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LULD Overview

On May 31, 2012, the Securities and Exchange Commission (SEC) approved, on a pilot basis, a National Market System Plan to Address Extraordinary Market Volatility, known as the Limit Up - Limit Down ("LULD") Plan.

Visit the LULD Plan website to learn more

Tier 1 LULD List

Should you have any questions regarding the LULD program, please contact us.

Download Current LULD List

Download the List of Changes - Effective July 1, 2020

Tier 1 LULD List - Effective July 1, 2020

QQQInvesco QQQ Trust
IWMiShares Russell 2000 ETF
HYGiShares iBoxx $ High Yield Corporate Bond ETF
EEMiShares MSCI Emerging Markets ETF
IVViShares Core S&P 500 ETF
LQDiShares iBoxx $ Investment Grade Corporate Bond ETF
TLTiShares 20+ Year Treasury Bond ETF
GLDSPDR Gold Trust
XLFFinancial Select Sector SPDR Fund
VOOVanguard S&P 500 ETF
GDXVanEck Vectors Gold Miners ETF
XLKTechnology Select Sector SPDR Fund
DIASPDR Dow Jones Industrial Average ETF Trust
VXXiPath Series B S&P 500 VIX Short-Term Futures ETN
XLVHealth Care Select Sector SPDR Fund
FXIiShares China Large-Cap ETF
XLEEnergy Select Sector SPDR Fund
XLUUtilities Select Sector SPDR Fund
XLIIndustrial Select Sector SPDR Fund
EWZiShares MSCI Brazil ETF
IEMGiShares Core MSCI Emerging Markets ETF
JNKSPDR Bloomberg Barclays High Yield Bond ETF
XLPConsumer Staples Select Sector SPDR Fund
VTIVanguard Total Stock Market ETF
AGGiShares Core U.S. Aggregate Bond ETF
VEAVanguard FTSE Developed Markets ETF
VWOVanguard FTSE Emerging Markets ETF
IYRiShares U.S. Real Estate ETF
XLYConsumer Discretionary Select Sector SPDR Fund
GDXJVanEck Vectors Junior Gold Miners ETF
SMHVanEck Vectors Semiconductor ETF
VNQVanguard Real Estate ETF
XOPSPDR S&P Oil & Gas Exploration & Production ETF
IEFiShares 7-10 Year Treasury Bond ETF
EWJiShares MSCI Japan ETF
MDYSPDR S&P Midcap 400 ETF Trust
USOUnited States Oil Fund LP
BNDVanguard Total Bond Market ETF
EMBiShares JP Morgan USD Emerging Markets Bond ETF
SHProShares Short S&P500
XLBMaterials Select Sector SPDR Fund
IBBiShares NASDAQ Biotechnology ETF
IJRiShares Core S&P Small Cap ETF
SHYiShares 1-3 Year Treasury Bond ETF
SHViShares Short Treasury Bond ETF
KRESPDR S&P Regional Banking ETF
IAUiShares Gold Trust
BILSPDR Bloomberg Barclays 1-3 Month T-Bill ETF
SLViShares Silver Trust
USMViShares Edge MSCI Min Vol USA ETF
IWFiShares Russell 1000 Growth ETF
IJHiShares Core S&P Mid-Cap ETF
VCITVanguard Intermediate-Term Corporate Bond ETF
VCSHVanguard Short-Term Corporate Bond ETF
IWDiShares Russell 1000 Value ETF
MCHIiShares MSCI China ETF
VTVVanguard Value ETF
TIPiShares TIPS Bond ETF
SPLVInvesco S&P 500 Low Volatility ETF
XLREReal Estate Select Sector SPDR Fund
VEUVanguard FTSE All-World ex-US Index Fund
EWYiShares MSCI South Korea ETF
VGKVanguard FTSE Europe ETF
VGTVanguard Information Technology ETF
GOVTiShares U.S. Treasury Bond ETF
VUGVanguard Growth ETF
SOXXiShares PHLX Semiconductor ETF
XLCCommunication Services Select Sector SPDR Fund
VIGVanguard Dividend Appreciation ETF
SCHFSchwab International Equity ETF
EWTiShares MSCI Taiwan ETF
IGViShares Expanded Tech-Software Sector ETF
PFFiShares Preferred & Income Securities ETF
BSVVanguard Short-Term Bond ETF
IEIiShares 3-7 Year Treasury Bond ETF
IWBiShares Russell 1000 ETF
ITOTiShares Core S&P Total U.S. Stock Market ETF
EZUiShares MSCI Eurozone ETF
VTVanguard Total World Stock ETF
BKLNInvesco Senior Loan ETF
MUBiShares National Muni Bond ETF
IVEiShares S&P 500 Value ETF
QUALiShares Edge MSCI USA Quality Factor ETF
VXUSVanguard Total International Stock ETF
VYMVanguard High Dividend Yield Index ETF
SVXYProShares Short VIX Short-Term Futures ETF
INDAiShares MSCI India ETF
MINTPIMCO Enhanced Short Maturity Active ETF
VOVanguard Mid-Cap ETF
ASHRXtrackers Harvest CSI 300 China A-Shares ETF
VBVanguard Small-Cap ETF
IVWiShares S&P 500 Growth ETF
EWHiShares MSCI Hong Kong ETF
IGSBiShares Short-Term Corporate Bond ETF
SCHXSchwab U.S. Large-Cap ETF
JPSTJPMorgan Ultra-Short Income ETF
RSXVanEck Vectors Russia ETF
PSQProShares Short QQQ
BNDXVanguard Total International Bond ETF
RSPInvesco S&P 500 Equal Weight ETF
IWRiShares Russell Midcap ETF
MTUMiShares Edge MSCI USA Momentum Factor ETF
IWNiShares Russell 2000 Value ETF
