| Date |
Description |
| 16 Nov 09 |
NYSE Suspends LL&E Royalty Trust and Moves to Remove from the List |
| 11 Nov 09 |
NYSE Regulation Announces Disciplinary Actions for November 2009 |
| 02 Nov 09 |
NYSE to Suspend Trading in CIT Group Inc. and Related Securities |
| 07 Oct 09 |
NYSE Regulation Announces Disciplinary
Actions for October 2009 |
| 21 Sep 09 |
Gray Television, Inc. (NYSE:GTN/GTN.A), states that its policy is not to comment on unusual market activity |
| 21 Sep 09 |
NYSE Suspends Irwin Financial Corporation
Moves to Remove from the List |
| 11 Sep 09 |
NYSE Regulation Announces Disciplinary Actions for September 2009 |
| 01 Sep 09 |
NYSE Forms “Commission on Corporate Governance” to Examine U.S. Corporate Governance |
| 28 Aug 09 |
NYSE AMEX LLC TO DELIST SECURITIES OF VINEYARD NATIONAL BANCORP |
| 28 Aug 09 |
NYSE AMEX LLC TO DELIST SECURITIES OF ILX RESORTS INCORPORATED |
| 12 Aug 09 |
Monthly Disciplinary Actions for August 2009 |
| 10 Aug 09 |
The First MarbleHead Corp. (FMD) |
| 05 Aug 09 |
Steven Moses Hazan and Hazan Capital Management, L.L.C. Settle Enforcement Actions Involving Violations of Regulation SHO Short Sale Rules |
| 24 Jul 09 |
NYSE AMEX LLC TO DELIST SECURITIES OF ISOLAGEN, INC. |
| 24 Jul 09 |
NYSE AMEX LLC TO DELIST SECURITIES OF IMMTECH PHARMACEUTICALS, INC. |
| 10 Jul 09 |
NYSE AMEX LLC TO DELIST SECURITIES OF CANARGO ENERGY CORP. |
| 10 Jul 09 |
NYSE AMEX LLC TO DELIST SECURITIES OF CASH TECHNOLOGIES, INC. |
| 08 Jul 09 |
Monthly Disciplinary Actions for July |
| 11 Jun 09 |
NYSE Amex LLC to Delist Securities of Implant Sciences Corp. |
| 11 Jun 09 |
NYSE Amex LLC to Delist Securities of XELR8 Holdings, Inc. |
| 10 Jun 09 |
NYSE Amex LLC to Delist Securities of InSite Vision Incorporated |
| 10 Jun 09 |
NYSE Amex LLC to Delist Securities of Nova Biosource Fuels, Inc. |
| 10 Jun 09 |
Monthly Disciplinary Actions for June |
| 08 Jun 09 |
NYSE Member Firms Report First-Quarter 2009 Results |
| 05 Jun 09 |
RTI International Metals, Inc. (RTI) |
| 01 Jun 09 |
NYSE to Suspend Trading in General Motors Corporation and Related Securities Moves to Remove from the List |
| 27 May 09 |
VERMONT PURE HOLDINGS LTD (VPS) |
| 13 May 09 |
Monthly Disciplinary Actions for May |
| 30 Apr 09 |
NYSE AMEX LLC TO DELIST SECURITIES OF CRUSADER ENERGY GROUP, INC. |
| 30 Apr 09 |
Coffee Holding Co Inc. (JVA) |
| 29 Apr 09 |
NYSE Announces Late Filing in Lehman ABS Corporation and Select Asset Inc. Securities |
| 28 Apr 09 |
NYSE Announces Date of Review of Decision to Remove Sparton Corporation from the List |
| 23 Apr 09 |
NYSE Amex LLC to Delist Securities of ISCO International, Inc. |
| 23 Apr 09 |
NYSE Amex LLC to Delist Securities of Asia Time Corporation |
| 16 Apr 09 |
NYSE Suspends Trading in General Growth Properties, Inc. and Moves to Remove from the List |
| 16 Apr 09 |
NYSE to Suspend Trading in AbitibiBowater, Inc. and Moves to Remove from the List |
| 13 Apr 09 |
NYSE To Suspend Libbey Inc. and Moves to Remove from the List |
| 13 Apr 09 |
EMERGENT GROUP INC (LZR ) |
| 13 Apr 09 |
Maguire Properties, Inc. (MPG ) |
| 09 Apr 09 |
NYSE Moves to Remove Sparton Corporation from the List |
| 09 Apr 09 |
NYSE to Suspend Trading in Six Flags Inc. and Moves to Remove from the List |
| 09 Apr 09 |
Textron Inc. (TXT) |
| 08 Apr 09 |
NYSE Euronext Statement on SEC Short Selling Concept Release. |
| 08 Apr 09 |
NYSE AMEX LLC CONTINUES TRADING HALT IN SECURITIES OF ASIA TIME CORP. |
| 08 Apr 09 |
Monthly Disciplinary Actions for April |
| 07 Apr 09 |
NYSE AMEX LLC TO DELIST SECURITIES OF CHALLENGER ENERGY CORPORATION |
| 07 Apr 09 |
NYSE AMEX LLC TO DELIST SECURITIES OF NEPHROS, INC. |
| 01 Apr 09 |
NYSE to Suspend Coachmen Industries, Inc. and Moves to Remove from the List |
| 16 Mar 09 |
NYSE Member Firms Report Fourth-Quarter 2008 Results |
| 11 Mar 09 |
Monthly Disciplinary Actions for March |
| 06 Mar 09 |
NYSE Alternext US LLC to Delist Securities of Jed Oil, Inc. |
| 06 Mar 09 |
NYSE Alternext US LLC to Delist Securities of Fountain Powerboat Industries, Inc. |
| 05 Mar 09 |
NYSE Suspends Interstate Hotels & Resorts, Inc.
