News Releases

NYSE Regulation Announces June Disciplinary Actions Against 3 Firms and 6 Individuals

New York, June 11, 2008 -- NYSE Regulation, Inc. today announced Monthly Disciplinary Actions for June 2008. NYSE Regulation undertakes disciplinary action to enforce violations of NYSE rules and federal securities laws by member organizations, NYSE Arca rules and federal securities laws by trading permit holders, as well as current and former employees of those organizations.

There are nine enforcement actions this month: six NYSE cases against individuals, two NYSE cases against member firms, and one NYSE Arca action against a firm.

Here is the link to the June 2008 announcements page:

http://www.nyse.com/DiscAxn/discAxn_06_2008.html#

About NYSE Regulation

NYSE Regulation, Inc. is a not-for-profit corporation dedicated to strengthening market integrity and investor protection. A subsidiary of NYSE Euronext (NYSE Euronext: NYX), the organization consists of three divisions: Market Surveillance, Enforcement and Risk, and Listed Company Compliance.

On July 30, 2007, NYSE Regulation’s member regulation oversight functions were consolidated with NASD to form the Financial Industry Regulatory Authority (FINRA). Trading violations that occur on or through the systems and facilities of the NYSE Group will continue to investigated and prosecuted by NYSE Regulation’s Enforcement division. All enforcement actions filed with the NYSE Hearing Board by NYSE Enforcement prior to the consolidation will be prosecuted under NYSE Rules and federal securities laws until concluded. For more information, visit our Web site at www.nyseregulation.com.

Contact: Scott Peterson
Phone: 212.656.4089
Email: speterson@nyx.com