Corporate Governance
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NYSE comment letters on SEC proposed rules under Sarbanes-Oxley Act of 2002
October 22, 2003:
Foreign Bank Exemption from the Insider Lending Prohibition of Exchange Act Section 13(k) (September 11, 2003); Release No. 34-48481; File No. S7-15-03
(pdf)
January 13, 2003:
Strengthening the Commission's Requirements Regarding Auditor Independence; Release No. 33-8154; 34-46934; File No. S7-49-02
(pdf)
November 29, 2002:
Disclosure Required by Sections 404, 406, and 407 of the Sarbanes-Oxley Act of 2002; Release No.34-46701; File No. S7-40-02
(pdf)
August 27, 2002:
Certification of Disclosure in Companies' Quarterly and Annual Reports; Release No.34-46300; File No. S7-21-02
(pdf)
