News Releases

 
NYSE Regulation Announces Disciplinary Actions Against Two Firms and Fourteen Individuals
NEW YORK, Jan. 11, 2006 -- This is NYSE Regulation's Disciplinary Actions announcement for January 2006

Here is the link to the January detail pages:
http://www.nyse.com/DiscAxn/discAxn_01_2006.html

Link to the sortable Index page:
http://www.nyse.com/DiscAxn/discAxnIndex.html

Please note the new format and presentation of NYSE Regulation's Disciplinary Actions web page found at nyseregulation.com.  We have upgraded the technology used to process and publish these important news items.  With these improvements, visitors to nyseregulation.com will be able to more thoroughly sort and search through the hearing panel decisions.

 
 
Contact:
 
Brendan D. Intindola
Communications Manager
New York Stock Exchange
office: 212.656.4236
mobile: 646.942.7325
bintindola@nyse.com