News Releases

NYSE Regulation Announces October Disciplinary Actions

New York, October 8, 2008—NYSE Regulation, Inc. today announced Monthly Disciplinary Actions for October 2008. NYSE Regulation undertakes disciplinary action to enforce violations of NYSE rules and federal securities laws by member organizations, NYSE Arca rules and federal securities laws by permit holders, as well as current and former employees of those organizations.

There are two enforcement actions announced this month: one NYSE case against a firm and one NYSE Arca actions against a permit holder.

Here is the link to the October 2008 announcements page:

http://www.nyse.com/DiscAxn/discAxn_10_2008.html#

About NYSE Regulation

NYSE Regulation, Inc. is a not-for-profit corporation dedicated to strengthening market integrity and investor protection. A subsidiary of NYSE Euronext (NYSE Euronext: NYX), the organization regulates the New York Stock Exchange and oversees regulation of NYSE Arca and NYSE Alternext US.

Trading violations that occur on or through the systems and facilities of the NYSE Group are investigated and prosecuted by NYSE Regulation’s Enforcement division. All enforcement actions filed with the NYSE Hearing Board by NYSE Enforcement prior to the July 30, 2007, FINRA consolidation will be prosecuted under NYSE Rules and federal securities laws until concluded. For more information visit nyse.com/regulation.

Scott Peterson \ Managing Director, Communications \ NYSE Regulation + NYSE Euronext \ 212.656.4089 \ 646.283.6710 cell

Contact: Scott Peterson
Phone: 212.656.4089
Email: speterson@nyx.com