SEC TICK PILOT PROGRAM

Exemptions Under Rule 608(e) of Regulation NMS from Certain Provisions of the Plan

SR-NYSE-2016-27

SR-NYSEMKT-2016-40

SR-NYSEMKT-2016-56

SR-NYSEArca-2016-52

SR-NYSEArca-2016-76

SR-FINRA-2016-042 on Behalf of All Participants (SR-NYSE-2016-83, NYSEMKT- 2016-113, and NYSEArca- 2016-159)

SR- FINRA-2017-005 ON BEHALF OF ALL PARTICIPANTS (NYSE-2017-10, NYSEMKT-2017-11, and NYSEARCA-2017-19)

SR- FINRA-2017-010 ON BEHALF OF ALL PARTICIPANTS (NYSE-2017-19, NYSEMKT-2017-24, and NYSEARCA-2017-49)

Exemption under Rule 608(e) Granting Extension for Joint Assessment Report Timing