SPLGSPDR Portfolio S&P 500 ETF
VIXYProShares VIX Short-Term Futures ETF
ITBiShares U.S. Home Construction ETF
SPYGSPDR Portfolio S&P 500 Growth ETF
EWGiShares MSCI Germany ETF
SJNKSPDR Bloomberg Barclays Short Term High Yield Bond ETF
SCHBSchwab U.S. Broad Market ETF
EWWiShares MSCI Mexico ETF
BIVVanguard Intermediate-Term Bond ETF
KWEBKraneShares CSI China Internet ETF
SCHDSchwab US Dividend Equity ETF
IWOiShares Russell 2000 Growth ETF
SCZiShares MSCI EAFE Small-Cap ETF
HYLBXtrackers USD High Yield Corporate Bond ETF
DGROiShares Core Dividend Growth ETF
VGSHVanguard Short-Term Treasury ETF
OEFiShares S&P 100 ETF
IGIBiShares Intermediate-Term Corporate Bond ETF
EFAViShares Edge MSCI Min Vol EAFE ETF
IXUSiShares Core MSCI Total International Stock ETF
SPTSSPDR Portfolio Short Term Treasury ETF
AAXJiShares MSCI All Country Asia ex Japan ETF
OIHVanEck Vectors Oil Services ETF
EWUiShares MSCI United Kingdom ETF
SPDWSPDR Portfolio Developed World ex-US ETF
RWMProShares Short Russell2000
XHBSPDR S&P Homebuilders ETF
SCHESchwab Emerging Markets Equity ETF
DVYiShares Select Dividend ETF
FLOTiShares Floating Rate Bond ETF
IHIiShares U.S. Medical Devices ETF
VBRVanguard Small Cap Value ETF
USHYiShares Broad USD High Yield Corporate Bond ETF
SHYGiShares 0-5 Year High Yield Corporate Bond ETF
SPYVSPDR Portfolio S&P 500 Value ETF
CWBSPDR Bloomberg Barclays Convertible Securities ETF
VMBSVanguard Mortgage-Backed Securities ETF
DOGProShares Short Dow30
FDNFirst Trust Dow Jones Internet Index Fund
NEARiShares Short Maturity Bond ETF
SCHOSchwab Short-Term US Treasury ETF
VTEBVanguard Tax-Exempt Bond ETF
EWCiShares MSCI Canada ETF
IWSiShares Russell Mid-Cap Value ETF
BLVVanguard Long-Term Bond ETF
SPIBSPDR Portfolio Intermediate Term Corporate Bond ETF
VCLTVanguard Long-Term Corporate Bond ETF
IWViShares Russell 3000 ETF
NOBLProShares S&P 500 Dividend Aristocrats ETF
EMLCVanEck Vectors J.P. Morgan EM Local Currency Bond ETF
VVVanguard Large-Cap ETF
FVDFirst Trust Value Line Dividend Index Fund
FTSMFirst Trust Enhanced Short Maturity ETF
VDEVanguard Energy ETF
VLUEiShares Edge MSCI USA Value Factor ETF
SPSBSPDR Portfolio Short Term Corporate Bond ETF
SPEMSPDR Portfolio Emerging Markets ETF
IWPiShares Russell Mid-Cap Growth ETF
MGKVanguard Mega Cap Growth ETF
SCHGSchwab U.S. Large-Cap Growth ETF
VGITVanguard Intermediate-Term Treasury ETF
GBILGoldman Sachs Access Treasury 0-1 Year ETF
SPABSPDR Portfolio Aggregate Bond ETF
SPTISPDR Portfolio Intermediate Term Treasury ETF
EWAiShares MSCI Australia ETF
VHTVanguard Health Care ETF
VOEVanguard Mid-Cap Value ETF
UNGUnited States Natural Gas Fund LP
HDViShares Core High Dividend ETF
VFHVanguard Financials ETF
EDVVanguard Extended Duration Treasury ETF
XMESPDR S&P Metals & Mining ETF
ITAiShares U.S. Aerospace & Defense ETF
HYDVanEck Vectors High-Yield Municipal Index ETF
BBEUJPMorgan BetaBuilders Europe ETF
JETSUS Global Jets ETF
PGXInvesco Preferred ETF
SCHVSchwab U.S. Large-Cap Value ETF
VXFVanguard Extended Market ETF
VBKVanguard Small-Cap Growth ETF
SCHZSchwab US Aggregate Bond ETF
SCHASchwab U.S. Small-Cap ETF
IUSGiShares Core S&P U.S. Growth ETF
DXJWisdomTree Japan Hedged Equity Fund
VTIPVanguard Short-Term Inflation-Protected Securities ETF
BBJPJPMorgan BetaBuilders Japan ETF
LMBSFirst Trust Low Duration Opportunities ETF
AMJJ.P. Morgan Alerian MLP Index ETN
ICSHiShares Ultra Short-Term Bond ETF
SCHRSchwab Intermediate-Term US Treasury ETF
PCYInvesco Emerging Markets Sovereign Debt ETF
SPYDSPDR Portfolio S&P 500 High Dividend ETF
VGLTVanguard Long-Term Treasury ETF
ILFiShares Latin America 40 ETF
IUSViShares Core S&P US Value ETF
IJSiShares S&P Small-Cap 600 Value ETF
SPHDInvesco S&P 500 High Dividend Low Volatility ETF
ACWViShares Edge MSCI Min Vol Global ETF
SPTLSPDR Portfolio Long Term Treasury ETF
VTWOVanguard Russell 2000 ETF
EWLiShares MSCI Switzerland ETF
FTECFidelity MSCI Information Technology Index ETF
IYWiShares U.S. Technology ETF
VPLVanguard FTSE Pacific ETF
EEMViShares Edge MSCI Min Vol Emerging Markets ETF
ARKKARK Innovation ETF
GLDMSPDR Gold MiniShares Trust
USIGiShares Broad USD Investment Grade Corporate Bond ETF
TFISPDR Nuveen Bloomberg Barclays Municipal Bond ETF
FPEFirst Trust Preferred Securities & Income ETF
