NYSE Amex Listing Standards
Listing Standards | Fees | Non-compliant Issuers | Form 25 Filings

Each trading day, NYSE Amex publishes a list of issues that are non-compliant with its continued listing standards. An issue is added to this list five business days after the Exchange notifies the issuer of the deficiency and is removed from the list one business day after Exchange determines that the issue/issuer is in compliance with continued listing standards, or the issue is no longer listed at the Exchange.

Two indicators are used to identify an issue/issuer's compliance with Exchange continued listing standards. .BC indicates that an issue/issuer is Below Continued Listing Standards; .LF indicates that an issue/issuer has submitted a Late Filing to the SEC.

Investors seeking further information may view the SEC filings of the issuer and/or the issuer's website. Continued listing standards of the Exchange can be viewed in the NYSE Amex Company Guide.

List of Non-Compliant Issues
(as of the previous business day)

Issue Name Symbol Indicator Deficiency Notification Date
ATC Venture Group Inc.
(f/k/a Cycle Country Accessories Corporation) 		ATC

.BC
.BC

Equity and Years of Losses
Failure to maintain a website		 04/27/12
04/27/12
China North East Petroleum Holdings
Limited		 NEP

.BC

.BC

.BC


.BC

.BC
.BC

.LF

Insufficient number of independent directors
on the audit committee
Failure to subject related party transactions to appropriate review and oversight by the audit committee
The Company and/or its management has engaged in operations which in the opinion of the Exchange are contrary to public interest
The Company and/or its management has a history of regulatory misconduct
Failure to provide requested information to the Exchange
Failure to comply with listing or other agreements with the Exchange and/or SEC Requirements
Form 10-K for the year ended December 31, 2011

12/05/11

04/04/12

04/04/12


04/04/12

04/04/12
04/04/12

04/04/12
China Nutrifruit Group Ltd CNGL .BC

.BC

Insufficient number of independent directors on the audit committee
Less than 50% of independent directors on the Board

 05/14/12

05/14/12
CorMedix, Inc. CRMD .BC Financial Impairment 04/20/12
Cubic Energy, Inc. QBC .BC
.BC		 Equity and Years of Losses
Financial Impairment		 12/27/11
03/02/12
DGSE Companies, INC DGSE .LF Form 10-K for the period ended 12/31/2011 04/17/12
Engex, Inc. EGX .BC Equity (Net Assets) and Years of Losses
Public Market Value and Net Assets 		01/15/12
01/15/12
Enova Systems, Inc. ENA .BC Equity and Years of Losses 04/17/12
Frederick's of Hollywood Group, Inc. FOH .BC Equity and Years of Losses 11/30/11
Gold Reserve Inc. GRZ .BC No longer an operating company 06/20/11
GreenHunter Energy, Inc. GRH .BC Financial Impairment 11/15/11
Inuvo, Inc. INUV .BC Equity and Years of Losses 05/09/11
MGT Capital Investments Inc. MGT

.BC
.BC

 Equity and Years of Losses
Annual Meeting		 06/08/11
01/10/12
Oilsands Quest, Inc. BQI .BC Financial Impairment 09/12/11
Orion Energy Systems, Inc. OESX .LF Form 10-Q for the year ended 12/31/2011 02/14/12
SearchMedia Holdings Limited IDI
IDI
IDI.U
IDI.U
IDI.WS
IDI.WS

.BC
.BC
.BC
.BC
.BC
.BC

Equity and Years of Losses
Financial Impairment
Equity and Years of Losses
Financial Impairment
Equity and Years of Losses
Financial Impairment		 07/15/11
07/15/11
07/15/11
07/15/11
07/15/11
07/15/11
Senesco Technologies, Inc. SNT .BC Equity and Years of Losses 10/20/11
Tri-Valley Corporation TIV

.BC
.BC
.BC

Equity and Years of Losses
Financial Impairment
Low Selling Price		 04/26/12
04/26/12
04/26/12
Winland Electronics, Inc. WEX
WEX		 .BC
.BC		 Equity and Years of Losses
Equity and Years of Losses		 11/29/11
04/11/12