Post-Trade Member Firm Notifications
| DESCRIPTION | DATE/VERSION |
|---|---|
| Managed File Transfer – New MOL Processing | 10/29/14 |
| PT192 GEMS SOS MQ Processing | 4/9/14 |
| PT191 GEMS SOS MQ Processing | 1/30/14 |
| PT190 OCS Migration to GEMS – User Testing and Training Update | 10/8/13 |
| PT189 OCS Migration to GEMS | 9/6/13 |
| PT188 Debit List MIgration to GEMS | 8/15/13 |
| PT187 SOS Implementation in GEMS | 5/29/13 |
| PT186 SOS in GEMS Update | 4/16/13 |
| PT185 SOS in GEMS Testing and Implementation: Revised | 3/11/13 |
| PT185 SOS in GEMS Testing and Implementation | 2/15/13 |
| PT184 SOS in GEMS User Guide | 11/16/12 |
| PT183 GEMS “Step-Out Service” Access | 8/13/12 |
| PT182 OCS “Step-Out Service” migration to GEMS | 7/12/12 |
| PT181 Reference Price on MOL for IPO’s | 6/22/12 |
| PT180 NYSE/DTCC Universal Trade Capture Format Implementation | 4/25/12 |
| PT179 NYSE/DTCC Universal Trade Capture Format Testing | 4/12/12 |
| PT178 ANON Comparison Change | 3/12/12 |
| PT0177 Broker Risk on Badge MOL REVISED | 11/4/11 |
| PT0176 MPID on the MOL | 6/29/11 |
| PT0175 Locking in Third Party Algo Away Executions | 6/27/11 |
| PT0174 Post Trade Backup Data Center Industry Test | 2/28/11 |
Technology Member Firm Notifications
| DESCRIPTION | DATE |
|---|---|
| New Order ID Returned on Outbound Messages | 2/26/15 |
| NYSE Cash Equities Trading Collars | 1/16/15 |
| NYSE and NYSE American - Expansion of ALO Modifier and Day time in force for ISOs | 10/15/14 |
| NYSE & NYSE American Introduce New Bulk Cancel Functionality | 2/25/14 |
| NYSE Cash Equities Market offer new Mid-Point Order Type | 8/14/13 |
| NYSE Cash Equities Introduce MTS IOC Order Type Update | 3/22/13 |
| NYSE Cash Equities Introduce New Self Trade Prevention Service | 2/4/13 |
| Matching Engine Upgrade: Universal Trade Platform (UTP) to replace NYSE Display Book | 8/10/12 |
| Technical changes in support of the new Retail Liquidity Program | 7/17/12 |
| CCG Support for Market Participant ID (MPID) for Broker OATS Reporting | 6/7/11 |
| NYSE to Introduce New Binary CCG & UTPDirect Protocol | 10/13/10 |
| New NYSE Displayed Liquidity Indicators (REVISED ) | 10/6/10 |
| NYSE to Introduce a New Optional Auto-Cancel on Disconnect Service | 9/2/10 |
| NYSE "Done for Day" Subscription Service Update | 9/1/10 |
| Trading in Shares: Elimination of the NYSE and NYSE American Odd Lot Systems | 6/30/10 |
| New NYSE Displayed Liquidity Indicators | 3/10/10 |
| Update: Automatic Cancelation of Partially Executed/Canceled GTC Orders | 12/23/09 |
| New Closing Offset Order Type | 11/16/09 |
| Automatic Cancelation of Partially Executed/Canceled GTC's & "Done For Day" Service Updates | 11/11/09 |
| Sub-penny Priced Orders < $1.00 | 11/6/09 |
| NYSE American Trading of NASDAQ Symbols Under UTP - Industry Testing | 11/4/09 |
| NYSE American Trading of NASDAQ Symbols Under UTP | 9/8/09 |
| Routing to NYSE MatchPoint via CCG | 8/28/09 |
| CCG Supports Expanded Activity IDs on Execution Reports | 7/28/09 |
| NYSE Broker Systems Support Increased Order Quantity and Special Settlement Types | 7/10/09 |
| New Done For Day Subscription Service | 6/29/09 |
| New Odd Lot Liquidity Indicator | 6/19/09 |
| New Database (SDBK): Cancel Replace to Reduce Functionality | 3/27/09 |
| New Database (SDBK) Stock Migration Plan | 3/5/09 |
| CCG 3.0 and Direct Routing to the NYSE e-BrokerTM Handheld | 2/26/09 |
| Technical Addendum: Enhanced MOC/LOC Handling | 2/20/09 |
| Decommission of SDOT: Migration to New Database SDBK for NYSE and NYSE American Securities | 2/2/09 |
| New Database (SDBK) Stock Migration and Continuation of Reduced Latency | 1/20/09 |
| New MOC/LOC Order Blocks | 12/12/08 |
| CCG Enhancements Release 2.1 | 10/1/08 |
| NYSE Alternext U.S. (NYSE/MKT Integration) - Revised Industry Test Schedule | 9/25/08 |
| NYSE Alternext U.S. (NYSE/MKT Integration) - Revised Trading System Update | 9/9/08 |
| NYSE Alternext U.S. (NYSE/MKT Integration) - FIX Message Formatting Technical Differences | 8/1/08 |
| Reserve Order Type | 5/8/08 |
| DBK Link ID for Execution Reports | 3/10/08 |
| New Execution Report Billing Indicators | 11/15/07 |
| Customer Execution Identifier | 11/1/07 |
| Partial Round Lot Report Processing Modifications | 9/14/07 |
| Connectivity to Common Customer Gateway (CCG) and Improved Latency (Business Memo) | 8/2/07 |
| Connectivity to Common Customer Gateway (CCG) and Improved Latency (Technical Memo) | 8/2/07 |
| Common Customer Gateway & Reduced Latency | 6/5/07 |
| Common Customer Gateway Phase I and II | 3/30/07 |
| Do Not Ship Order | 3/13/07 |
| Away Market Indicators (Updated version of 12/19/06 document) | 1/31/07 |
| Away Market Indicators | 12/19/06 |
| Acceptance of New Account Type Q | 1/31/03 |