and Moves to Remove from the List |
| 04 Mar 09 |
NYSE to Suspend Trading in Visteon Corporation
and Moves to Remove from the List |
| 04 Mar 09 |
NYSE Alternext US LLC to Delist Securities of Apex Silver Mines LTD |
| 04 Mar 09 |
NYSE Alternext US LLC to Delist Securities of Pro Pharmaceuticals, Inc. |
| 04 Mar 09 |
NYSE Regulation Board of Directors Appoints James F. Duffy Interim CEO |
| 03 Mar 09 |
NYSE to Suspend Trading in Monaco Coach Corporation and Moves to Remove from the List |
| 26 Feb 09 |
NYSE to Extend, Expand Temporary Easing of Continued-Listing Standards |
| 26 Feb 09 |
NYSE to Suspend Trading in Citadel Broadcasting Corporation and Moves to Remove from the List |
| 26 Feb 09 |
NYSE Suspends FirstFed Financial Corp and Moves to Remove from the List |
| 18 Feb 09 |
New York Stock Exchange to Suspend Trading of the Common Stock of American Land Lease, Inc. |
| 13 Feb 09 |
Monthly Disciplinary Actions for February |
| 12 Feb 09 |
NYSE to Suspend Trading in Midway Games Inc. and Moves to Remove from the List |
| 23 Jan 09 |
NYSE Suspends Qimonda AG, Moves to Remove from the List |
| 23 Jan 09 |
New York Stock Exchange Eases Temporarily Its Minimum Global Market Capitalization Standard for Listed Companies to $15 Million |
| 14 Jan 09 |
NYSE Alternext US LLC to Delist Securities of Transmeridian Exploration Incorporated |
| 14 Jan 09 |
NYSE Alternext US LLC to Delist Securities of Oragenics, Inc. |
| 14 Jan 09 |
NYSE Suspends Nortel Networks Corporation, Moves to Remove from the List |
| 13 Jan 09 |
NYSE Alternext US LLC to Delist Securities of Energy Infrastructure Acquisition Corp. |
| 13 Jan 09 |
NYSE Alternext US LLC to Delist Securities of BPI Energy Holdings, Inc. |
| 09 Jan 09 |
New York Stock Exchange Continues Assessment of Satyam Computer Services Limited |
| 07 Jan 09 |
Monthly Disciplinary Actions for January |
| 07 Jan 09 |
Statement on Satyam Computer Services Ltd |
| 05 Jan 09 |
NYSE To Suspend The Fairchild Corporation and Moves to Remove from the List |
| 05 Jan 09 |
NYSE to Suspend W.P. Stewart & Co., Ltd. and Moves to Remove from the List |
| 02 Jan 09 |
NYSE To Suspend Trading in Kemet Corporation
and Moves to Remove from the List |
| 31 Dec 08 |
NYSE to Suspend R.H. Donnelley Corporation and Moves to Remove from the List |
| 29 Dec 08 |
NYSE to Suspend Fleetwood Enterprises, Inc. and Moves to Remove from the List |
| 23 Dec 08 |
NYSE Member Firms Report Third-Quarter 2008 Results |
| 18 Dec 08 |
NYSE To Suspend Trading in Imperial Capital Bancorp, Inc. and Moves to Remove from the List |
| 15 Dec 08 |
NYSE to Suspend Spectrum Brands, Inc. and Moves to Remove from the List |
| 12 Dec 08 |
NYSE Alternext US LLC to Delist Securities of Brooke Capital Corp. |
| 12 Dec 08 |
NYSE Alternext US LLC to Delist Securities of Federal Trust Corp. |
| 12 Dec 08 |
NYSE to Suspend Syncora Holdings Ltd. and Moves to Remove from the List |
| 12 Dec 08 |
NYSE to Suspend Tefron Ltd and Moves to Remove from the List |
| 11 Dec 08 |
NYSE Alternet US LLC to Delist Securities of Franklin Bank Corporation |
| 11 Dec 08 |
NYSE Alternext US LLC to Delist Securities of PreMD, Inc. |
| 10 Dec 08 |
Monthly Disciplinary Actions for December |
| 08 Dec 08 |
NYSE to Suspend Trading in Related Securities of Tribune Company, Moves to Remove from the List |
| 08 Dec 08 |
NYSE to Suspend Medical Staffing Network Holdings, Inc. and Moves to Remove from the List |
| 05 Dec 08 |
NYSE Arca to Suspend Trading in BFC Financial Corporation, Moves to Remove from the List |
| 04 Dec 08 |
NYSE To Suspend Trading in Global-Tech Appliances Inc. and Moves to Remove from the List |
| 01 Dec 08 |
NYSE to Suspend Centerline Holding Company and Moves to Remove it from the List |
| 01 Dec 08 |
NYSE Suspends Thornburg Mortgage, Inc. and Moves to Remove from the List |
| 01 Dec 08 |
NYSE Suspends Huttig Building Products, Inc. and Moves to Remove from the List |
| 01 Dec 08 |
NYSE to Suspend Pilgrim’s Pride Corporation, Moves to Remove from the List |
| 26 Nov 08 |
NYSE Announces Date of Review of Decision to Remove Sparton Corporation From the List |
| 26 Nov 08 |
NYSE to Suspend LandAmerica Financial Group Inc. and Moves to Remove from the List |
| 24 Nov 08 |
NYSE Suspends Crystal River Capital, Inc., and Moves to Remove from the List |
| 24 Nov 08 |
NYSE Suspends Downey Financial Corporation and Moves to Remove from the List |
| 21 Nov 08 |
NYSE Alternext US LLC to Delist Securities of Virexx Medical Corp. |
| 20 Nov 08 |
NYSE to Extend Trading ML Macadamia Orchards, L.P. and Suspend Prior to Market Opening on November 25, 2008 |
| 20 Nov 08 |
NYSE Alternext US LLC to Delist Securities of MPC Corporation |
| 20 Nov 08 |
NYSE Alternext US LLC to Delist Securities of PLC Systems, Inc. |
| 20 Nov 08 |
NYSE to Suspend Hartmarx Corporation and Moves to Remove from the List |
| 20 Nov 08 |
New York Stock Exchange to Suspend Preferred Shares of Thornburg Mortgage, Inc. |
| 19 Nov 08 |
NYSE to Suspend Idearc Inc. and Moves to Remove from the List |
| 18 Nov 08 |
Deerfield Capital Corp. Transfers to NYSE Alternext US as NYSE Suspends Trading |
| 18 Nov 08 |
NYSE Suspends Westwood One, Inc., and Moves to Remove from the List |
| 17 Nov 08 |
NYSE to Suspend Trading in Impac Mortgage Holdings, Inc. and Related Securities; Moves to Remove from the List |
| 14 Nov 08 |
NYSE Suspends Woodbridge Holdings Corporation
and Moves to Remove from the List |
| 13 Nov 08 |
NYSE Alternext US LLC to Delist Securities of Encision, Inc. |
| 13 Nov 08 |
NYSE to Suspend ML Macadamia Orchards, L.P. and Moves to Remove from the List |
| 13 Nov 08 |
