NYSE Regulation’s Arbitration Department (NYSE) has combined with NASD Dispute Resolution (NASD DR) as part of a new entity, FINRA. As a result, on and after August 6, 2007, all new arbitration cases will be governed by NASD’s Code of Arbitration Procedure, which can be found on FINRA's website (www.finra.org). Cases filed before August 6, 2007, will be governed by the NYSE’s rules. This will ensure that any person who commenced a case under a particular set of arbitration rules (i.e., NYSE rules or NYSE Arca rules) will continue to have the case administered pursuant to those rules through to the case's conclusion.
