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Regulation

NYSE National Rule Filings

File Number Date Document TypeDescriptionEffective date
SR-NYSENAT-2017-01, Pt. Am. 1                                        April 6, 2017                                            Amendment                                 Partial Amendment No. 1                                       
SR-NYSENAT-2017-01                                        March 28, 2017                                            Initial Filing                                 Proposal to amend the certificate of incorporation and bylaws of its ultimate parent company, Intercontinental Exchange, Inc., to (1) update and streamline references to ICE subsidiaries that either are or control national securities exchanges and delete references to other subsidiaries of ICE; (2) eliminate an obsolete cross-reference in ICE’s certificate of incorporation to its bylaws and make a technical correction to a cross-reference within the bylaws.