News Releases

NYSE Regulation Announces September Disciplinary Actions Against Three Firms and Three Individuals

New York, September 10 , 2008 --NYSE Regulation, Inc. today announced Monthly Disciplinary Actions for September 2008. NYSE Regulation undertakes disciplinary action to enforce violations of NYSE rules and federal securities laws by member organizations, NYSE Arca rules and federal securities laws by permit holders, as well as current and former employees of those organizations.

There are six enforcement actions announced this month; one NYSE case against a firm, three NYSE cases against individuals, and two NYSE Arca actions against firms (permit holder).

Here is the link to the September 2008 announcements page:

http://www.nyse.com/DiscAxn/discAxn_09_2008.html#

About NYSE Regulation

NYSE Regulation, Inc. is a not-for-profit corporation dedicated to strengthening market integrity and investor protection. A subsidiary of NYSE Euronext (NYSE Euronext: NYX), the organization consists of three divisions: Market Surveillance, Enforcement and Risk, and Listed Company Compliance.

Trading violations that occur on or through the systems and facilities of the NYSE Group are investigated and prosecuted by NYSE Regulation’s Enforcement division. All enforcement actions filed with the NYSE Hearing Board by NYSE Enforcement prior to July 30, 2007 , FINRA consolidation will be prosecuted under NYSE Rules and federal securities laws until concluded. For more information, visit our Web site at www.nyseregulation.com.

Contact: Scott Peterson
Phone: 212.656.4089
Email: speterson@nyx.com