NYSE to Suspend BearingPoint, Inc., and Moves to Remove from the List |
| 12 Nov 08 |
NYSE Alternext US LLC to Delist Securities of Flight Safety Technologies, Inc. |
| 12 Nov 08 |
NYSE Alternext US LLC To Delist Securities of Birch Mountain Resources, LTD |
| 12 Nov 08 |
NYSE Regulation Announces November Disciplinary Actions |
| 10 Nov 08 |
NYSE to Suspend Circuit City Stores, Inc., and
Moves to Remove from the List |
| 07 Nov 08 |
NYSE Suspends Accuride Corporation and Moves to Remove from the List |
| 06 Nov 08 |
NYSE Moves to Remove Sparton Corporation from the List |
| 05 Nov 08 |
NYSE Suspends CBRE Realty Finance, Inc., and Moves to Remove from the List |
| 03 Nov 08 |
NYSE to Suspend Trading in VeraSun Energy Corporation Moves to Remove from the List |
| 30 Oct 08 |
NYSE to Suspend U.S. Shipping Partners, L.P., Moves to Remove from the List |
| 29 Oct 08 |
NYSE Suspends Trading in Britannia Bulk Holdings Inc., Moves to Remove from the List |
| 23 Oct 08 |
NYSE Suspends Building Materials Holding Corporation and Moves to Remove from the List |
| 21 Oct 08 |
NYSE Alternext US to Delist Securities of Lehman Brothers Holdings, Inc. |
| 21 Oct 08 |
NYSE to Suspend Gottschalks, Inc., and Moves to Remove from the List |
| 20 Oct 08 |
NYSE Suspends GateHouse Media, Inc. and Moves to Remove from the List |
| 08 Oct 08 |
NYSE Regulation Announces October Disciplinary Actions |
| 06 Oct 08 |
NYSE Liffe Announces its Board of Directors |
| 02 Oct 08 |
NYSE Suspends Chesapeake Corporation, Moves to Remove from the List |
| 29 Sep 08 |
NYSE to Suspend Trading in Washington Mutual, Inc. and Related Securities; Moves to Remove from the List |
| 24 Sep 08 |
NYSE Suspends Tronox Incorporated, Moves to Remove from the List |
| 17 Sep 08 |
NYSE to Suspend Trading in Lehman Brothers Holdings, Inc. and Related Securities listed on NYSE and NYSE Arca; Moves to Remove from the List |
| 11 Sep 08 |
NYSE Member Firms Report Second-Quarter 2008 Results |
| 10 Sep 08 |
NYSE Group Inc. Issues Short Interest Report |
| 10 Sep 08 |
NYSE Regulation Announces September Disciplinary Actions Against Three Firms and Three Individuals |
| 26 Aug 08 |
NYSE Group Inc. Issues Short Interest Report |
| 13 Aug 08 |
NYSE Regulation and FINRA Announce Agreement
With Ten U.S. Exchanges to Strengthen Surveillance, Investigation, and Enforcement to Prevent Insider Trading |
| 13 Aug 08 |
NYSE Regulation Announces August Disciplinary Actions |
| 11 Aug 08 |
NYSE Group Inc. Issues Short Interest Report |
| 04 Aug 08 |
NYSE to Suspend Trading in WCI Communities, Inc., Moves to Remove from the List |
| 24 Jul 08 |
NYSE Group Inc. Issues Short Interest Report |
| 22 Jul 08 |
NYSE to Suspend Zarlink Semiconductor Inc. Common Shares, Moves to Remove from List |
| 21 Jul 08 |
Trading of PFF Bancorp Inc. to Move from NYSE to OTC Bulletin Board |
| 14 Jul 08 |
NYSE Suspends IndyMac Bancorp, Inc. and Related Security, Moves to Remove from the List |
| 10 Jul 08 |
NYSE Group Inc. Issues Short Interest Report |
| 09 Jul 08 |
NYSE Regulation Announces July Disciplinary Actions Against 5 Individuals |
| 30 Jun 08 |
New York Stock Exchange to Suspend American Depositary Shares of Corporate Express N.V. |
| 27 Jun 08 |
New York Stock Exchange Halted Trading of the American Depositary Shares of Corporate Express N.V. |
| 27 Jun 08 |
NYSE Suspends Feldman Mall Properties, Inc. Moves to Remove from the List |
| 19 Jun 08 |
NYSE Group Inc. Issues Short Interest Report |
| 19 Jun 08 |
NYSE Offers eGovDirect.com to Non-U.S. Foreign Private Issuers Listed on the Exchange |
| 11 Jun 08 |
NYSE Regulation Announces June Disciplinary Actions Against 3 Firms and 6 Individuals |
| 05 Jun 08 |
NYSE Group Inc. Issues Short Interest Report |
| 05 Jun 08 |
TRC Companies, Inc. (TRR) |
| 03 Jun 08 |
NYSE Member Firms Report First-Quarter 2008 Results |
| 21 May 08 |
NYSE Group Inc. Issues Short Interest Report |
| 20 May 08 |
Milacron, Inc. Moving from NYSE to OTC |
| 12 May 08 |
Nautilus Inc. (NLS) |
| 09 May 08 |
New York Stock Exchange To Halt Trading of The American Depositary Shares of Telemig Celular Participacoes S.A. |
| 08 May 08 |
NYSE Suspends Lenox Group Inc. and Moves to Remove from the List |
| 07 May 08 |
NYSE to Suspend Trading in Sun-Times Media Group, Inc., Moves to Remove from the List |
| 07 May 08 |
NYSE Regulation Announces May Disciplinary Actions Against Six Firms and One Individual |
| 06 May 08 |
NYSE Group Inc. Issues Short Interest Report |
| 28 Apr 08 |
NYSE to Suspend Luminent Mortgage Capital, Moves to Remove from the List |
| 21 Apr 08 |
NYSE Group Inc. Issues Short Interest Report |
| 14 Apr 08 |
NYSE Suspends Fremont General Corporation and Related Security, Moves to Remove from the List |
| 14 Apr 08 |
Babcock & Brown Air Limited (FLY) |
| 08 Apr 08 |
NYSE Member Firms Report Fourth-Quarter 2007 Results |
| 04 Apr 08 |
NYSE Group Inc. Issues Short Interest Report |
| 03 Apr 08 |
MF Global Ltd. (MF) |
| 31 Mar 08 |
Self-Regulators Warn Against Spreading False Rumors and Other Abusive Market Activity |
| 20 Mar 08 |
NYSE Group Inc. Issues Short Interest Report |
| 19 Mar 08 |
NYSE Suspends Handleman Company and Moves to Remove from the List |
| 12 Mar 08 |
NYSE Arca to Suspend Trading in JMG Exploration, Inc., Moves to Remove from the List |
| 12 Mar 08 |
NYSE Regulation Announces March Disciplinary Actions Against Two Firms and Two Individuals |
| 11 Mar 08 |
NYSE Suspends Scottish Re Group Limited and Related Securities, Moves to Remove from the List |
| 06 Mar 08 |
NYSE Group Inc. Issues Short Interest Report |
| 28 Feb 08 |
PROS Holdings Inc. (PRO) |
| 22 Feb 08 |
