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No additional events 04:25 PM 20 Nov 09 Market Operations Update CEE Electronic Submission Form to go live Monday, November 23, 2009
As previously announced, starting Monday, November 23, 2009 customer requests for CEE (Clearly Erroneous Execution) reviews for NYSE, NYSE Arca & NYSE Amex will be processed using a new web-based submission form available via the easy shortcut nyx.com/CEE which may be pasted directly into the address field of your web browser. You may also wish to bookmark www.nyx.com/CEE for future reference.

Our Trade Support staff stands ready to assist with questions about entering CEEs at 866-368-3375 (NYSE and NYSE Amex) and 888-513-9873 (NYSE Arca). Detailed information about current CEE submission guidelines are available at:
NYSE & NYSE Amex Submission Guidelines
NYSE Arca Submission Guidelines


No additional events 08:30 AM 20 Nov 09 Listing Regular Way in lieu of When Issued (LEA) Lear Corporation on NYSE

Commencing November 20, 2009 trading will be 'Regular Way' in lieu of 'When Issued' in the Common Stock of Lear Corporation. All 'When Issued' orders expired at the close of business November 19, 2009. NYSE Ticker Symbol: LEA Post 10 Panel: M

 

 

No additional events 08:25 AM 20 Nov 09 IPO Trading Begins Today in 7 Days Group Holdings Limited (SVN) on the NYSE

7 Days Group Holdings Limited, American Depositary Shares, each representing three Ordinary Shares, NYSE Ticker Symbol: SVN Post: 9 Panel: H Underwriter Reports- Initial Public Offering Price $11.00 Settlement is subject to the closing of the Offering November 25, 2009.

No additional events 08:23 AM 20 Nov 09 IPO Trading Begins Today in Cloud Peak Energy Inc. (CLD) on the NYSE

Cloud Peak Energy Inc. , Common Stock, $0.01 par value per share, NYSE Ticker Symbol: CLD Post: 11 Panel: D Underwriter Reports- Initial Public Offering Price $15.00 Settlement is subject to the closing of the Offering November 25, 2009.

Expand 02:17 PM 19 Nov 09 Market Operations Update Reminder: New CEE Review Request Submission Form Goes Live on Monday 11/20/09
As previously announced on November 17, 2009, beginning next Monday November 23, customers of NYSE Euronext's U.S. cash equities markets will have access to a web-based service for submitting Clearly Erroneous Execution review requests. The new CEE submission process is designed to speed and simplify entry of review requests while helping customers meet the deadline for providing all the relevant execution information, which is typically 30 minutes after execution.

The online service provides a uniform three-step process for sending relevant execution details for review, and will replace the email submission process now used by NYSE, NYSE Amex, & NYSE Arca. Customers may continue to submit requests using dotreview@nyx.com for NYSE & NYSE Amex and CEENYSEArca@nyx.com for NYSE Arca, but in the weeks following the launch, submissions received via email addresses will re-direct users to the new web-based forms.

A link to the new webform will be provided as an NYSE Trader Update on Friday, November 20, 2009, and submissions will be accepted using the form beginning on Monday, November 23, 2009.

Our Trade Support staff stands ready to assist with questions about entering CEEs at 866-368-3375 (NYSE and NYSE Amex) and 888-513-9873 (NYSE Arca). Detailed information about current CEE submission guidelines are available at:

NYSE & NYSE Amex
NYSE Arca

Expand 02:15 PM 19 Nov 09 Market Operations Update New CEE Review Request Submission Form Goes Live on Monday 11/23/09
As previously announced on November 17, 2009, beginning next Monday November 23, customers of NYSE Euronext's U.S. cash equities markets will have access to a web-based service for submitting Clearly Erroneous Execution review requests. The new CEE submission process is designed to speed and simplify entry of review requests while helping customers meet the deadline for providing all the relevant execution information, which is typically 30 minutes after execution.

The online service provides a uniform three-step process for sending relevant execution details for review, and will replace the email submission process now used by NYSE, NYSE Amex, & NYSE Arca. Customers may continue to submit requests using dotreview@nyx.com for NYSE & NYSE Amex and CEENYSEArca@nyx.com for NYSE Arca, but in the weeks following the launch, submissions received via email addresses will re-direct users to the new web-based forms.