VOOGVanguard S&P 500 Growth ETF
UUPInvesco DB US Dollar Index Bullish Fund
SCHMSchwab U.S. Mid-Cap ETF
IYEiShares U.S. Energy ETF
SGOViShares 0-3 Month Treasury Bond ETF
VDCVanguard Consumer Staples ETF
IYTiShares Transportation Average ETF
VNQIVanguard Global ex-U.S. Real Estate ETF
FNDXSchwab Fundamental US Large Co. Index ETF
GSYInvesco Ultra Short Duration ETF
IYFiShares U.S. Financials ETF
DBEFXtrackers MSCI EAFE Hedged Equity ETF
IDViShares International Select Dividend ETF
VPUVanguard Utilities ETF
FTCSFirst Trust Capital Strength ETF
GSLCGoldman Sachs ActiveBeta U.S. Large Cap Equity ETF
EPIWisdomTree India Earnings Fund
ANGLVanEck Vectors Fallen Angel High Yield Bond ETF
FNDFSchwab Fundamental International Large Co. Index ETF
IEURiShares Core MSCI Europe ETF
FLRNSPDR Bloomberg Barclays Investment Grade Floating Rate ETF
SKYYFirst Trust Cloud Computing ETF
SPMDSPDR Portfolio S&P 400 Mid Cap ETF
SPTMSPDR Portfolio S&P 1500 Composite Stock Market ETF
HYSPIMCO 0-5 Year High Yield Corporate Bond Index ETF
IJJiShares S&P Mid-Cap 400 Value ETF
SRLNSPDR Blackstone / GSO Senior Loan ETF
VSSVanguard FTSE All-World ex-US Small-Cap ETF
VOTVanguard Mid-Cap Growth ETF
FIXDFirst Trust TCW Opportunistic Fixed Income ETF
PDBCInvesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
EWPiShares MSCI Spain ETF
PTLCPacer Trendpilot US Large Cap ETF
EWQiShares MSCI France ETF
REMiShares Mortgage Real Estate ETF
MOATVanEck Vectors Morningstar Wide Moat ETF
EPPiShares MSCI Pacific ex-Japan ETF
HEDJWisdomTree Europe Hedged Equity Fund
IJKiShares S&P Mid-Cap 400 Growth ETF
SPHQInvesco S&P 500 Quality ETF
ISTBiShares Core 1-5 Year USD Bond ETF
GUNRFlexShares Morningstar Global Upstream Natural Resources Index Fund
SHMSPDR Nuveen Bloomberg Barclays Short Term Municipal Bond ETF
SUBiShares Short-Term National Muni Bond ETF
IUSBiShares Core Total USD Bond Market ETF
FNDASchwab Fundamental US Small Co. Index ETF
KBWBInvesco KBW Bank ETF
VONGVanguard Russell 1000 Growth ETF
TOTLSPDR DoubleLine Total Return Tactical ETF
QTECFirst Trust NASDAQ-100 Technology Sector Index Fund
FLGVFranklin Liberty U.S. Treasury Bond ETF
TLHiShares 10-20 Year Treasury Bond ETF
IJTiShares S&P Small-Cap 600 Growth ETF
HEFAiShares Currency Hedged MSCI EAFE ETF
IXNiShares Global Tech ETF
SGOLAberdeen Standard Physical Gold Shares ETF
VOXVanguard Communication Services ETF
EZAiShares MSCI South Africa ETF
ONEQFidelity Nasdaq Composite Index Tracking Stock
IYGiShares US Financial Services ETF
VISVanguard Industrials ETF
XMLVInvesco S&P MidCap Low Volatility ETF
USFRWisdomTree Floating Rate Treasury Fund
XARSPDR S&P Aerospace & Defense ETF
SPSMSPDR Portfolio S&P 600 Small Cap ETF
FXHFirst Trust Health Care AlphaDEX Fund
SPMBSPDR Portfolio Mortgage Backed Bond ETF
IGLBiShares Long-Term Corporate Bond ETF
RODMHartford Multifactor Developed Markets (ex-US) ETF
FNDESchwab Fundamental Emerging Markets Large Co. Index ETF
STIPiShares 0-5 Year TIPS Bond ETF
RWXSPDR Dow Jones International Real Estate ETF
HYMBSPDR Nuveen Bloomberg Barclays High Yield Municipal Bond ETF
MDYVSPDR S&P 400 Mid Cap Value ETF
SPLBSPDR Portfolio Long Term Corporate Bond ETF
IGFiShares Global Infrastructure ETF
SLYVSPDR S&P 600 Small Cap Value ETF
IYHiShares U.S. Healthcare ETF
VWOBVanguard Emerging Markets Government Bond ETF
PZAInvesco National AMT-Free Municipal Bond ETF
DGRWWisdomTree US Quality Dividend Growth Fund
SIZEiShares Edge MSCI USA Size Factor ETF
SCHCSchwab International Small-Cap Equity ETF
VCRVanguard Consumer Discretionary ETF
EWIiShares MSCI Italy ETF
XSLVInvesco S&P SmallCap Low Volatility ETF
VONVVanguard Russell 1000 Value ETF
HYLSFirst Trust Tactical High Yield ETF
DONWisdomTree U.S. MidCap Dividend Fund
ARKWARK Next Generation Internet ETF
MGCVanguard Mega Cap ETF
PRFZInvesco FTSE RAFI US 1500 Small-Mid ETF
DBCInvesco DB Commodity Index Tracking Fund
REETiShares Global REIT ETF
IDEViShares Core MSCI International Developed Markets ETF
EMLPFirst Trust North American Energy Infrastructure Fund
VNLAJanus Henderson Short Duration Income ETF
PXFInvesco FTSE RAFI Developed Markets ex-U.S. ETF
SLQDiShares 0-5 Year Investment Grade Corporate Bond ETF
IGMiShares Expanded Tech Sector ETF
EWSiShares MSCI Singapore ETF
FXLFirst Trust Technology AlphaDEX Fund