NYSE Group Inc. Issues Short Interest Report |
| 14 Feb 08 |
New York Stock Exchange To Suspend, Apply to Delist American Depositary Shares of Quilmes Industrial (Quinsa), Société Anonyme ("Quinsa") |
| 13 Feb 08 |
NYSE Regulation Announces February Disciplinary Actions Against One Member Firm and Three Individuals |
| 06 Feb 08 |
NYSE Group Inc. Issues Short Interest Report |
| 29 Jan 08 |
NYSE To Suspend Trading in Municipal Mortgage & Equity LLC, Moves to Remove from the List |
| 22 Jan 08 |
NYSE Group Inc. Issues Short Interest Report |
| 22 Jan 08 |
NYSE to Suspend Quebecor World Inc., Moves to Remove from the List |
| 18 Jan 08 |
Icahn Enterprises L.P. (IEP) |
| 11 Jan 08 |
NYSE to Suspend, Apply to Delist, Novastar Financial, Inc. |
| 10 Jan 08 |
NYSE Regulation Announces January Disciplinary Actions Against Three Individuals |
| 07 Jan 08 |
NYSE Group Inc. Issues Short Interest Report |
| 20 Dec 07 |
NYSE Group Inc. Issues Short Interest Report |
| 18 Dec 07 |
NYSE Member Firms Report Third-Quarter 2007 Results |
| 13 Dec 07 |
NYSE Moves to Remove ACA Capital Holdings, Inc. from the List |
| 12 Dec 07 |
NYSE Regulation Announces December Disciplinary Actions Against Four Firms, Three Individuals |
| 06 Dec 07 |
NYSE Group Inc. Issues Short Interest Report |
| 04 Dec 07 |
NYSE to Suspend Trading in Wellman, Inc. and
Moves to Remove from the List |
| 21 Nov 07 |
NYSE Group Inc. Issues Short Interest Report |
| 19 Nov 07 |
NYSE to Suspend SIRVA, Inc., Moves to Remove from the List |
| 16 Nov 07 |
NYSE Suspends in TOUSA, Inc. and Related Securities, Moves to Remove from the List |
| 15 Nov 07 |
New York Stock Exchange Has Halted Trading of Florida Rock Industries, Inc. (FRK) |
| 14 Nov 07 |
NYSE to Suspend, Applies to Delist a Related Security of Alcan Incorporated |
| 14 Nov 07 |
United Rentals, (URI) |
| 08 Nov 07 |
NYSE Regulation Announces November Disciplinary Actions Against One Firm, Five Individuals |
| 06 Nov 07 |
NYSE Group Inc. Issues Short Interest Report |
| 29 Oct 07 |
NYSE Suspends Bimini Capital Management, Inc., and Moves to Remove from the List |
| 26 Oct 07 |
NYSE to Suspend, Applies to Delist a Related Security of Bausch & Lomb Inc |
| 24 Oct 07 |
NYSE to Suspend, Applies to Delist a Related Security of Hilton Hotels Corporation |
| 23 Oct 07 |
NYSE Regulation Appoints Frederic M. Krieger
Vice President of New Risk Group |
| 19 Oct 07 |
NYSE Group Inc. Issues Short Interest Report |
| 17 Oct 07 |
NYSE Moves to Remove Novastar Financial Inc.
from the List |
| 16 Oct 07 |
NYSE Arca to Suspend Trading in National R.V. Holdings, Inc., and Moves to Remove from the List |
| 10 Oct 07 |
NYSE Regulation Announces October Disciplinary Actions Against Nine Firms, Eight Individuals |
| 08 Oct 07 |
NYSE Regulation Announces Simultaneous Settlements with 15 Firms for Prospectus Delivery Failures and Other Operational and Supervisory Violations; Firms Will Pay a Total of $10.425 million and Certify Compliance to NYSE Enforcement and Risk Division |
| 04 Oct 07 |
NYSE Group Inc. Issues Short Interest Report |
| 01 Oct 07 |
NEW YORK STOCK EXCHANGE TO SUSPEND, APPLY TO DELIST THE RELATED SECURITIES OF SOLECTRON CORPORATION |
| 17 Sep 07 |
NYSE Member Firms Report Second-Quarter 2007 Results |
| 12 Sep 07 |
NYSE Regulation Announces September Disciplinary Actions Against One Firm, 11 Individuals |
| 05 Sep 07 |
NYSE Suspends New York Mortgage Trust, Inc. and Moves to Remove from the List |
| 21 Aug 07 |
NYSE Group Inc. Issues Monthly Short Interest Report |
| 21 Aug 07 |
NYSE Group Inc. Issues Monthly Short Interest Report |
| 20 Aug 07 |
NEW YORK STOCK EXCHANGE TO SUSPEND, APPLY TO DELIST THE RELATED SECURITY OF HANOVER COMPRESSOR COMPANY |
| 17 Aug 07 |
NYSE to Suspend Pope & Talbot, Inc. Moves to Remove from the List |
| 14 Aug 07 |
NYSE Regulation Fines Janney Montgomery Scott $2.5 Million for Stock Loan Violations |
| 08 Aug 07 |
NYSE Regulation Announces August Disciplinary Actions Against Four Firms, 9 Individuals |
| 07 Aug 07 |
Skyline Corporation (SKY) |
| 06 Aug 07 |
John W. Schmidlin Joins NYSE Regulation Board of Directors |
| 06 Aug 07 |
NYSE to Suspend American Home Mortgage Investment Corp. Moves to Remove from the List |
| 03 Aug 07 |
NYSE to Suspend HomeBanc Corp. Moves to Remove from the List |
| 01 Aug 07 |
NYSE Suspends Salton, Inc. Moves to Remove from the List |
| 01 Aug 07 |
NYSE Regulation Announces Malitzis and Marchman as Market Surveillance and Enforcement Heads |
| 25 Jul 07 |
Perini Corporation (PCR) |
| 24 Jul 07 |
NYSE Regulation Fines Citigroup Global Markets for
Improper Market Timing of Mutual Funds by Brokers |
| 19 Jul 07 |
NYSE Group Inc. Issues Monthly Short Interest Report |
| 19 Jul 07 |
American Home Mortgage Investment Corp. (AHM) |
| 17 Jul 07 |
New York Stock Exchange To Suspend American Depositary Shares of Rinker Group Ltd. |
| 11 Jul 07 |
NYSE to Resume Trading in SunCom Wireless Holdings Inc. |
| 11 Jul 07 |
NYSE Regulation, Inc. Announces Disciplinary Actions Against Six Firms, 13 Individuals |
| 02 Jul 07 |
NYSE TO SUSPEND, APPLY TO DELIST ABN Amro Mortgage Corporation 8% Class B-3 Certificates due 3/27/2029 |
| 29 Jun 07 |
NYSE Group, Inc. Markets Closed on Wednesday, July 4, 2007 in Observation of Independence Day |
| 28 Jun 07 |
NYSE delayed the opening of three stocks due to erroneous orders sent to the Exchange by a brokerage firm |
| 25 Jun 07 |
NYSE Regulation to Suspend The Bombay Company, Inc., Moves to Remove from the List |
| 21 Jun 07 |
NYSE Group Inc. Issues Monthly Short Interest Report |
| 21 Jun 07 |
NYSE Group Inc. Issues Monthly Short Interest Report |