A link to the new webform will be provided as an NYSE Trader Update on Friday, November 20, 2009, and submissions will be accepted using the form beginning on Monday, November 23, 2009.

Our Trade Support staff stands ready to assist with questions about entering CEEs at 866-368-3375 (NYSE and NYSE Amex) and 888-513-9873 (NYSE Arca). Detailed information about current CEE submission guidelines are available at:

NYSE & NYSE Amex http://www.nyse.com/pdfs/CEE_Policies_Email_Submission_Guidelines.pdf

NYSE Arca http://www.nyse.com/pdfs/CEE_Notice.pdf
No additional events 08:30 AM 19 Nov 09 Listing China Cord Blood Corporation (CO) Admitted to Trading on NYSE

China Cord Blood Corporation, Ordinary Shares, $0.0001 par value to be admitted to the NYSE list and to trading at the opening of November 19, 2009 NYSE Ticker Symbol: CO Post: 9 Panel:H

No additional events 08:30 AM 18 Nov 09 Listing Fibria Celulose S.A.(FBR WI) Admitted to Trading on NYSE

Fibria Celulose S.A., Additional shares of American Depositary Shares (Each represents one Common Share) When Issued to be admitted to the NYSE list and to trading at the opening of November 18, 2009 NYSE Ticker Symbol: FBR WI Post: 6 Panel: O

No additional events 08:30 AM 18 Nov 09 Stock Change Votorantim Celulose e Papel S.A. (VCP) NYSE, Name and Symbol Change

Commencing November 18, 2009 NYSE Ticker Symbol (VCP) Votorantim Celulose e Papel S.A., American Depositary Shares (Each represents one Common Share) at Post 6 Panel O will change to NYSE Ticker Symbol (FBR) Fibria Celulose S.A., All orders under the old symbol expired at the close of business, November 17, 2009.

No additional events 08:30 AM 17 Nov 09 Listing Brasil Telecom, S.A. (BTM C WI) Admitted to Trading on NYSE

Brasil Telecom, S.A., American Depositary Shares (Each representing One Common Share) When Issued to be admitted to the NYSE list and to trading at the opening of November 17, 2009 NYSE Ticker Symbol: BTM C WI Post: 6 Panel: O

No additional events 08:30 AM 17 Nov 09 Stock Change Prospect Acquisition Corporation (PAX) NYSE Amex, Name and Symbol Change

Commencing November 17, 2009 NYSE Amex Ticker Symbol (PAX) Prospect Acquisition Corporation, Common Stock at Post 1 Panel KL will change to NYSE Amex Ticker Symbol (KWIC) Kennedy-Wilson Holdings, Inc., Common stock. All orders under the old symbol expired at the close of business, November 16, 2009.

No additional events 08:30 AM 17 Nov 09 Listing Brasil Telecom, S.A. (BTM WI) Admitted to Trading on NYSE

Brasil Telecom, S.A., American Depositary Shares (Each representing 3 Preferred Shares) When Issued to be admitted to the NYSE list and to trading at the opening of November 17, 2009 NYSE Ticker Symbol: BTM WI Post: 6 Panel: O

No additional events 08:30 AM 17 Nov 09 Stock Change Prospect Acquisition Corporation (PAX WS) NYSE Amex, Name and Symbol Change

Commencing November 17, 2009 NYSE Amex Ticker Symbol (PAX WS) Prospect Acquisition Corporation, Warrants, at Post 1 Panel KL will change to NYSE Amex Ticker Symbol (KWIC WS) Kennedy-Wilson Holdings, Inc., Warrants. All orders under the old symbol expired at the close of business, November 16, 2009.

No additional events 04:59 PM 16 Nov 09 Product Update New Closing Offset Order Type
Pending SEC approval, the NYSE will introduce - on a date to be announced - a new Closing Offset (“CO”) order that will participate in the closing trade on the opposite side of any imbalance. The introduction of the CO order is part of a comprehensive change to the Closing procedures described in the appended rule filings, which include changes to the time parameters governing submission and cancellation of MOC/LOC orders.

Member Firms are being advised in advance in order to take advantage of this new closing order type. A future notification will provide further information regarding testing opportunities and implementation dates.