IWYiShares Russell Top 200 Growth ETF
EIDOiShares MSCI Indonesia ETF
DEMWisdomTree Emerging Markets High Dividend Fund
BETZRoundhill Sports Betting & iGaming ETF
AGGYWisdomTree Yield Enhanced U.S. Aggregate Bond Fund
BNOUnited States Brent Oil Fund LP
BOTZGlobal X Robotics & Artificial Intelligence ETF
IEViShares Europe ETF
IXCiShares Global Energy ETF
USRTiShares Core U.S. REIT ETF
EUFNiShares MSCI Europe Financials ETF
FTSLFirst Trust Senior Loan Fund
MDYGSPDR S&P 400 Mid Cap Growth ETF
VIGIVanguard International Dividend Appreciation ETF
URTHiShares MSCI World ETF
IHFiShares U.S. Healthcare Providers ETF
PXHInvesco FTSE RAFI Emerging Markets ETF
TBFProshares Short 20+ Year Treasury
FBTFirst Trust NYSE Arca Biotechnology Index Fund
HEZUiShares Currency Hedged MSCI Eurozone ETF
DGSWisdomTree Emerging Markets SmallCap Dividend Fund
FXOFirst Trust Financials AlphaDEX Fund
SPHBInvesco S&P 500 High Beta ETF
FRELFidelity MSCI Real Estate Index ETF
VAWVanguard Materials ETF
ARKGARK Genomic Revolution ETF
FXUFirst Trust Utilities AlphaDEX Fund
KSAiShares MSCI Saudi Arabia ETF
GVIiShares Intermediate Government/Credit Bond ETF
IGOViShares International Treasury Bond ETF
FHLCFidelity MSCI Health Care Index ETF
ZROZPIMCO 25+ Year Zero Coupon US Treasury Index ETF
IAGGiShares Core International Aggregate Bond ETF
IDUiShares U.S. Utilities ETF
QLTAiShares Aaa-A Rated Corporate Bond ETF
XLGInvesco S&P 500 Top 50 ETF
FBNDFidelity Total Bond ETF
DLNWisdomTree U.S. LargeCap Dividend Fund
IQLTiShares Edge MSCI Intl Quality Factor ETF
MGVVanguard Mega Cap Value ETF
ITMVanEck Vectors AMT-Free Intermediate Municipal Index ETF
PULSPGIM Ultra Short Bond ETF
RPVInvesco S&P 500 Pure Value ETF
BBINJPMorgan BetaBuilders International Equity ETF
TANInvesco Solar ETF
VONEVanguard Russell 1000 ETF
JKEiShares Morningstar Large-Cap Growth ETF
RWOSPDR Dow Jones Global Real Estate ETF
ECHiShares MSCI Chile ETF
CIBRFirst Trust NASDAQ Cybersecurity ETF
VYMIVanguard International High Dividend Yield ETF
LGLVSPDR SSGA US Large Cap Low Volatility Index ETF
RDVYFirst Trust Rising Dividend Achievers ETF
RPGInvesco S&P 500 Pure Growth ETF
FNDCSchwab Fundamental International Small Co. Index ETF
GSIEGoldman Sachs ActiveBeta International Equity ETF
IXJiShares Global Healthcare ETF
DBOInvesco DB Oil Fund
MJETFMG Alternative Harvest ETF
PSKSPDR Wells Fargo Preferred Stock ETF
BABInvesco Taxable Municipal Bond ETF
QYLDGlobal X NASDAQ 100 Covered Call ETF
SLYGSPDR S&P 600 Small Cap Growth ETF
SILGlobal X Silver Miners ETF
EWMiShares MSCI Malaysia ETF
VOOVVanguard S&P 500 Value ETF
BBREJPMorgan BetaBuilders MSCI U.S. REIT ETF
THDiShares MSCI Thailand ETF
CMFiShares California Muni Bond ETF
PPLTAberdeen Standard Physical Platinum Shares ETF
PDPInvesco DWA Momentum ETF
XTiShares Exponential Technologies ETF
FXYInvesco Currencyshares Japanese Yen Trust
BSCKInvesco BulletShares 2020 Corporate Bond ETF
BWXSPDR Bloomberg Barclays International Treasury Bond ETF
FXEInvesco CurrencyShares Euro Trust
ICFiShares Cohen & Steers REIT ETF
FMBFirst Trust Managed Municipal ETF
PALLAberdeen Standard Physical Palladium Shares ETF
EUMProShares Short MSCI Emerging Markets
PGFInvesco Financial Preferred ETF
CQQQInvesco China Technology ETF
BSCMInvesco BulletShares 2022 Corporate Bond ETF
FENYFidelity MSCI Energy Index ETF
AGZiShares Agency Bond ETF
XSOEWisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSDSPDR S&P Semiconductor ETF
BSJLInvesco Bulletshares 2021 High Yield Corporate Bond ETF
GNRSPDR S&P Global Natural Resources ETF
FXDFirst Trust Consumer Discretionary AlphaDEX Fund
VIOOVanguard S&P Small-Cap 600 ETF
SJBProShares Short High Yield
FVFirst Trust Dorsey Wright Focus 5 ETF
IPAYETFMG Prime Mobile Payments ETF
DESWisdomTree U.S. SmallCap Dividend Fund
FUTYFidelity MSCI Utilities Index ETF
PHBInvesco Fundamental High Yield Corporate Bond ETF
ESGVVanguard ESG U.S. Stock ETF
MLPIETRACS Alerian MLP Infrastructure Index ETN
FDLFirst Trust Morningstar Dividend Leaders Index Fund
AOMiShares Core Moderate Allocation ETF
SPDNDirexion Daily S&P 500 Bear 1X Shares
JHMMJohn Hancock Multifactor Mid Cap ETF
DSIiShares MSCI KLD 400 Social ETF
HEWJiShares Currency Hedged MSCI Japan ETF
ICLNiShares Global Clean Energy ETF