| 18 Jun 07 |
NYSE Suspends Trading in 8 5/8% Senior Notes of Remy International, Inc. Moves to Remove from the List |
| 14 Jun 07 |
NYSE Regulation, Inc. Announces Disciplinary Actions Against Five Firms, 21 Individuals |
| 12 Jun 07 |
NYSE Member Firms Report First-Quarter 2007 Results |
| 11 Jun 07 |
NYSE Regulation Fines J.J.B. Hilliard, W.L. Lyons, Inc. $1 Million for Sale of Unregistered Securities |
| 31 May 07 |
NEW YORK STOCK EXCHANGE TO SUSPEND, APPLIES TO DELIST THE RELATED SECURITIES OF DUQUESNE LIGHT HOLDINGS, INC. |
| 30 May 07 |
Pennsylvania Real Estate Investment Trust (PEI) |
| 21 May 07 |
NYSE Group Inc. Issues Monthly Short Interest Report |
| 09 May 07 |
NYSE Regulation, Inc. Announces Disciplinary Actions Against One Firm, 11 Individuals |
| 20 Apr 07 |
NYSE to Suspend, Apply to Delist the Related Securities of New Plan Excel Realty Trust, Inc. |
| 19 Apr 07 |
NYSE Group Inc. Issues Monthly Short Interest Report |
| 17 Apr 07 |
NL Industries Inc. (NL) |
| 11 Apr 07 |
NYSE Regulation, Inc. Announces Disciplinary Actions Against Four Firms, Four Individuals |
| 09 Apr 07 |
NYSE to Suspend Trading in Katy Industries, Inc. and Moves to Remove from the List |
| 26 Mar 07 |
Mac-Gray Corporation (TUC) |
| 21 Mar 07 |
NYSE Group Inc. Issues Monthly Short Interest Report |
| 21 Mar 07 |
NYSE to Suspend Trading in Hancock Fabrics, Inc., Moves to Remove from the List |
| 21 Mar 07 |
NYSE To Suspend Trading in ProQuest Co., Moves to Remove from the List |
| 14 Mar 07 |
NYSE Delays Suspension of ECC Capital Corp. |
| 14 Mar 07 |
SEC and NYSE Settle Enforcement Actions Against Goldman Sachs Unit for Role in Customers' Illegal Trading Scheme |
| 13 Mar 07 |
NYSE to Suspend Trading in New Century Financial Corp. and Moves to Remove from the List |
| 12 Mar 07 |
NYSE Regulation Inc. Suspends Trading in ECC Capital Corp., Moves to Remove from the List |
| 12 Mar 07 |
NYSE Reviewing Continued Listing Status of New Century Financial Corp. |
| 08 Mar 07 |
NYSE Regulation, Inc. Announces Disciplinary Actions Against Two Firms, 15 Individuals |
| 06 Mar 07 |
NYSE Group Increases Matched Market Share on First Day of Reg. NMS Trading
--System Message Volume Sets Record-- |
| 22 Feb 07 |
NYSE Group Inc. Issues Monthly Short Interest Report |
| 13 Feb 07 |
NYSE Regulation Announces Continued Trading in Navistar International Corp. During Securities and Exchange Commission Review |
| 12 Feb 07 |
NYSE Regulation to Suspend Trading in R&G Financial Corp. |
| 08 Feb 07 |
NYSE Regulation Fines Deutsche Bank Securities, Inc. $1.275 Million In Two Disciplinary Actions |
| 07 Feb 07 |
NYSE Regulation, Inc. Announces Disciplinary Actions Against Three Firms, Eight Individuals |
| 06 Feb 07 |
NYSE Regulation Takes Disciplinary Actions Against Former President of Specialist Firm, Former Specialist |
| 06 Feb 07 |
NYSE Regulation Announces Decision to Suspend, Apply to Delist, Navistar International Corp. |
| 16 Jan 07 |
NYSE Regulation Fines Seven Specialist Firms $2.8 Million for Trading Violations |
| 10 Jan 07 |
NYSE Regulation, Inc. Announces Disciplinary Actions Against One Firm, 15 Individuals |
| 03 Jan 07 |
NEW YORK STOCK EXCHANGE TO SUSPEND, APPLY TO DELIST THE RELATED SECURITY OF BELLSOUTH CORPORATION, BELLSOUTH TELECOMMUNICATIONS AND CINGULAR WIRELESS |
| 26 Dec 06 |
NYSE to Suspend Trading in Wolverine Tube, Inc.
Moves to Remove from the List |
| 19 Dec 06 |
NYSE Regulation Announces Review of Decision to Remove Navistar International Corporation from the List |
| 15 Dec 06 |
NYSE To Suspend Trading in American Italian Pasta Company |
| 15 Dec 06 |
NYSE and NYSE Arca Suspend Trading in Navistar International Corporation |
| 14 Dec 06 |
NYSE to Suspend Trading in SunCom Wireless Holdings, Inc. |
| 13 Dec 06 |
NYSE Regulation, Inc. Announces Disciplinary Actions Against Seven Firms, Eight Individuals |
| 06 Dec 06 |
NYSE Member Firms Report Third-Quarter 2006 Results |
| 28 Nov 06 |
NASD and NYSE Group Announce Plan to Consolidate Regulation of Securities Firms |
| 08 Nov 06 |
NYSE Regulation, Inc. Announces Disciplinary Actions Against Four Firms, 12 Individuals |
| 07 Nov 06 |
New York Stock Exchange To Suspend Trading of the Global Depositary Shares of Controladora Comercial Mexicana, S.A. de C.V. |
| 06 Nov 06 |
The New York Stock Exchange To Delay the Opening of American Depositary Shares of Embratel Participações S.A |
| 31 Oct 06 |
NYSE to Suspend Trading in Fedders Corporation and
Moves to Remove from the List |
| 31 Oct 06 |
NYSE Arca To Suspend Trading in ZAP Moves to Remove from the List |
| 24 Oct 06 |
- NYSE Adopts Proxy Working Group Recommendation to Eliminate Broker Voting In 2008 - |
| 11 Oct 06 |
NYSE Suspends Trading in National R.V. Holdings, Inc. |
| 11 Oct 06 |
NYSE Regulation, Inc. Announces Disciplinary Actions Against Six Firms, Nine Individuals |
| 05 Oct 06 |
NYSE Regulation Fines CIBC World Markets, Nandra Group and Suspends Allied Member for Stock Loan Violations |
| 02 Oct 06 |
AMREP Corporation (NYSE:AXR) |
| 02 Oct 06 |
NYSE and NYSE Arca To Suspend Trading in Sea Containers Ltd. Moves to Remove from the Lists |
| 28 Sep 06 |
New York Stock Exchange To Delay Trading of the American Depositary Shares of Koor Industries Limited |
| 20 Sep 06 |
NYSE Regulation Receives SEC Approval to Tighten
Classification of Public Arbitrators |
| 13 Sep 06 |
NYSE Regulation, Inc. Announces Disciplinary Actions Against Five Firms, Three Individuals |
| 05 Sep 06 |
NYSE Member Firms Report Second-Quarter 2006 Results |
| 29 Aug 06 |
NYSE Suspends Trading in BKF Capital Group, Inc.