Closing Offset Order Information Memo - http://www.nyse.com/pdfs/ClosingOffsetOrder_20091116.pdf

Additional information for the closing procedure changes may be found using the following links:
NYSE Rule Filing
NYSE Amex Rule Filing

No additional events 08:30 AM 13 Nov 09 IPO Trading Begins Today in Dollar General Corporation (DG) on the NYSE

Dollar General Corporation, Common Shares, $0.875 par value, NYSE Ticker Symbol: DG Post: 6 Panel: V Underwriter Reports- Initial Public Offering Price $21.00 Settlement is subject to the closing of the Offering November 18, 2009.

No additional events 03:53 PM 11 Nov 09 Market Operations Update Automatic Cancelation of Partially Executed/Canceled GTC Orders & Done for Day Subscription Service
Pending SEC approval, the NYSE will institute a temporary processing change to automatically cancel all open GTC orders and replacement orders that received a partial fill or were partially canceled during the trading day. Customers should expect to receive an unsolicited "UROUT" at approximately 4:30 p.m. Customers are advised that any resubmitted orders for the unexecuted quantity returned will be considered new orders. GTC orders that did not receive a partial fill or were not partially canceled during the trading day will continue to be retained overnight. It is anticipated that this change will go into effect in the December timeframe and normal order processing will be restored in the 1st Quarter of 2010.

Also beginning in December, the NYSE plans to activate “Done for Day” messages on a Firm subscription basis. Subscribed Firm mnemonics will receive an unsolicited end of day “UROUT” message for all unexecuted “Day” orders sent to SDBK at the symbol’s designated cutoff time, currently planned as 4:30 p.m. Member Firms interested in testing this new service can contact our Service Desk at 1-866-873-7422 or send an email to support@nyx.com.

Trading Technology Information Memo
http://www.nyse.com/pdfs/DoneForDayNotice_20091111.pdf

Post Trade Information Memo
http://www.nyse.com/pdfs/PT163.pdf



No additional events 08:30 AM 11 Nov 09 Calendar Update NYSE Euronext Commemorating Veterans Day this morning
NYSE Euronext is hosting a Veterans Day commemoration at the New York Stock Exchange today, Wednesday, Nov. 11, 2009, in honor of America’s veterans and the men and women serving in the U. S. Armed Forces.

A two-minute moment of silence will be observed between 9:20 a.m. and 9:22 a.m., Ending the moment of silence, a military bugler will play “Taps.”

For additional details on this event click on the following link: http://www.nyse.com/about/newsevents/1257505655325.html
No additional events 08:30 AM 10 Nov 09 Listing Celadon Group, Inc., (CGI) Admitted to Trading on NYSE

Celadon Group Inc., Common Stock to be admitted to the NYSE list and to trading at the opening of November 10, 2009 NYSE Ticker Symbol: CGI Post: 9 Panel: B

No additional events 08:52 AM 09 Nov 09 Listing Lear Corporation (LEA WI) Admitted to Trading on NYSE

Lear Corporation , Common Stock When Issued to be admitted to the NYSE list and to trading at the opening of November 9, 2009 NYSE Ticker Symbol: LEA WI Post: 10 Panel: Q

No additional events 08:30 AM 09 Nov 09 Listing Nuveen Insured Dividend Advantage Municipal Fund (NVG PR C) Admitted to Trading on NYSE

Nuveen Insured Dividend Advantage Municipal Fund, MuniFund Term Preferred Shares, $10.00 liquidation preference per share to be admitted to the NYSE list and to trading at the opening of November 9, 2009 NYSE Ticker Symbol: NVG PR C Post: 9 Panel: L

No additional events 08:30 AM 09 Nov 09 Stock Change Enterprise Acquisition Corp. (EST WS) NYSE Amex, Name and Symbol Change

Commencing November 9, 2009 NYSE Amex Ticker Symbol (EST WS) Enterprise Acquisition Corp., Warrants at Post 2 Panel J will change to NYSE Amex Ticker Symbol (ARR WS) Armour Residential REIT, Inc. All orders under the old symbol expired at the close of business, November 6, 2009.

