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NYSE Options Reports

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To subscribe to reports, please submit an NYSE Pillar Options MFT Request Form to [email protected].

NYSE Pillar Options Reports

Report NameDescriptionNYSE Arca OptionsNYSE American OptionsFrequencyAvailable ToInterface Requirement Specifications (IRS)MFT Form Ref
MPIDThe report provides a list of active MPIDs on the ExchangeYYDailyAll Permit HoldersNot ApplicableMPID
NYSE Options Complex Volume Summary ReportThe report is generated daily and provides daily exchange wide Complex volumes, Orders and Series stats at the Underlying Symbol level.YYDailyAll Permit HoldersComplex Volume Sum
NYSE Options Electronic and Outcry Volume ReportThe report is generated daily and provides daily and month-to-date exchange wide electronic and outcry trade stats and volumes at the Underlying Symbol level.YYDailyAll Permit HoldersElectronic & Outcry Volume
NYSE Options Executions [Fees Apply]

The execution report summarizes all report allocations, including reversals and corrections executed locally or at an away market. Any corrected trades performed on a T+N basis are included for the trading day in which the correction occurred.

Available for one or more MPID 's for Entering Firms, one or more clearing numbers for Clearing Firms, by Broker Firm MPID or by MMID for Market Making Firms.

YYDailyAll Permit HoldersExecutions
NYSE Options Firm Executive Volume Summary Report

The report is produces on the first business day of the month, and provides a volume summary over a rolling 13-month time window. Customers have 3 different summary reports that can be subscribed to with varying levels of summary data.

Available for at Firm CRD level only.

YYMonthlyAll Permit HoldersSummary Rank
NYSE Options Gateway Metric Report

The report summarizes daily Options Gateway performance at end of day.

Available for Entering Firms at the Firm CRD level only.

YYDailyAll Permit HoldersGateway Perf
NYSE Options GTC Order Report

The report provides all open GTC orders at the end of the day that will carry over to the next day trading. This file does not include GTC orders expiring on account of Series expiration at the end of the trading day.

Note: This file is produced before the nightly corporate action process and therefore may include GTC orders that are set to be canceled overnight on account of a corporate action.

Available for one or more MPID 's for Entering Firms only.

YYDailyAll Permit HoldersGTC
NYSE Options Market Maker Rank Report

This report provides month-to-date (ARCA) or quarter to date (AMEX) information and allows MM Firm to evaluate their performance against their peers by Symbol daily.

Available for Market Makers at Firm CRD level only.

YYDailyMarket MakersMM Daily MTD Rank
NYSE Options Risk Report

The report provides risk control information including firm defined pre-set risk thresholds, breaches and any associated actions taken to resolve such as blocking of new orders, or order cancelations.

Available for one or more MPID 's for Entering Firms, one or more clearing numbers for Clearing Firms, or by MMID for Market Making Firms.

YYDailyAll Permit HoldersRisk
NYSE Options Unified Market Maker Report

The report provides Market Makers with a view of performance statistics including volume, ranking and percentage executed. Available Daily for Arca Options and American Options; MTD for Arca Options; QTD for American Options.

As part of this report, Market Makers may also subscribe to a daily list of all active symbols currently subscribed to as a Market Maker.

Available for either a single MMID or Market Maker Firm CRD level.

YYDailyMarket MakersMMR Reports
NYSE Start Of Day Session Config OutputThe report is generated daily at start of day and provides the session level preferences configured by a firm for their sessions.YYDailyAll Permit HoldersStart of Day Session Config
NYSE American Options Customer Cap ReportThe report is generated daily and provides customers with month-to-date information on how a firm is tracking towards their cap per month on combined firm Proprietary Fees and Broker Dealer Fees.NYDailyAll Permit HoldersFirm Fee Cap & Incremental Service Chg
NYSE American Options Customer Posting Tier ReportThe report provides a daily summary of month-to-date customer volumes in order for a firm to track how they are performing in order to meet the customer billing tiering programs.NYDailyAll Permit HoldersEF Cust Tier Post CRD
NYSE American Options Market Maker Posting Tier Report (Sliding Scale)The report provides a daily summary of month-to-date Market Maker eligible volumes against Market Maker thresholds for achieving monthly tiers Sliding Scale program.NYDailyMarket MakersMM Tier Post CRD
NYSE American Options Mtd Cube Volume Summary ReportThe report is generated daily and provides daily and month-to-date exchange wide CUBE order stats and volumes at the Underlying Symbol level.NYDailyAll Permit HoldersMTD Cube Volume Sum
Arca Options Customer CAP Report

The report provides customers with month-to-date information on how a firm is tracking towards their cap per month on combined Firm Proprietary Fees and Broker Dealer Fees.

Available for Entering Firms at Firm CRD level only.

YNDailyAll Permit HoldersFirm CAP
Arca Options Customer Posting Tier Report

The report provides a daily summary of month-to-date customer volumes in order for a Firm to track performance in order to meet the customer billing tiering programs.

Available for Entering Firms at Firm CRD level only.

YNDailyAll Permit HoldersCust Tier Post
Arca Options Market Maker Posting Tier Report

The report provides a daily summary of month-to-date Market Maker eligible volumes against Market Maker thresholds for achieving monthly tiers for posting credits and take discounts.

Available for Market Makers at Firm CRD level only.

YNDailyMarket MakersMM Tier Post