Moves to Remove from the List |
| 29 Aug 06 |
NYSE Group, Inc. To Suspend Common Stock of Mestek, Inc. |
| 28 Aug 06 |
NYSE Regulation Announces $270 Million Action Against Prudential For Facilitating Illegal Mutual Fund Trading Practices |
| 17 Aug 06 |
NYSE Suspends Trading in Falconbridge Limited
Moves to Remove from the List |
| 09 Aug 06 |
NYSE Regulation, Inc. Announces Disciplinary Actions Against 13 Firms, 39 Individuals |
| 08 Aug 06 |
NYSE Regulation Approves Proposal to Allow Single Public Arbitrator to Decide Cases Up to $200,000 |
| 07 Aug 06 |
NYSE Regulation Fines A.G. Edwards & Sons $900,000 for Charging Customers Excessive Account Fees and Other Violations |
| 27 Jul 06 |
NYSE to Suspend Trading in Price Communications Corporation and Moves to Remove from the List |
| 24 Jul 06 |
NYSE Regulation Fines Four Firms $1.25 Million for Violation of SEC Rule on Short Sales |
| 21 Jul 06 |
NYSE Member Firms Report First-Quarter 2006 Results (Corrected) |
| 12 Jul 06 |
NYSE Regulation, Inc. Announces Disciplinary Actions Against Eight Firms, 27 Individuals |
| 10 Jul 06 |
NYSE Regulation, Inc. Fines Van der Moolen Specialists USA, LLC $3.5 million for Stock Loan Violations |
| 07 Jul 06 |
New York Stock Exchange to Delay Trading on the American Depositary Shares of Schering AG |
| 15 Jun 06 |
NYSE Regulation, Inc. Board of Directors Welcomes
Three Additional Members |
| 14 Jun 06 |
NYSE Regulation, Inc.'s Latest Edition of the “NYSE Informed Investor” Series Advises: The Start Of Hurricane Season Is Time For Investors To Be Prepared For Disaster |
| 13 Jun 06 |
NEW YORK STOCK EXCHANGE TO SUSPEND
APPLY TO DELIST WILLIAM LYON HOMES |
| 13 Jun 06 |
NYSE Regulation, Inc. Fines UBS Securities, Goldman Sachs Execution & Clearing, and Credit Suisse Securities (USA) $1.35 Million for Proxy-Handling Violations in Corporate Elections |
| 07 Jun 06 |
NYSE Regulation, Inc. Announces Disciplinary Actions Against 21 Individuals, Six Firms |
| 01 Jun 06 |
AMREP Corporation(AXR) |
| 25 May 06 |
NYSE Regulation “Informed Investor” Advises
What to Do If Your Broker Changes Firms |
| 23 May 06 |
NYSE Regulation Fines Lehman Brothers $400,000 For Inaccurate Short-Interest Reporting of NYSE-Listed Securities |
| 18 May 06 |
Joint Market and Regulation Committee Proposes Candidates for Boards of NYSE Group Subsidiaries |
| 10 May 06 |
NYSE Regulation, Inc. Announces Disciplinary Actions Against Two Individuals, One Firm |
| 09 May 06 |
NYSE Regulation Announces Permanent Bars For Three Former Specialists and Members |
| 05 May 06 |
NEW YORK STOCK EXCHANGE TO SUSPEND, APPLY TO DELIST THE RELATED SECURITY OF BEDFORD PROPERTY INVESTORS, INC. |
| 18 Apr 06 |
NYSE Member Firms Report Fourth-Quarter 2005 Results |
| 12 Apr 06 |
NYSE Regulation, Inc. Announces Disciplinary Actions Against Five Firms, Five Individuals |
| 12 Apr 06 |
New York Stock Exchange To Delay Trading of AutoNation, Inc. |
| 10 Apr 06 |
Ducommun Inc. (DCO) |
| 10 Apr 06 |
NewMarket Corp. (NEU) |
| 05 Apr 06 |
NYSE Regulation Announces Second Annual Securities Conference to be held June 19-20 in New York City |
| 05 Apr 06 |
NYSE Regulation, Inc. Announces Members of its First Board of Directors |
| 31 Mar 06 |
New York Stock Exchange to Suspend, Apply to Delist the Related Security of Maytag Corporation |
| 29 Mar 06 |
Ameron Internation Corporation (AMN) |
| 21 Mar 06 |
NYSE Regulation Announces 5 Year Membership Bar, 9 Month Plenary Suspension and $100,000 Fine Against Former Senior Floor Broker for Improper Floor Orders |
| 16 Mar 06 |
NYSE Regulation Announces $250 Million Action Against Bear, Stearns & Co, Inc. and Bear, Stearns Securities Corp. For Facilitating Illegal Mutual Fund Trading Practices |
| 14 Mar 06 |
American Realty Investors Inc. (ARL) |
| 09 Mar 06 |
NYSE Regulation, Inc. Announces Disciplinary Actions Against 27 Individuals |
| 08 Mar 06 |
NEW YORK STOCK EXCHANGE TO SUSPEND, APPLY TO DELIST THE RELATED SECURITY OF CenterPoint Properties Trust |
| 07 Mar 06 |
NYSE Regulation Announces Retirement of Regina C. Mysliwiec, Senior Vice President and Senior Advisor |
| 15 Feb 06 |
NYSE Regulation Fines Deutsche Bank Securities $1 Million for Failure to Supervise Handling of Customer Proxies |
| 09 Feb 06 |
NYSE Regulation Fines Bear, Stearns & Co. Inc. $1.5 Million
Firm Disciplined for Trading Violations, Failure to Supervise Suspicious Accounts, and Improper Communications During An Internet Road Show |
| 08 Feb 06 |
NYSE Regulation Announces Disciplinary Actions Against Two Firms and Nine Individuals |
| 07 Feb 06 |
NYSE Regulation Announces Web-Based Tool for Continuing Education and Training of Securities Industry Professionals |
| 31 Jan 06 |
NYSE Regulation Announces Settlements with 20 Firms for Systemic Operational Failures and Supervisory Violations |
| 23 Jan 06 |
NYSE Regulation to File Proposed Rule on Business Entertainment Rule with SEC |
| 20 Jan 06 |
NYSE to Suspend Trading in AirNet Systems, Inc.
