NYSE Regulation oversees many different types of Exchange Traded Products that are listed on NYSE, NYSE Arca and NYSE Texas. Learn more about NYSE Regulation’s oversight programs for these common ETP types.
Exchange Traded Funds ("ETFs")
ETFs are funds issued by investment companies to passively track a specified index or to actively seek a certain objective.
Exchange Traded Notes ("ETNs")
ETNs are debt securities issued by corporations to provide an investment outcome based on a specified index or strategy.
Product Specific Approvals
Certain types of ETPs require the issuer to go through an approval process with the SEC prior to listing.
An issuer that does not have any ETFs listed on a particular NYSE Exchange must submit an Initial Listing Application, Listing Agreement, and certain other documents prior to listing an ETF on that Exchange.
Once an ETF issuer has one or more ETFs listed on an NYSE Exchange, it may list additional funds using the shorter Supplemental Listing Application.
Specific application forms are available via Listing Manager, NYSE's fully integrated web reporting portal.
An issuer that does not have any ETFs listed on a particular NYSE Exchange must submit an Initial Listing Application, Listing Agreement, and certain other documents prior to listing an ETF on that Exchange.
Once an ETF issuer has one or more ETFs listed on an NYSE Exchange, it may list additional funds using the shorter Supplemental Listing Application.
Specific application forms are available via Listing Manager, NYSE's fully integrated web reporting portal.
Specific application forms are available via Listing Manager, NYSE's fully integrated web reporting portal.
| Date | Subject |
|---|---|
| 2026-01-22 | |
| 2025-01-30 |
Listing Manager is a fully integrated web application for prospective and listed issuers. It facilitates the electronic submission of initial and supplemental listing applications, corporate governance affirmations, material news disclosures, shareholder meeting information, and other compliance-related documents.
For questions about access or technical issues, please contact the Listing Manager team at [email protected] or +1 212-656-4651. Additional FAQs and tutorial videos can be found here.