The Intercontinental Exchange

NYSE American | Notices

NYSE American

Notices

Trader Updates

Information Memos

Short Sale Restriction List

  • Exchange-initiated Delisting - An issue is added to this list upon the Exchange's filing of a Form 25 with the SEC and remains posted until the application to delist the issue becomes effective with the SEC (generally 10 days).
  • Issuer-initiated Delisting - An issue is added to this list one business day after the exchange is notified of the issuer's intent to voluntarily withdraw its listing by filing a Form 25 with the SEC, and remains posted until the issuer's application to delist becomes effective with the SEC.