as it Moves from the NYSE to AMEX |
| 18 Jan 06 |
New York Stock Exchange To Suspend, Apply To Delist The Related Security Of Criimi Mae Inc. |
| 12 Jan 06 |
MicroFinancial Incorporated Moves from the NYSE to the AMEX |
| 12 Jan 06 |
NYSE Regulation Announces a Joint Disciplinary Action Against UBS Financial Services, Inc. for Failure to Supervise Improper Market-Timing of Mutual Funds by Brokers -- Total Payment of $49.5 million Includes Disgorgement to Compensate Firm’s Customers |
| 11 Jan 06 |
NYSE Regulation Announces Disciplinary Actions Against Two Firms and Fourteen Individuals |
| 06 Jan 06 |
New York Stock Exchange To Suspend The American Depositary Shares
of Jilin Chemical Industrial Company Limited |
| 06 Jan 06 |
NYSE Member Firms Report Third-Quarter 2005 Results |
| 29 Dec 05 |
NYSE Regulation Announces Two Disciplinary Actions Against Oppenheimer & Co. Inc. |
| 28 Dec 05 |
NYSE to Suspend Trading in Vesta Insurance Group, Inc. Moves to Remove from the List |
| 15 Dec 05 |
NYSE to Immediately Suspend Trading in Common Stock of Integrated Electrical Services, Inc. |
| 12 Dec 05 |
NYSE Regulation Requires David A. Noyes & Co. to Pay $550,000 For Unsuitable Sales of Variable Annuities to Customers and Establishes Customer Restitution Procedures |
| 08 Dec 05 |
NYSE Regulation Announces Background Media Briefing: 2005 Year-in-Review |
| 07 Dec 05 |
NYSE Regulation Announces Disciplinary Actions Against One Member Firm and Six Individuals |
| 05 Dec 05 |
YSE To Suspend Trading in Calpine Corporation and To Move to Delist |
| 01 Dec 05 |
NYSE Arbitration Receives SEC Approval to Provide Public Investors and Non-Members Choice of Arbitrator Selection Method |
| 17 Nov 05 |
NYSE Selects Citigroup Corporate and Investment Banking As Independent Financial Expert to Provide Opinion on Fairness of Proposed NYSE/Archipelago Merger |
| 16 Nov 05 |
NYSE TO SUSPEND, APPLY TO DELIST QWEST SERVICES CORPORATION 14% SENIOR SUBORDINATED SECURED NOTES DUE DECEMBER 15, 2014 |
| 16 Nov 05 |
NYSE Regulation Announces Disciplinary Actions Against Nomura Securities |
| 15 Nov 05 |
NYSE Regulation Fines Charles Schwab & Co. $1,000,000 For Failing to Supervise and Protect Customer Assets |
| 11 Nov 05 |
NYSE Media Statement Regarding MeriStar Hospitality Corp. (MHX) |
| 09 Nov 05 |
NYSE Regulation Announces Disciplinary Actions Against One Member Firm and Three Individuals |
| 08 Nov 05 |
NYSE Suspends Trading Immediately in OCA, Inc. |
| 02 Nov 05 |
NYSE Regulation Fines Lehman Brothers $500,000 for Failing to Reasonably Supervise Trading at the Close |
| 01 Nov 05 |
NYSE to Suspend Trading in Silicon Graphics, Inc.
Moves to Remove from the List |
| 24 Oct 05 |
NYSE to Suspend Trading in Whitehall Jewellers, Inc.
Moves to Remove from the List |
| 19 Oct 05 |
NYSE Regulation Censures and Permanently Bars Former Floor Clerk Frank J. Furino For Securities Fraud Violations |
| 18 Oct 05 |
New York Stock Exchange Suspends Trading and Moves to Delist Refco Inc. |
| 18 Oct 05 |
NYSE to Suspend Trading in Tasty Baking Corporation Moves to Remove from the List |
| 13 Oct 05 |
New York Stock Exchange to Continue Trading Halt of Refco Inc. |
| 12 Oct 05 |
NYSE Media Statement Regarding TransMontaigne Inc. (TMG) |
| 12 Oct 05 |
NYSE Regulation Announces Disciplinary Actions Against Two Member Firms and Nine Individuals |
| 11 Oct 05 |
NYSE to Suspend Trading in Common Stock and Related Securities of Delphi Corporation Moves to Remove from the List |
| 10 Oct 05 |
New York Stock Exchange to Continue the Trading Halt in the NY Registry Shares of Royal Dutch Petroleum Company |
| 07 Oct 05 |
NYSE to Suspend Trading in The Boyds Collection, Ltd. and
Moves to Remove from the List |
| 07 Oct 05 |
New York Stock Exchange to Suspend Trading in Delta Air Lines, Inc. and Other Securities and Moves to Remove From the List |
| 06 Oct 05 |
NASD, NYSE REGULATION, and NASAA Applaud SEC Approval of New, Uniform Definition of “Branch Office” and Centralized Registration System
Action to Reduce Regulatory Burden on Firms Result of Joint Initiative |
| 03 Oct 05 |
New York Stock Exchange Halted Trading in the NY Registry Shares of Royal Dutch Petroleum Company |
| 16 Sep 05 |
NYSE Media Statement Regarding Saks Inc. (SKS) |
| 15 Sep 05 |
NYSE Media Statement Bairnco Corp.(BZ) |
| 15 Sep 05 |
NYSE to Suspend Trading in the Debt and Derivative Securities of Northwest Airlines Inc. Moves to Remove from the List |
| 15 Sep 05 |
New York Stock Exchange Reviewing Continued Listing Status of Delta Air Lines, Inc. |
| 14 Sep 05 |
New York Stock Exchange Has Halted Trading of Catellus Development Corporation. (CDX) |
| 07 Sep 05 |
NYSE to Suspend Trading in Nashua Corporation
Moves to Remove from the List |
| 07 Sep 05 |
NYSE Regulation Announces Disciplinary Actions Against Four Individuals |
| 06 Sep 05 |
NYSE Media Statement Regarding Specialty Laboratories Inc. (SP) |
| 30 Aug 05 |
New York Stock Exchange Has Halted Trading of Premcor Inc. (PCO) |
| 15 Aug 05 |
NYSE Media Statement Regarding Downey Financial Corp. (DSL) |
| 15 Aug 05 |
NYSE Regulation Fines Merrill Lynch $10 million for Failure to Deliver Customer Prospectuses, Among Other Supervisory and Operational Failures |
| 10 Aug 05 |
NYSE Regulation Announces Disciplinary Actions Against Four Individuals |
| 08 Aug 05 |
NYSE Media Statement Regarding Saks Inc. (SKS) |
| 27 Jul 05 |
NYSE Media Statement Regarding Delta Air Lines Inc. (DAL) |
| 27 Jul 05 |
NYSE Regulation’s New Fee-Based Accounts Rule Requires Significant Disclosure by Member Firms |
| 26 Jul 05 |
NYSE Regulation, NASD and U.K. Securities & Investment Institute Agree to Create New, International Securities Qualification Exam |
| 21 Jul 05 |
Draft S-4 Registration Statement (Draft Proxy Statement) on NYSE-ARCHIPELAGO Proposed Merger Filed with Securities and Exchange Commission |
| 18 Jul 05 |
NYSE Media Statement Regarding American Real Estate Partners (ACP) |
| 13 Jul 05 |
NYSE Regulation Announces Disciplinary Actions Against Four Member Firms and 15 Individuals |
| 12 Jul 05 |
NYSE Media Statement Regarding AK Steel Holding Corp. (AKS) |
| 07 Jul 05 |
NYSE To Suspend The 9.00% Senior Notes Due 2012 of Chesapeake Energy Corporation |
| 23 Jun 05 |
New York Stock Exchange To Suspend The American Depositary Receipts of WMC Resources Limited |
| 20 Jun 05 |
NYSE.com Now Accepting Online Complaints, Inquiries |
| 08 Jun 05 |
NYSE Regulation Announces Disciplinary Actions Against Two Member Firms and 13 Individuals |
| 07 Jun 05 |
NYSE Suspends Trading in Three-Five Systems, Inc.
