About NYSE Regulation

The NYSE Regulation Board has the following committees: (1) the Human Resources and Compensation Committee;  (2) the Nominating and Governance Committee; and (3) the Committee for Review.

The Human Resources and Compensation Committee is appointed by the Board and is charged with duties relating to NYSE Regulation’s human resources policies and procedures, employee benefit plans, compensation and disclosure.
  Human Resources & Compensation Committee Charter

Committee Members
Shirley Ann Jackson, Chairperson
Ellyn L. Brown
Richard H. Moore
Richard S. Pechter
Kurt P. Stocker

The Nominating & Governance Committee is appointed by the Board and charged with (i) recommending to the Board candidates for election to the Board, (ii) reviewing NYSE Regulation’s governance principles and practices, (iii) recommending director compensation, and (iv) succession planning for NYSE Regulation’s Chief Executive Officer.
  Nominating & Governance Committee Charter

Committee Members
Shirley Ann Jackson, Chairperson
Ellyn L. Brown
Stephen J. Friedman
Richard H. Moore
Kurt P. Stocker

The Committee for Review is appointed by the Board and charged with hearing appeals from disciplinary decisions and from staff delisting determinations.
  Committee for Review Charter

Committee Members

Jim Jacoby (Co-Chair) *
Mark A. Sargent (Co-Chair)
Ellyn L. Brown
John F. X. Dolan*
A. James Jacoby*
Richard H. Moore
Richard Pechter
Jeffrey Reymann *
John W. Schmidlin
William B. Summers, Jr.*
Daniel W. Tandy*


*Non-Director