No additional events 08:30 AM 09 Nov 09 Stock Change Enterprise Acquisition Corp. (EST) NYSE Amex, Name and Symbol Change

Commencing November 9, 2009 NYSE Amex Ticker Symbol (EST) Enterprise Acquisition Corp., Common Stock at Post 2 Panel J will change to NYSE Amex Ticker Symbol (ARR) Armour Residential REIT, Inc. All orders under the old symbol expired at the close of business, November 6, 2009.

No additional events 03:56 PM 06 Nov 09 Market Operations Update NYSE to Accept & Process Sub-penny Priced Orders < $1 without rounding
The New York Stock Exchange will implement changes to accept limit and stop orders priced less than $1 entered in sub-pennies for all securities listed on both the NYSE and NYSE Amex without rounding such prices to the nearest whole penny. Orders priced equal to or greater than $1 entered in sub-pennies will continue to be rejected, as is done today. Pursuant to Regulation NMS Rule 162, limit orders priced under $1 in increments smaller than .0001 will be rejected. Please refer to the attached link for additional technical details.

The Exchange's migration plan to allow sub-penny priced orders for securities trading under $1 without rounding will be a phased approach on a stock-by-stock basis beginning later this year in a limited number of stocks. The exact date of the initial migration will be announced in the near future and as stocks are targeted for migration, they will be added to a sub-penny priced stock list that will be made available via NYSE Trader.

Trading Technology Information Memo Link: http://www.nyse.com/pdfs/Sub_Penny_Notice_20091106.pdf
No additional events 09:17 AM 06 Nov 09 IPO Trading Begins Today in STR Holdings, Inc. (STRI) on the NYSE

STR Holdings, Inc. , Common Stock, $0.01 par value, NYSE Ticker Symbol: STRI Post: 4 Panel: D Underwriter Reports- Initial Public Offering Price $10.00 Settlement is subject to the closing of the Offering November 12, 2009.

No additional events 08:21 AM 06 Nov 09 IPO Trading Begins Today in Duoyuan Printing, Inc. (DYP) on the NYSE

Duoyuan Printing, Inc., Common Shares, $0.001 par value, NYSE Ticker Symbol: DYP Post: 9 Panel: A Underwriter Reports- Initial Public Offering Price $8.50 Settlement is subject to the closing of the Offering November 12, 2009.

No additional events 08:30 AM 05 Nov 09 Listing Pacific Asia Petroleum Inc., (PAP) Admitted to Trading on NYSE Amex

Pacific Asia Petroleum Inc., Common Stock to be admitted to the NYSE Amex list and to trading at the opening of November 5, 2009 NYSE Amex Ticker Symbol: PAP Post: 2 Panel: D

No additional events 08:30 AM 05 Nov 09 Stock Change (SVM) Silvercorp Metals Inc. Transferring from NYSE Amex to NYSE

Silvercorp Metals Inc. (SVM) previously trading at Post 2 Panel E, J. Streicher and Company LLC., NYSE Amex, relocated to Post 4  Panel V, Spear Leeds and Kellogg, NYSE. All orders expired at the close of business November 4, 2009.

No additional events 08:16 AM 05 Nov 09 IPO Trading Begins Today in Hyatt Hotels Corporation (H) on the NYSE

Hyatt Hotels Corporation, Common Stock, par value $0.001 per share, NYSE Ticker Symbol: H Post: 8 Panel: U Underwriter Reports- Initial Public Offering Price $25.00 Settlement is subject to the closing of the Offering November 10, 2009.

No additional events 02:21 PM 04 Nov 09 NYSE Amex Update NYSE Amex Trading of NASDAQ Symbols Under UTP - Industry Testing
As previously announced in the September 8, 2009 NYSE Trader update, the NYSE Amex plans to trade NASDAQ listed equities and select ETFs on an Unlisted Trading Privilege (UTP) basis as an additional trading venue, supplementing NYSE Arca. In support of that effort, by mid November, 2009 the NYSE plans to support member firm testing in the User Acceptance Test (UAT) environment during normal business hours. Firms wishing to test in UAT should contact the NYSE service desk at 866.873.7422 or email firmtesting@nyx.com. Additionally, the NYSE will provide for the following Saturday production testing opportunities (see the linked notice for details):
  • November 21, 2009
  • December 12, 2009
  • January 9, 2010
Based upon results from these industry tests and member firm readiness, the NYSE will announce a live date for trading early in the first quarter of 2010. Please contact your Relationship Manager or one of the below contacts should you have any questions, comments or concerns:

Robert Airo                  rairo@nyx.com            212.656.5663
Michael Paulyson          mpaulyson@nyx.com    212.656.2721
Todd Abrahall              tabrahall@nyx.com       212.656.4966

NYSE Amex Trading of NASDAQ Symbols Under UTP – Industry Testing Link: http://www.nyse.com/pdfs/UTPC_Test Notice_20091104.pdf
No additional events 08:30 AM 04 Nov 09 Stock Change (MRK) Merck & Co., Inc. on the NYSE

Commencing November 4, 2009, trading will be in the Common Stock, of Merck & Co., Inc.(New). In view of change from the Common Stock of Merck & Co., Inc. (Old), all orders expired at the close of business November 3, 2009.

No additional events 08:30 AM 04 Nov 09 Stock Change Schering-Plough Corporation (SGP PR B) NYSE, Name and Symbol Change

Commencing November 4, 2009 NYSE Ticker Symbol (SGP PR B), Schering-Plough Corporation, 6.00% Mandatory Convertible Preferred Stock at Post 6 Panel K will change to NYSE Ticker Symbol (MRK PR B), Merck & Co., Inc. 6.00% Mandatory Convertible Preferred Stock. All orders under the old symbol expired at the close of business November 3, 2009.

No additional events 08:30 AM 03 Nov 09 Call for Redemption (BSC PR X) Called for Redemption

Effective November 3, 2009, the 7.80% Trust Issued Preferred Securities due May 15, 2031 of Bear Stearns Capital Trust III shall be dealt in as called Preferred Securities, notice having been received of a call for redemption on November 30, 2009 at $25.00 plus accrued dividends. NYSE Ticker Symbol: BSC PR X CL Post: 7 Panel: A

No additional events 08:30 AM 03 Nov 09 Stock Change Ideation Acquisition Corporation (IDI U) NYSE Amex, Name Change

Commencing November 3, 2009 Ideation Acquisition Corporation, Common Stock, will change to SearchMedia Holdings Limited. NYSE Amex Ticker Symbol: IDI  U Post: 2 Panel: J  All orders in the hands of the Designated Market Makers-odd-lot dealers under the old name expired at the close of business, November 2, 2009.

No additional events 08:30 AM 03 Nov 09 Stock Change Ideation Acquisition Corporation (IDI WS) NYSE Amex, Name Change

Commencing November 3, 2009 Ideation Acquisition Corporation, Common Stock, will change to SearchMedia Holdings Limited. NYSE Amex Ticker Symbol: IDI  WS Post: 2 Panel: J  All orders in the hands of the Designated Market Makers-odd-lot dealers under the old name expired at the close of business, November 2, 2009.

No additional events 08:30 AM 03 Nov 09 Stock Change Ideation Acquisition Corporation (IDI) NYSE Amex, Name Change

Commencing November 3, 2009 Ideation Acquisition Corporation, Common Stock, will change to SearchMedia Holdings Limited. NYSE Amex Ticker Symbol: IDI Post: 2 Panel: J  All orders in the hands of the Designated Market Makers-odd-lot dealers under the old name expired at the close of business, November 2, 2009.

No additional events 08:30 AM 02 Nov 09 Listing BB&T Capital Trust VII, (BBT PRC) Admitted to Trading on NYSE

BB&T Capital Trust VII, Common Stock to be admitted to the NYSE list and to trading at the opening of November 2, 2009 NYSE Ticker Symbol: BBT PRC Post: 10 Panel: B

No additional events 08:30 AM 02 Nov 09 Stock Change Secure America Acquisition Corporation (HLD WS) NYSE Amex, Name and Symbol Change

Commencing November 2, 2009 NYSE Amex Ticker Symbol (HLD WS), Secure America Acquisition Corporation, Common Stock at Post 2 Panel JK will change to NYSE Amex Ticker Symbol (UEI WS), Ultimate Escapes Holdings, LLC. All orders in the hands of the Designated Market Makers-odd-lot dealers under the old symbol expired at the close of business, October 30, 2009.

