About NYSE Regulation

Overview | Leadership | Board of Directors | Committees | Governance | 
Investor Protection | Office of the Hearing Board
 
 
James F. Duffy
Interim Chief Executive Officer
NYSE Regulation

Duffy was appointed interim chief executive officer on March 4, 2009. 

 

Claudia Crowley
Senior Vice President and Chief of Staff
NYSE Regulation

Crowley was appointed to her current positions on January 1, 2009. She reports directly to Mr. Duffy.

Jim Draddy
Chief Regulatory Officer
NYSE Arca, Inc.
   

Draddy was appointed Chief Regulatory Officer of NYSE Arca on August 3, 2006. He reports directly to Mr. Duffy.



John F. Malitzis
Executive Vice President, Market Surveillance
NYSE Regulation

Malitzis was appointed Division Head on July 26, 2007. 
He reports directly to Mr. Duffy.


Robert A. Marchman
Executive Vice President, Enforcement
NYSE Regulation

Marchman was appointed Chief of Enforcement on July 26, 2007. He reports directly to Mr. Duffy.



Janice O'Neill
Senior Vice President, Corporate Governance, Listed Company Compliance
NYSE Regulation

O'Neill became senior vice president on January 6, 2006. She reports directly to Mr. Duffy.


Glenn W. Tyranski
Senior Vice President, Financial Compliance, Listed Company Compliance
NYSE Regulation

Tyranski was promoted to senior vice president on January 6, 2006. He reports directly to Mr. Duffy.