VRPInvesco Variable Rate Preferred ETF
JPINJ.P. Morgan Diversified Return International Equity ETF
IYZiShares U.S. Telecommunications ETF
SMMViShares Edge MSCI Min Vol USA Small-Cap ETF
EBNDSPDR Bloomberg Barclays Emerging Markets Local Bond ETF
TURiShares MSCI Turkey ETF
HACKETFMG Prime Cyber Security ETF
BSCLInvesco BulletShares 2021 Corporate Bond ETF
RINGiShares MSCI Global Gold Miners ETF
ICVTiShares Convertible Bond ETF
RYTInvesco S&P 500 Equal Weight Technology ETF
ERUSiShares MSCI Russia ETF
MLPXGlobal X MLP & Energy Infrastructure ETF
CLOUGlobal X Cloud Computing ETF
DFEBFT Cboe Vest U.S. Equity Deep Buffer ETF - February
INTFiShares Edge MSCI Multifactor Intl ETF
FNCLFidelity MSCI Financials Index ETF
KOMPSPDR S&P Kensho New Economies Composite ETF
IYCiShares U.S. Consumer Services ETF
LITGlobal X Lithium & Battery Tech ETF
AORiShares Core Growth Allocation ETF
DLSWisdomTree International SmallCap Dividend Fund
FLCBFranklin Liberty U.S. Core Bond ETF
IDLVInvesco S&P International Developed Low Volatility ETF
FCGFirst Trust Natural Gas ETF
EWDiShares MSCI Sweden ETF
XESSPDR S&P Oil & Gas Equipment & Services ETF
SCHKSchwab 1000 Index ETF
PFFDGlobal X U.S. Preferred ETF
RDIVInvesco S&P Ultra Dividend Revenue ETF
BBAXJPMorgan BetaBuilders Developed Asia ex-Japan ETF
BSJMInvesco BulletShares 2022 High Yield Corporate Bond ETF
ROBOROBO Global Robotics & Automation Index ETF
CLTLInvesco Treasury Collateral ETf
SLYSPDR S&P 600 Small Cap ETF
IOOiShares Global 100 ETF
GEMGoldman Sachs ActiveBeta Emerging Markets Equity ETF
LRGFiShares Edge MSCI Multifactor USA ETF
LEMBiShares J.P. Morgan EM Local Currency Bond ETF
IGEiShares North American Natural Resources ETF
FXNFirst Trust Energy AlphaDEX Fund
QQEWFirst Trust Nasdaq-100 Equal Weighted Index Fund
HDGEAdvisorShares Ranger Equity Bear ETF
EMHYiShares J.P. Morgan EM High Yield Bond ETF
GSUSGoldman Sachs MarketBeta U.S. Equity ETF
IEOiShares U.S. Oil & Gas Exploration & Production ETF
USLUnited States 12 Month Oil Fund LP
IVOOVanguard S&P Mid-Cap 400 ETF
BSJKInvesco BulletShares 2020 High Yield Corporate Bond ETF
SRVRPacer Benchmark Data & Infrastructure Real Estate SCTR ETF
FSTAFidelity MSCI Consumer Staples Index ETF
SDOGALPS Sector Dividend Dogs ETF
FJUNFT Cboe Vest U.S. Equity Buffer ETF - June
FPXFirst Trust US Equity Opportunities ETF
JKHiShares Morningstar Mid-Cap Growth ETF
TFLOiShares Treasury Floating Rate Bond ETF
GSGiShares S&P GSCI Commodity Indexed Trust
XMMOInvesco S&P MidCap Momentum ETF
IYYiShares Dow Jones U.S. ETF
FTAFirst Trust Large Cap Value AlphaDEX Fund
SILJETFMG Prime Junior Silver Miners ETF
IBDMiShares iBonds Dec 2021 Term Corporate ETF
FDISFidelity MSCI Consumer Discretionary Index ETF
DWSHAdvisorShares Dorsey Wright Short ETF
PPAInvesco Aerospace & Defense ETF
IBDLiShares iBonds Dec 2020 Term Corporate ETF
AIAiShares Asia 50 ETF
DBEUXtrackers MSCI Europe Hedged Equity ETF
PKWInvesco Buyback Achievers ETF
MNAIQ Merger Arbitrage ETF
BARGraniteShares Gold Shares
NFRAFlexShares STOXX Global Broad Infrastructure Index Fund
EWNiShares MSCI Netherlands ETF
BSCNInvesco Bulletshares 2023 Corporate Bond ETF
SDIVGlobal X Superdividend ETF
IYJiShares U.S. Industrials ETF
FLQLFranklin LibertyQ U.S. Equity ETF
IPACiShares Core MSCI Pacific ETF
DVYEiShares Emerging Markets Dividend ETF
EWXSPDR S&P Emerging Markets Small Cap ETF
VSGXVanguard ESG International Stock ETF
SPGPInvesco S&P 500 GARP ETF
QAIIQ Hedge Multi-Strategy Tracker ETF
QDFFlexShares Quality Dividend Index Fund
AOKiShares Core Conservative Allocation ETF
SRETGlobal X SuperDividend REIT ETF
PTNQPacer Trendpilot 100 ETF
JPUSJPMorgan Diversified Return U.S. Equity ETF
BBCAJPMorgan BetaBuilders Canada ETF
PLWInvesco 1-30 Laddered Treasury ETF
BSCOInvesco BulletShares 2024 Corporate Bond ETF
JAGGJ.P. Morgan Exchange-Traded Fund Trust
TDIVFirst Trust NASDAQ Technology Dividend Index Fund
DBJPXtrackers MSCI Japan Hedged Equity ETF
USSGXtrackers MSCI USA ESG Leaders Equity ETF
CORPPIMCO Investment Grade Corporate Bond Index ETF
IBDNiShares iBonds Dec 2022 Term Corporate ETF
FTCFirst Trust Large Cap Growth AlphaDEX Fund
FEXFirst Trust Large Cap Core AlphaDEX Fund
SWANAmplify BlackSwan Growth & Treasury Core ETF
PEJInvesco Dynamic Leisure & Entertainment ETF
