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LIQUIDITY INDICATORDESCRIPTIONTAPE A 
1Taking Liquidity$0.00275$0.0030 if Adding ADV<250,000
1Floor Take$0.0024 
1SLP Take$0.00275 
1DMM Take$0.00275 
2Providing$(0.00120)$(0.0000) If Non-Displayed
2Providing Tier 4$(0.00150)MPL Adding ADV>4 million shares and MocLoc>0.10%. $(0.0000) if Non-Displayed
2Providing Tier 3$(0.00180)Adding ADV>0.35% Tape A CADV and MocLoc>0.05%. $(0.0000) if Non-Displayed
2Providing Tier 2$(0.0020)Adding ADV>0.75% Tape A CADV and MocLoc>0.10% $(0.0000) if Non-Displayed
2Providing Tier 1$(0.0022)Adding ADV>1.10% Tape A CADV and MocLoc>0.12% $(0.0000) if Non-Displayed
2Floor Provide$(0.00190)$(0.0022) if Floor provide >0.33% Tape A CADV, $(0.0020) if Floor provide >0.07% Tape A CADV, $(0.0022) if member is at providing Tier 1, $(0.0020) if Tier 2
2SLP Provide$(.0014/23)Adding ADV> 0.20% Tape A CADV, otherwise (.0000/.0006) If Non-Displayed
2SLP Tier 2$(.0026)Adding ADV > 0.45% Tape A CADV $(.0009) if Non-Displayed
2SLP Tier 1A$.(00275)Adding ADV> 0.60% Tape A CADV, $(.00105) if Non-Displayed
2SLP Tier 1$(.0029)Adding ADV> 0.90% Tape A CADV, $(.0012) if Non-Displayed
2DMM Provide$(.0015/ 27/31/34/35)Plus credit per issue under 1.5 million CADV in issues meeting quoting requirements as listed in the fee schedule
3Blended or Broker d-Quotes (except when providing) $0.00050$.00150 if > 500K ADV
4Charge for market at-the-close orders$0.0010$0.0004 @ 0.45% MOC of Tape A CADV, 0.70% Total Close of Tape A CADV and 35% MOC of firm Total Close, $0.0005 @ 0.35% MOC of Tape A CADV, 0.525% Total Close of Tape A CADV and 35% MOC of firm Total Close. $0.0005 for Floor MOC
5Opening Executions$0.0010 $30k Monthly Cap
6Electronic Executions at the Close - Not MOC/LOCNo Charge$.0007 if > 750K ADV
7Charge for limit at-the-close orders$0.0011$0.0007 @ 0.45% MOC of Tape A CADV, 0.70% Total Close of Tape A CADV and 35% MOC of firm Total Close, $0.0008 @ 0.35% MOC of Tape A CADV, 0.525% Total Close of Tape A CADV and 35% MOC of firm Total Close
8Retail Price Improvement Orders$0.0003 credit / $0.0003 fee$0.0003 credit RLPs meeting quoting requirements, RLPs in the first two months, and non-RLPs with >500K ADV in retail provide
9Retail Orders from RMOs taking liquidityNo ChargeFor RMO retail orders that take against RPIs, otherwise regular take/route fees apply
11Midpoint Passive Liquidity Order taking liquidity$0.0030$0.0007 @ 0.45% MOC of Tape A CADV, 0.70% Total Close of Tape A CADV and 35% MOC of firm Total Close, $0.0008 @ 0.35% MOC of Tape A CADV, 0.525% Total Close of Tape A CADV and 35% MOC of firm Total Close
12Midpoint Passive Liquidity Order providing liquidity$(0.0010)$(.00275) if Adding ADV>0.14% Tape A CADV. $(.0025) if Adding ADV>0.03% Tape A CADV,. Liquidity tag returned in Tag 9426
13Retail Orders that add liquidity$(0.0030) For orders that add liquidity and are designated as retail (i.e., orders that satisfy the Retail Modifier requirements of Rule 13)
14Retail MPL orders that take liquidity$.0010For MPL orders that take liquidity and are designated as retail (i.e., orders that satisfy the Retail Modifier requirements of Rule 13)
15Closing OffsetNo Charge
NAAgency transactions between floor brokers in the crowd or a broker cross $(0.0006) 
AlphaRouting fee $0.00300