No additional events 08:30 AM 02 Nov 09 Stock Change Secure America Acquisition Corporation (HLD) NYSE Amex, Name and Symbol Change

Commencing November 2, 2009 NYSE Amex Ticker Symbol (HLD), Secure America Acquisition Corporation, Common Stock at Post 2 Panel JK will change to NYSE Amex Ticker Symbol (UEI), Ultimate Escapes Holdings, LLC. All orders in the hands of the Designated Market Makers-odd-lot dealers under the old symbol expired at the close of business, October 30, 2009.

No additional events 08:30 AM 02 Nov 09 Stock Change Secure America Acquisition Corporation (HLD U) NYSE Amex, Name and Symbol Change

Commencing November 2, 2009 NYSE Amex Ticker Symbol (HLD U), Secure America Acquisition Corporation, Common Stock at Post 2 Panel JK will change to NYSE Amex Ticker Symbol (UEI U), Ultimate Escapes Holdings, LLC. All orders in the hands of the Designated Market Makers-odd-lot dealers under the old symbol expired at the close of business, October 30, 2009.

No additional events 08:30 AM 02 Nov 09 Listing EnCana Corporation, (ECA WI) Admitted to Trading on NYSE

EnCana Corporation, Common Stock to be admitted to the NYSE list and to trading at the opening of November 2, 2009 NYSE Ticker Symbol: ECA WI Post: 3 Panel: E

No additional events 08:30 AM 02 Nov 09 Listing Cenovus Energy Inc., (CVE WI) Admitted to Trading on NYSE

Cenovus Energy Inc., Common Stock to be admitted to the NYSE list and to trading at the opening of November 2, 2009 NYSE Ticker Symbol: CVE WI Post: 4 Panel:Q

No additional events 03:37 PM 30 Oct 09 Calendar Update Daylight Savings Time: Fall Back Reminder
Reminder to our customers that Daylight Savings Time will become effective at 2:00am this Sunday, November 1st, 2009.
No additional events 08:30 AM 30 Oct 09 Listing Biotime Inc., (BTIM WS) Admitted to Trading on NYSE Amex

Biotime Inc., Warrants to be admitted to the NYSE Amex list and to trading at the opening of October 30, 2009 NYSE Amex Ticker Symbol: BTIM WS Post: 2 Panel:G

No additional events 08:30 AM 30 Oct 09 Listing Biotime Inc., (BTIM) Admitted to Trading on NYSE Amex

Biotime Inc., Common Stock to be admitted to the NYSE Amex list and to trading at the opening of October 30, 2009 NYSE Amex Ticker Symbol: BTIM Post: 2 Panel:G

No additional events 08:30 AM 29 Oct 09 Listing Juniper Networks, Inc. (JNPR) Admitted to Trading on the NYSE

Juniper Networks, Inc., to be admitted to the NYSE list and to trading at the opening of October 29, 2009 NYSE Ticker Symbol: JNPR Post: 6 Panel: E

No additional events 08:30 AM 29 Oct 09 Listing SkyPeople Fruit Juice, Inc. (SPU) Admitted to Trading on the NYSE Amex

SkyPeople Fruit Juice, Inc, Common Stock to be admitted to the NYSE Amex list and to trading at the opening of October 29, 2009 NYSE Amex Ticker Symbol: SPU Post: 2 Panel: AB

No additional events 07:30 AM 29 Oct 09 Listing Two Harbors Investment Corp., (TWO) Admitted to Trading on NYSE Amex

Two Harbors Investment Corp., Common Stock to be admitted to the NYSE Amex list and to trading at the opening of October 29, 2009 NYSE Amex Ticker Symbol: TWO Post: 2 Panel: JK

No additional events 03:30 AM 29 Oct 09 Listing Two Harbors Investment Corp., (TWO WS) Admitted to Trading on NYSE Amex

Two Harbors Investment Corp., Warrants to be admitted to the NYSE Amex list and to trading at the opening of October 29, 2009 NYSE Amex Ticker Symbol: TWO WS Post: 2 Panel: JK