EPHEiShares MSCI Philippines ETF
DJPiPath Bloomberg Commodity Index Total Return ETN
PDNInvesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
KBAKraneShares Bosera MSCI China A Share ETF
PCEFInvesco CEF Income Composite ETF
EMQQEmerging Markets Internet & Ecommerce ETF
FINXGlobal X FinTech ETF
FCOMFidelity MSCI Communication Services Index ETF
TAILCambria Tail Risk ETF
COMTiShares Commodities Select Strategy ETF
WCLDWisdomTree Cloud Computing Fund
AOAiShares Core Aggressive Allocation ETF
PWVInvesco Dynamic Large Cap Value ETF
SIXH6 Meridian Hedged Equity-Index Option Strategy ETF
IBDOiShares iBonds Dec 2023 Term Corporate ETF
FDVVFidelity High Dividend ETF
FEMFirst Trust Emerging Markets AlphaDEX Fund
IXGiShares Global Financials ETF
INDYiShares India 50 ETF
IQDFFlexShares International Quality Dividend Index Fund
REGLProShares S&P MidCap 400 Dividend Aristocrats ETF
IATiShares U.S. Regional Banks ETF
IHDGWisdomTree International Hedged Quality Dividend Growth Fund
IBDPiShares iBonds Dec 2024 Term Corporate ETF
EZMWisdomTree U.S. MidCap Fund
LVHDLegg Mason Low Volatility High Dividend ETF
BTALAGFiQ US Market Neutral Anti-Beta Fund
VIOVVanguard S&P Small-Cap 600 Value ETF
SMDVProShares Russell 2000 Dividend Growers ETF
GWXSPDR S&P International Small Cap ETF
FDLOFidelity Low Volatility Factor ETF
VTCVanguard Total Corporate Bond ETF
DBAInvesco DB Agriculture Fund
KXIiShares Global Consumer Staples ETF
FIVGDefiance Next Gen Connectivity ETF
SIVRAberdeen Standard Physical Silver Shares ETF
PTMCPacer Trendpilot US Mid Cap ETF
VIIXVelocityShares VIX Short-Term ETN
DWMWisdomTree International Equity Fund
NUAGNuveen Enhanced Yield U.S. Aggregate Bond ETF
MXIiShares Global Materials ETF
IBUYAmplify Online Retail ETF
DIVGlobal X SuperDividend US ETF
IWCiShares Micro-Cap ETF
CFAVictoryShares US 500 Volatility Wtd ETF
XPHSPDR S&P Pharmaceuticals ETF
JHMLJohn Hancock Multifactor Large Cap ETF
EESWisdomTree U.S. SmallCap Fund
ZIVVelocityShares Daily Inverse VIX Medium-Term ETN
PEYInvesco High Yield Equity Dividend Achievers ETF
REZiShares Residential Real Estate ETF
FDTFirst Trust Developed Markets ex-US AlphaDEX Fund
HDEFXtrackers MSCI EAFE High Dividend Yield Equity ETF
IBDQiShares iBonds Dec 2025 Term Corporate ETF
LDURPIMCO Enhanced Low Duration Active ETF
TLTDFlexShares Morningstar Developed Markets ex-US Factor Tilt
PTHInvesco DWA Healthcare Momentum ETF
TILTFlexShares Morningstar US Market Factor Tilt Index Fund
TPYPTortoise North American Pipeline Fund
GBFiShares Government/Credit Bond ETF
IWXiShares Russell Top 200 Value ETF
SMLFiShares Edge MSCI Multifactor USA Small-Cap ETF
EPOLiShares MSCI Poland ETF
TDTTFlexShares iBoxx 3 Year Target Duration TIPS Index Fund
FXFInvesco CurrencyShares Swiss Franc Trust
UGAUnited States Gasoline Fund LP
DHSWisdomTree U.S. High Dividend Fund
IWLiShares Russell Top 200 ETF
FLJPFranklin FTSE Japan ETF
PBWInvesco WilderHill Clean Energy ETF
PNQIInvesco NASDAQ Internet ETF
FXBInvesco CurrencyShares British Pound Sterling Trust
PFXFVanEck Vectors Preferred Securities ex Financials ETF
FIDUFidelity MSCI Industrials Index ETF
JMSTJPMorgan Ultra-Short Municipal Income ETF
HYEMVanEck Vectors Emerging Markets High Yield Bond ETF
PAPRInnovator S&P 500 Power Buffer ETF April
PWZInvesco California AMT-Free Municipal Bond ETF
ILTBiShares Core 10+ Year USD Bond ETF
RHSInvesco S&P 500 Equal Weight Consumer Staples ETF
IEZiShares U.S. Oil Equipment & Services ETF
PSJInvesco Dynamic Software ETF
PPHVanEck Vectors Pharmaceutical ETF
IVLUiShares Edge MSCI Intl Value Factor ETF
GERMETFMG Treatments Testing and Advancements ETF
ULSTSPDR SSgA Ultra Short Term Bond ETF
VNMVanEck Vectors Vietnam ETF
ESPOVanEck Vectors Video Gaming & eSports ETF
DWXSPDR S&P International Dividend ETF
CSMProShares Large Cap Core Plus
BSJNInvesco BulletShares 2023 High Yield Corporate Bond ETF
LQDHiShares Interest Rate Hedged Corporate Bond ETF
EMGFiShares Edge MSCI Multifactor Emerging Markets ETF
AAAUPerth Mint Physical Gold ETF
BBHVanEck Vectors Biotech ETF
OGIGO'Shares Global Internet Giants ETF
BNDWVanguard Total World Bond ETF
GREKGlobal X MSCI Greece ETF
PQDIPrincipal Spectrum Tax-Advantaged Dividend Active ETF
USDUWisdomTree Bloomberg US Dollar Bullish Fund
