NYSE is Your Active ETF Partner
We understand that there are a number of design considerations and complexities when developing an active ETF today.
Our team of experts is ready to assist you whether you are looking to launch a fully transparent active ETF or one of the newly approved semi-transparent structures. All semi-transparent structures will be available for listing at NYSE and our team is ready to usher you through each phase:
Regulatory Filings
Listing Process
Pre-Launch Activities
Sales & Distribution
Regulatory Filings
Listing Process
Pre-Launch Activities
Sales & Distribution
Available Semi-Transparent Solutions
NYSE Active Proxy Structure
Simple
- Fits into the existing ETF infrastructure
- Leverages today’s ETF trading market structure
- Minimal operational impact
- Retains a majority of the tax efficiency of the existing ETF structure
- Offers lower overall cost than traditional mutual funds
Flexible
- Multiple Proxy design options that protect alpha while maintaining an effective ETF arbitrage mechanism
- Restrict securities and leverage fundamental optimization powered by Axioma
- Lag actual portfolio
- Selectively operate as fully transparent and/or combine approaches
Simple
- Fits into the existing ETF infrastructure
- Leverages today’s ETF trading market structure
- Minimal operational impact
- Retains a majority of the tax efficiency of the existing ETF structure
- Offers lower overall cost than traditional mutual funds
Flexible
- Multiple Proxy design options that protect alpha while maintaining an effective ETF arbitrage mechanism
- Restrict securities and leverage fundamental optimization powered by Axioma
- Lag actual portfolio
- Selectively operate as fully transparent and/or combine approaches
Publicly Licensed Issuers