Moves to Remove from the List |
| 26 May 05 |
NYSE Proposes Changes to Specialist Capital Requirements |
| 23 May 05 |
NYSE Media Statement Regarding Franklin Covey Co. (FC) |
| 20 May 05 |
New York Stock Exchange To Suspend, Apply to Delist American Depository Shares of Banco Bilbao Vizcaya Argentaria, Chile - Ticker Symbol BB |
| 12 May 05 |
NYSE To Suspend Trading in Collins & Aikman Corporation Moves to Remove from the List |
| 11 May 05 |
NYSE Regulation Announces Disciplinary Actions Against Two Member Firms and Six Individuals |
| 20 Apr 05 |
New York Stock Exchange and Archipelago Exchange Agree to Merge — NYSE Group, Inc. Will Become a Publicly Held Company — |
| 18 Apr 05 |
NYSE Regulation Announces First Annual Securities Conference |
| 13 Apr 05 |
NYSE Regulation Announces Disciplinary Actions Against One Member Firm and Seven Individuals |
| 12 Apr 05 |
New York Stock Exchange Statement Regarding the SEC's Censure |
| 07 Apr 05 |
NYSE To Suspend Trading in Advanced Marketing Services, Inc.
Moves to Remove from the List |
| 07 Apr 05 |
Marshall N. Carter Elected Chairman of New York Stock Exchange |
| 05 Apr 05 |
NYSE To Observe Moment of Silence In Honor of Pope John Paul II |
| 01 Apr 05 |
NYSE To Suspend Trading in Key Energy Services, Inc. Moves to Remove from the List |
| 16 Mar 05 |
NYSE Announces 2004 Financial Results |
| 16 Mar 05 |
NYSE Issues 2004 Annual Report and
Proxy Statement To Members for Annual Meeting and Election |
| 11 Mar 05 |
New York Stock Exchange To Halt Trading of The American Depositary Shares of mmO2 plc. |
| 09 Mar 05 |
NYSE Regulation Charges Former Trading Floor Clerk Frank J. Furino with Securities Fraud |
| 09 Mar 05 |
NYSE Regulation Announces Disciplinary Actions Against Two Member Firms and 17 Individuals |
| 08 Mar 05 |
NYSE Suspends Trading in WHX Corporation
Moves to Remove from the List |
| 08 Mar 05 |
NYSE Regulation Fines Merrill Lynch, Pierce, Fenner & Smith Incorporated $13.5 million |
| 07 Mar 05 |
NYSE Media Statement Regarding Valhi Inc. |
| 22 Feb 05 |
NYSE Suspends Trading in Winn-Dixie Stores, Inc.
Moves to Remove from the List |
| 18 Feb 05 |
New York Stock Exchange Nominates 10 For Election to Board of Directors |
| 14 Feb 05 |
NYSE Regulation Fines J.P. Morgan Securities $2.1 million |
| 09 Feb 05 |
NYSE Launches Corporate-Governance Web Site and Database for Exchange-Listed Companies |
| 09 Feb 05 |
NYSE Announces Disciplinary Actions Against Two Firms and Four Individuals |
| 08 Feb 05 |
NYSE to Suspend Trading in MSC.Software Corporation Moves to Remove from the List |
| 02 Feb 05 |
NYSE to Suspend Trading in Tower Automotive, Inc. and Moves to Remove from the List |
| 14 Jan 05 |
NYSE to Suspend, Apply to Delist, TransTechnology Corporation |
| 12 Jan 05 |
New York Stock Exchange Comments on SEC Reg NMS; Supports Protecting Best Bid and Offer in Each Market |
| 12 Jan 05 |
NYSE Announces Disciplinary Actions Against Seven Member Firms and 15 Individuals |
| 10 Jan 05 |
Southwest Securities To Pay $10 Million To Settle SEC AND NYSE Supervision Charges, Relating To Fraudulent Market Timing and Late Trading By Southwest Registered Representatives |
| 06 Jan 05 |
NYSE Announces Officer Promotions |
| 03 Jan 05 |
New York Stock Exchange Announces $1 Million Donation to Tsunami Relief Efforts |
| 31 Dec 04 |
NYSE 2004 Year-In-Review: New York Composite Index (NYA) Ends 2004 Up 12.6% |
| 22 Dec 04 |
Edward Jones to Pay $75 Million to Settle Revenue Sharing Charges |
| 08 Dec 04 |
NYSE Announces Disciplinary Actions Against Seven Individuals |
| 10 Nov 04 |
NYSE Announces Disciplinary Actions Against Four Member Firms and Ten Individuals |
| 01 Nov 04 |
SEC and NYSE Appoint Heffler Radetich as Fund Administrator in NYSE Specialist Cases |
| 13 Oct 04 |
NYSE Announces Disciplinary Actions Against Four Member Firms and 12 Individuals |
| 11 Oct 04 |
NYSE Names John F. Malitzis Vice President, Specialist Surveillance |
| 22 Sep 04 |
NYSE Regulation Announces a $19 Million Agreement with Morgan Stanley Citing Failure to Deliver Customer Prospectuses and Other Supervisory and Operational Failures |
| 08 Sep 04 |
NYSE Announces Disciplinary Actions Against 11 Individuals |
| 07 Sep 04 |
NYSE Appoints Regina C. Mysliwiec Special Advisor to Chief Regulatory Officer |
| 26 Aug 04 |
Deutsche Bank Securities Inc. and Thomas Weisel Partners LLC Settle Enforcement Actions Involving Conflicts of Interest Between Research and Investment Banking |
| 11 Aug 04 |
NYSE Announces Disciplinary Actions Against Five Firms and Nine Individuals |
| 26 Jul 04 |
Settlement Reached with Two Specialist Firms For Violating Federal Securities Laws and NYSE® Regulations |
| 07 Jul 04 |
NYSE® Announces Disciplinary Actions Against 16 Individuals |
| 09 Jun 04 |
NYSE Announces Disciplinary Actions Against Three Member Firms and 18 Individuals |
| 26 May 04 |
NYSE Appoints Grace B. Vogel Executive Vice President of Member Firm Regulation |
| 18 May 04 |
NYSE Appoints Susan L. Merrill Executive Vice President of Enforcement
and Promotes Robert A. Marchman to Senior Vice President |
| 12 May 04 |
NYSE Announces Disciplinary Actions Against Five Member Firms and 14 Individuals |
| 07 Apr 04 |
NYSE Announces Disciplinary Actions Against Three Member Firms and 16 Individuals |
| 02 Mar 04 |
Richard G. Ketchum to Assume Role as NYSE Chief Regulator Effective March 8 |
| 25 Feb 04 |
NYSE Announces Disciplinary Actions Against Seven Member Firms and Six Individuals |
| 28 Jan 04 |
NYSE Announces Disciplinary Actions Against One Member Firm and 15 Individuals |
| 08 Jan 04 |
NYSE Board Names Richard G. Ketchum as Chief Regulatory Officer And Takes Other Regulatory Actions |
