The New York Stock Exchange publishes a list of issuers that are noncompliant with its quantitative/qualitative and corporate governance listing standards (collectively, "BC") and disseminates a BC indicator over the consolidated tape for such issuers. Issuers may continue to trade on the NYSE while noncompliant with such standards, subject to the procedures in the Listed Company Manual linked in each section below.
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Issuers noncompliant with NYSE quantitative and/or qualitative continued listing standards
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A noncompliant issuer is added to the list five business days after the NYSE notifies the issuer of the deficiency and remains on the list until NYSE Regulation staff has determined that the issuer is in good standing.
See Sections 802.02 and 802.03 of the Listed Company Manual for NYSE quantitative and qualitative continued listings standards and related procedures and cure periods.
A BC indicator is currently being disseminated by the NYSE for the following issuers noncompliant with the quantitative and/or qualitative continued listing standards:
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| Alliance Healthcare Services, Inc. (AIQ) |
| American Oriental Bioengineering, Inc. (AOB) |
| BankAtlantic Bancorp, Inc. (BBX) |
| CPI Corporation (CPY) |
| DEX One Corporation (DEXO) |
| DHT Holdings, Inc. (DHT) |
| Dover Motorsports, Inc. (DVD) |
| Eastman Kodak Company (EK) |
| Flagstar Bancorp, Inc. (FBC) |
| Grubb & Ellis Company (GBE) |
| Horizon Lines, Inc (HRZ) |
| IFM Investments Limited (CTC) |
| Kingsway Financial Services, Inc. (KFS) |
| Lee Enterprises, Incorporated (LEE) |
| Mahanagar Telephone Nigam Limited (MTE) |
| Nautilus (NLS) |
| Paragon Shipping Inc. (PRGN) |
| Qiao Xing Mobile Communication Co., Ltd. (QXM) |
| Reddy Ice Holdings, Inc. (FRZ) |
| Syswin Inc. (SYSW) |
| Verso Paper Corp. (VRS) |
| WSP Holdings Limited (WH) |
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Issuers noncompliant with NYSE corporate governance standards
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A noncompliant issuer is added to the list seven business days after the NYSE notifies the issuer of the deficiency; if the noncompliance results from a death or illness of a director, the issuer is added to the list six months after the event. An issuer is removed from the list one business day after the NYSE determines that the issuer is in compliance with NYSE corporate governance listing standards.
See Sections 302 and 303A of the Listed Company Manual for NYSE corporate governance listing standards.
A BC indicator is currently being disseminated by the NYSE for the following issuers noncompliant with the corporate governance listing standards:
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