Robert A. Marchman
Executive Vice President, Enforcement
Robert A. Marchman, 51, is executive vice president of NYSE Regulation’s Enforcement division. He also oversees the Risk Group.
Mr. Marchman directs the activities of Enforcement, which investigates and prosecutes trading and other Exchange rule violations, and applicable federal laws or regulations, that occur on or through the systems and facilities of the NYSE. The Risk Department is responsible for identifying internal areas of risk in the NYSE regulatory program, as well tracking key external market and industry trading developments that require regulatory response.
Previously, he served as head of the Market Surveillance division. In 1989, Mr. Marchman joined the NYSE as an enforcement director. He later was promoted to managing director, vice president in February 1994, and senior vice president of Enforcement in February 2004. Prior to joining the Exchange, Mr. Marchman was a branch chief in the SEC’s Division of Enforcement in Washington , D.C.
Mr. Marchman is a magna cum laude graduate of Allegheny College , where he was inducted into Phi Beta Kappa, and received his J.D. from the University of Pennsylvania . In 2000, he attended Harvard Business School ’s Program for Management Development. Since 1999, Mr. Marchman has chaired the NYSE’s Diversity Council, an advisory group that counsels NYSE management on diversity-management issues.
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