RYHInvesco S&P 500 Equal Weight Health Care ETF
NULVNuveen ESG Large-Cap Value ETF
OMFLInvesco Russell 1000 Dynamic Multifactor ETF
DTDWisdomTree U.S. Total Dividend Fund
HEWGiShares Currency Hedged MSCI Germany ETF
NXTGFirst Trust Indxx NextG ETF
EEMAiShares MSCI Emerging Markets Asia ETF
VTHRVanguard Russell 3000 ETF
IYKiShares U.S. Consumer Goods ETF
EPSWisdomTree U.S. LargeCap Fund
QQQEDirexion NASDAQ-100 Equal Weighted Index Shares
CXSEWisdomTree China ex-State-Owned Enterprises Fund
IBDRiShares iBonds Dec 2026 Term Corporate ETF
GLTRAberdeen Standard Physical Precious Metals Basket Shares ETF
OUSAOShares U.S. Quality Dividend ETF
XHESPDR S&P Health Care Equipment ETF
CLIXProShares Long Online/Short Stores ETF
IYMiShares U.S. Basic Materials ETF
IVOVVanguard S&P Mid-Cap 400 Value ETF
BSCPInvesco Bulletshares 2025 Corporate Bond ETF
SHYLXtrackers Short Duration High Yield Bond ETF
PHOInvesco Water Resources ETF
FTSDFranklin Liberty Short Duration U.S. Government ETF
DIALColumbia Diversified Fixed Income Allocation ETF
FLTRVanEck Vectors Investment Grade Floating Rate ETF
VTWVVanguard Russell 2000 Value ETF
JMBSJanus Henderson Mortgage-Backed Securities ETF
MDIVFirst Trust Multi-Asset Diversified Income Index Fund
IMTMiShares Edge MSCI Intl Momentum Factor ETF
RWLInvesco S&P 500 Revenue ETF
FFTYInnovator IBD 50 ETF
NANRSPDR S&P North American Natural Resources ETF
GIGBGoldman Sachs Access Investment Grade Corporate Bond ETF
FNXFirst Trust Mid Cap Core AlphaDEX Fund
FEPFirst Trust Europe AlphaDEX Fund
BJANInnovator S&P 500 Buffer ETF - January
XSWSPDR S&P Software & Services ETF
FFTIFormulaFolios Tactical Income ETF
SPYXSPDR S&P 500 Fossil Fuel Reserves Free ETF
GTOInvesco Total Return Bond ETF
VIDIVident International Equity Fund
PWBInvesco Dynamic Large Cap Growth ETF
IXPiShares Global Comm Services ETF
SHYDVanEck Vectors Short High-Yield Municipal Index ETF
JXIiShares Global Utilities ETF
AVUSAvantis U.S. Equity ETF
EAGGiShares ESG U.S. Aggregate Bond ETF
GMFSPDR S&P Emerging Asia Pacific ETF
FYXFirst Trust Small Cap Core AlphaDEX Fund
MEARiShares Short Maturity Municipal Bond ETF
EFZProShares Short MSCI EAFE
PJANInnovator S&P 500 Power Buffer ETF - January
PMAYInnovator S&P 500 Power Buffer ETF - May
VIXMProShares VIX Mid-Term Futures ETF
FLCOFranklin Liberty Investment Grade Corporate ETF
RYUInvesco S&P 500 Equal Weight Utilities ETF
FGDFirst Trust Dow Jones Global Select Dividend Index Fund
MUNIPIMCO Intermediate Municipal Bond Active ETF
FMiShares MSCI Frontier 100 ETF
ARKQARK Autonomous Technology & Robotics ETF
DAUGFirst Trust Exchange-Traded Fund VIII Deep Buffer August Fund
CFOVictoryShares US 500 Enhanced Volatility Wtd ETF
FTLSFirst Trust Long/Short Equity ETF
EWZSiShares MSCI Brazil Small-Cap ETF
RAVIFlexShares Ready Access Variable Income Fund
IHEiShares U.S. Pharmaceuticals ETF
PSCHInvesco S&P SmallCap Health Care ETF
CDCVictoryShares US EQ Income Enhanced Volatility Wtd ETF
EELVInvesco S&P Emerging Markets Low Volatility ETF
JOiPath Series B Bloomberg Coffee Subindex Total Return ETN
FEMBFirst Trust Emerging Markets Local Currency Bond ETF
TECBiShares U.S. Tech Breakthrough Multisector ETF
VTWGVanguard Russell 2000 Growth ETF
VIOGVanguard S&P Small-Cap 600 Growth ETF
FNYFirst Trust Mid Cap Growth AlphaDEX Fund
HAUZXtrackers International Real Estate ETF
EUSAiShares MSCI USA Equal Weighted ETF
CGWInvesco S&P Global Water Index ETF
FXRFirst Trust Industrials/Producer Durables AlphaDEX Fund
CEMBiShares J.P. Morgan EM Corporate Bond ETF
SIXA6 Meridian Mega Cap Equity ETF
IYLDiShares Morningstar Multi-Asset Income ETF
DFJWisdomTree Japan SmallCap Dividend Fund
EMBDGlobal X Emerging Markets Bond ETF
FCVTFirst Trust SSI Strategic Convertible Securities ETF
NULGNuveen ESG Large-Cap Growth ETF
MOOVanEck Vectors Agribusiness ETF
FLDRFidelity Low Duration Bond Factor ETF
PTFInvesco DWA Technology Momentum ETF
OUNZVanEck Merk Gold Trust
VRIGInvesco Variable Rate Investment Grade ETF
IVOGVanguard S&P Mid-Cap 400 Growth ETF
MORTVanEck Vectors Mortgage REIT Income ETF
QDEFFlexShares Quality Dividend Defensive Index Fund
SNPEXtrackers S&P 500 ESG ETF
AVDEAvantis International Equity ETF
JQUAJPMorgan U.S. Quality Factor ETF
SECTMain Sector Rotation ETF
FIWFirst Trust Water ETF
