|
Please be advised that 27 member firms have been asked to participate in an Outsourcing survey by NYSE Regulation’s Regulatory Risk Group.
The purpose of this survey is to review general practices, issues and trends on outsourcing. Survey responses will enable the Regulatory Risk Group to summarize emerging trends and best practices with the ultimate goal of determining whether there is a need to undertake new initiatives related to this subject matter, including but not limited to, issuing additional guidance to firms.
A letter describing the survey and the survey itself can be accessed through the following links:
 08 Dec 09: Outsourcing Letter to Member Firms (pdf)
08 Dec 09: Outsourcing Survey (pdf)
|