Listing Additional Shares

An issuer that is dual listed on NYSE Chicago and either NYSE or NYSE American should submit the application for that market and indicate that it is also listed on NYSE Chicago. A separate application for NYSE Chicago is not required.

An issuer that is dual listed on NYSE Chicago and another market should submit a copy of the application submitted to that market. If the issuer is issuing shares but an application was not required by that market, an application must be submitted to NYSE.

Forms

For listing additional shares and supplement listing (corporate name change or change in designation of the listed security):

NYSE Chicago Application Checklist for Listings

NYSE Chicago Application and Agreement for Supplemental Listing

NYSE Chicago Application and Agreement for Listing Additional Shares

NYSE Chicago Dually Listed Securities

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