NEW YORK, February 13, 2009—NYSE Regulation, Inc., today announced Monthly Disciplinary Actions for February 2009. NYSE Regulation undertakes disciplinary actions to enforce violations of NYSE and NYSE Alternext US rules and federal securities laws by member organizations, as well as current and former employees of those organizations. There are two enforcement actions announced this month: one NYSE action and one NYSE Alternext US action. Here is the link to the February 2009 announcements page: http://www.nyse.com/DiscAxn/discAxn_02_2009.html# About NYSE Regulation NYSE Regulation, Inc., is a not-for-profit corporation dedicated to strengthening market integrity and investor protection. A subsidiary of NYSE Euronext (NYSE Euronext: NYX), the organization regulates equities and options trading and listing compliance for the NYSE Group: the New York Stock Exchange, NYSE Arca, and NYSE Alternext US. For more information, visit nyse.com/regulation . Scott Peterson \ Managing Director, Communications \ NYSE Regulation + NYSE Euronext \ 212.656.4089 \ 646.283.6710 cell
|