News Releases

NYSE Regulation undertakes disciplinary actions to enforce violations of NYSE rules and federal securities laws by member organizations, NYSE Arca rules and federal securities laws by permit holders, as well as current and former employees of those organizations.

There are four enforcement actions announced this month: one NYSE case against a firm, one NYSE case against a floor employee, and two NYSE Arca actions against a permit holder (one for equities, another for options).

Here is the link to the December 2008 announcements page:

http://www.nyse.com/DiscAxn/discAxn_12_2008.html#

About NYSE Regulation

NYSE Regulation, Inc., is a not-for-profit corporation dedicated to strengthening market integrity and investor protection. A subsidiary of NYSE Euronext (NYSE Euronext: NYX), the organization regulates trading and listing compliance on the NYSE Group: the New York Stock Exchange, NYSE Arca, and NYSE Alternext US. For more information, visit nyse.com/regulation.

Scott Peterson \ Managing Director, Communications \ NYSE Regulation + NYSE Euronext \ 212.656.4089 \ 646.283.6710 cell