NYSE Regulation
A U.S. not-for-profit corporation that regulates the NYSE and oversees regulation of NYSE Arca and NYSE Amex.

NYSE Arca Regulation
Regulates NYSE Arca equities and options markets, plus trading of permit holders

NYSE Amex Regulation
The American Stock Exchange, now renamed, has NYSE Regulation oversight

NYSE Amex Options Regulation
NYSE Amex has contracted with FINRA to perform certain regulatory responsibilities for NYSE Amex Options.

Euronext Regulation
There are two types of regulated markets organised by Euronext

NYSE Liffe Regulation
Access key regulatory documents of the London market

NYSE Liffe U.S. Regulation
A Designated Contract Market or Futures Exchange authorized by the U.S. Commodity Futures Trading Commission

Complaints & Inquiries
Do you have a question about NYSE Regulation? Or do you have a complaint to file against a member firm or individual broker? If so, here’s where to get started