RYEInvesco S&P 500 Equal Weight Energy ETF
AVUVAvantis U.S. Small Cap Value ETF
CRBNiShares MSCI ACWI Low Carbon Target ETF
QCLNFirst Trust Nasdaq Clean Edge Green Energy Index Fund
JKGiShares Morningstar Mid-Cap ETF
FDGAmerican Century Focused Dynamic Growth ETF
PSIInvesco Dynamic Semiconductors ETF
JHSCJohn Hancock Multifactor Small Cap ETF
OILKProShares K-1 Free Crude Oil Strategy ETF
IFVFirst Trust Dorsey Wright International Focus 5 ETF
SMLVSPDR SSGA US Small Cap Low Volatility Index ETF
SPGMSPDR Portfolio MSCI Global Stock Market ETF
DFEWisdomTree Europe SmallCap Dividend Fund
FVCFirst Trust Dorsey Wright Dynamic Focus 5 ETF
CDLVictoryShares US Large Cap High Dividend Volatility Wtd ETF
FXCInvesco CurrencyShares Canadian Dollar Trust
RXIiShares Global Consumer Discretionary ETF
EDIVSPDR S&P Emerging Markets Dividend ETF
JKDiShares Morningstar Large-Cap ETF
IGHGProShares Investment Grade-Interest Rate Hedged
NTSXWisdomTree 90/60 U.S. Balanced Fund
JPEMJ.P. Morgan Diversified Return Emerging Markets Equity ETF
RGIInvesco S&P 500 Equal Weight Industrials ETF
EMTYProShares Decline of the Retail Store ETF
FCORFidelity Corporate Bond ETF
POCTInnovator S&P 500 Power Buffer ETF - October
RTHVanEck Vectors Retail ETF
FALNiShares Fallen Angels USD Bond ETF
FXGFirst Trust Consumer Staples AlphaDEX Fund
BYLDiShares Yield Optimized Bond ETF
GSEWGoldman Sachs Equal Weight U.S. Large Cap Equity ETF
ARKFARK Fintech Innovation ETF
GQREFlexShares Global Quality Real Estate Index Fund
PIDInvesco International Dividend Achievers ETF
NYFiShares New York Muni Bond ETF
FFEBFT Cboe Vest U.S. Equity Buffer ETF - February
BIZDVanEck Vectors BDC Income ETF
SUSBiShares ESG 1-5 Year USD Corporate Bond ETF
FVALFidelity Value Factor ETF
IFGLiShares International Developed Real Estate ETF
SIXL6 Meridian Low Beta Equity Strategy ETF
WIPSPDR FTSE International Government Inflation-Protected Bond ETF
DEEPRoundhill Acquirers Deep Value ETF
UJANInnovator S&P 500 Ultra Buffer ETF - January
JKIiShares Morningstar Mid-Cap Value ETF
TMFCMotley Fool 100 Index ETF
EEMSiShares MSCI Emerging Markets Small Cap ETF
MYYProShares Short S&P Mid Cap400
IAIiShares U.S. Broker-Dealers & Securities Exchanges ETF
FLTBFidelity Limited Term Bond ETF
ATMPBarclays ETN+ Select MLP ETN
JKFiShares Morningstar Large Cap Value ETF
SBIOALPS Medical Breakthroughs ETF
SPBOSPDR Portfolio Corporate Bond ETF
DTNWisdomTree U.S. Dividend ex-Financials Fund
ENZLiShares MSCI New Zealand ETF
EQALInvesco Russell 1000 Equal Weight ETF
HYZDWisdomTree Interest Rate Hedged High Yield Bond Fund
FMATFidelity MSCI Materials Index ETF
KBWDInvesco KBW High Dividend Yield Financial ETF
IBDSiShares iBonds Dec 2027 Term Corporate ETF
AWTMAware Ultra-Short Duration Enhanced Income ETF
PJPInvesco Dynamic Pharmaceuticals ETF
BCIAberdeen Standard Bloomberg All Commodity Strategy K-1 Free ETF
USMCPrincipal U.S. Mega-Cap Multi-Factor Index ETF
UCONFirst Trust TCW Unconstrained Plus Bond ETF
XTNSPDR S&P Transportation ETF
ONLNProShares Online Retail ETF
DOLWisdomTree International LargeCap Dividend Fund
RYFInvesco S&P 500 Equal Weight Financials ETF
FDRRFidelity Dividend ETF for Rising Rates
PICKiShares MSCI Global Metals & Mining Producers ETF
BWZSPDR Bloomberg Barclays Short Term International Treasury Bond ETF
BBUSJP Morgan Betabuilders U.S. Equity ETF
PJULInnovator S&P 500 Power Buffer ETF - July
NUSCNuveen ESG Small-Cap ETF
DNLWisdomTree Global ex-US Quality Dividend Growth Fund
SMINiShares MSCI India Small Cap ETF
HTRBHartford Total Return Bond ETF
DTHWisdomTree International High Dividend Fund
DEUSXtrackers Russell 1000 Comprehensive Factor ETF
MFEMPIMCO RAFI Dynamic Multi-Factor Emerging Markets Equity ETF
EXIiShares Global Industrials ETF
HUSVFirst Trust Horizon Managed Volatility Domestic ETF
TDTFFlexShares iBoxx 5 Year Target Duration TIPS Index Fund
FPEIFirst Trust Institutional Preferred Securities & Income ETF
VUSEVident Core US Equity Fund
PAVEGlobal X U.S. Infrastructure Development ETF
PBPInvesco S&P 500 BuyWrite ETF
PSPInvesco Global Listed Private Equity ETF
PTBDPacer Trendpilot US Bond ETF
PJUNInnovator S&P 500 Power Buffer ETF - June
SNLNHighland iBoxx Senior Loan ETF
JPGBJPMorgan Global Bond Opportunities ETF
LRGEClearBridge Large Cap Growth ESG ETF