCJPMorgan BetaBuilders U.S. Mid Cap Equity ETF
RTHVanEck Vectors Retail ETF
DWASInvesco DWA SmallCap Momentum ETF
BBUSJP Morgan Betabuilders U.S. Equity ETF
FEPFirst Trust Europe AlphaDEX Fund
GCORGoldman Sachs Access U.S. Aggregate Bond ETF
FFTIFormulaFolios Tactical Income ETF
PDECInnovator S&P 500 Power Buffer ETF - December
CFAVictoryShares US 500 Volatility Wtd ETF
FFEBFT Cboe Vest U.S. Equity Buffer ETF - February
FXUFirst Trust Utilities AlphaDEX Fund
AVDVAvantis International Small Cap Value ETF
PFMInvesco Dividend Achievers ETF
YOLOAdvisorShares Pure Cannabis ETF
PSIInvesco Dynamic Semiconductors ETF
SECTMain Sector Rotation ETF
BUGGlobal X Cybersecurity ETF
JPUSJPMorgan Diversified Return U.S. Equity ETF