|
SR-NYSEArca-2013-65; Filed:
19 Jun 2013.
Proposal to amend Exchange Rule 6.91 to modify the information disseminated at the initiation of a Complex Order Auction. (pdf)
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|
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SR-NYSEArca-2013-64; Filed:
18 Jun 2013.
Proposal to amend the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services (the “Fee Schedule”) to change the monthly fees for the use of certain ports. The Exchange proposes to implement the fee changes on July 1, 2013. (pdf)
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SR-NYSEArca-2013-63; Filed:
19 Jun 2013.
Proposal to make permanent its pilot program regarding minimum value sizes for flexible exchange options, currently scheduled to expire on March 31, 2014. (pdf)
|
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|
SR-NYSEArca-2013-62; Filed:
14 Jun 2013.
Proposed Rule Change Relating to a Corporate Transaction in which Its Indirect Parent, NYSE Euronext, Will Become a Wholly Owned Subsidiary of IntercontinentalExchange Group, Inc. (pdf)
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|
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SR-NYSEArca-2013-61; Filed:
11 Jun 2013.
Proposes to list and trade units of the First Trust Gold Trust (pursuant to NYSE Arca Equities Rule 8.201. (pdf)
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|
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SR-NYSEArca-2013-60; Filed:
12 Jun 2013.
Proposal to list and trade shares of Market Vectors Low Volatility Commodity ETF and Market Vectors Long Short Commodity ETF under NYSE Arca Equities Rule 8.200 (pdf)
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|
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SR-NYSEArca-2013-59; Filed:
10 Jun 2013.
Proposal to amend Commentary .02 to NYSE Arca Options Rule 6.72 in order to extend the Penny Pilot in options classes in certain issues (“Pilot Program”) previously approved by the Securities and Exchange Commission (“Commission”) through December 31, 2013. (pdf)
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|
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04 Jun 2013 Approval
of:
SR-NYSEArca-2013-57; Release No.
34-69691--
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending Its Program That Allows Transactions To Take Place At A Price That Is Below $1 Per Option Contract Until January 5, 2014
(pdf)
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|
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Federal Register Publication
of: SR-NYSEArca-2013-57 - 78 FR 34679
(10 Jun 2013) (pdf)
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SR-NYSEArca-2013-57; Filed:
24 May 2013.
Release No. 34-69691 --
Proposal to extend its program that allows transactions to take place at a price that is below $1 per option contract until January 5, 2014. (pdf)
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SR-NYSEArca-2013-56; Filed:
21 May 2013.
Proposal to list and trade the shares of the following under NYSE Arca Equities Rule 8.600 (“Managed Fund Shares”): PowerShares China A-Share Portfolio (pdf)
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04 Jun 2013 Approval
of:
SR-NYSEArca-2013-55; Release No.
34-69690--
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule to Change the Monthly Fees for Option Trading Permits and Raise the Fee Cap that Applies to Certain Firm and Broker Dealer Open Outcry Executions
(pdf)
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|
|
Federal Register Publication
of: SR-NYSEArca-2013-55 - 78 34681
(10 Jun 2013) (pdf)
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SR-NYSEArca-2013-55; Filed:
21 May 2013.
Release No. 34-69690 --
Proposal to amend the NYSE Arca Options Fee Schedule to change the monthly fees for Option Trading Permits and raise the fee cap that applies to certain Firm and Broker Dealer open outcry executions. The Exchange proposes to make the fee changes operative on June 1, 2013. (pdf)
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30 May 2013 Approval
of:
SR-NYSEArca-2013-54; Release No.
34-69674--
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rule 6.91 to Remove Provisions Governing How the Complex Matching Engine Handles Electronic Complex Orders That Contain a Stock Leg
(pdf)
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Federal Register Publication
of: SR-NYSEArca-2013-54 - 78 FR 33869
(05 Jun 2013) (pdf)
|
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SR-NYSEArca-2013-54; Filed:
17 May 2013.
Release No. 34-69674 --
Proposal to amend Exchange
Rule 6.91 to remove provisions governing how the Complex Matching Engine (“CME”) handles Electronic Complex Orders that contain a stock leg.
(pdf)
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SR-NYSEArca-2013-52; Filed:
15 May 2013.
Proposal to List and Trade Shares of the Following Under NYSE Arca Equities Rule 8.600 (“Managed Fund Shares”): First Trust Morningstar Futures Strategy Fund (pdf)
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28 May 2013 Approval
of:
SR-NYSEArca-2013-51; Release No.
34-69641--
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE Arca Options Rule 6.62(cc) to Remove References to Functionality Described as the Post No Preference Light Only Quotation
(pdf)
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|
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Federal Register Publication
of: SR-NYSEArca-2013-51 - 78 FR 33134
(03 Jun 2013) (pdf)
|
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SR-NYSEArca-2013-51; Filed:
16 May 2013.
Release No. 34-69641 --
Proposal to delete NYSE Arca Options Rule 6.62(cc) to remove references to functionality described as the Post No Preference Light Only Quotation (“PNPLO Quotation”). (pdf)
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|
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15 May 2013 Approval
of:
SR-NYSEArca-2013-50; Release No.
34-69584--
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Listing Standards for Equity Index-Linked Securities in NYSE Arca Equities Rule 5.2(j)(6)
(pdf)
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|
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Federal Register Publication
of: SR-NYSEArca-2013-50 - 78 FR 29804
(21 May 2013) (pdf)
|
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SR-NYSEArca-2013-50; Filed:
08 May 2013.
Release No. 34-69584 --
Proposal to amend the listing standards for Equity Index-Linked Securities in NYSE Arca Equities Rule 5.2(j)(6). (pdf)
|
|
|
SR-NYSEArca-2013-48; Filed:
01 May 2013.
Proposal to list and trade shares of the iShares Dow Jones-UBS Roll Select Commodity Index Trust under NYSE Arca Equities Rule 8.200 (pdf)
|
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SR-NYSEArca-2013-48; Filed:
01 May 2013.
Partial Amendment No. 1 (pdf)
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10 May 2013 Approval
of:
SR-NYSEArca-2013-47; Release No.
34-69554--
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing Non-Display Usage Fees and Amending the Professional End-User Fees for NYSE Arca Options Market Data
(pdf)
|
|
|
SR-NYSEArca-2013-47; Filed:
01 May 2013.
Release No. 34-69554 --
Proposal to Establish Non-Display Usage Fees and to Amend Professional End-User Fees for NYSE Arca Options Market Data (pdf)
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|
|
01 May 2013 Approval
of:
SR-NYSEArca-2013-46; Release No.
34-69487--
Notice of Filing and Immediate Effectiveness
of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule to Raise the Take
Liquidity Fee for Firm and Broker Dealer Electronic Executions in Penny Pilot Issues
(pdf)
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|
|
Federal Register Publication
of: SR-NYSEArca-2013-46 - 78 FR 26674
(07 May 2013) (pdf)
|
|
|
SR-NYSEArca-2013-46; Filed:
30 Apr 2013.
Release No. 34-69487 --
Proposal to amend the NYSE Arca Options Fee Schedule to raise the Take Liquidity fee for Firm and Broker Dealer electronic executions in Penny Pilot Issues (pdf)
|
|
|
07 May 2013 Approval
of:
SR-NYSEArca-2013-45; Release No.
34-69527--
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.11(a)(6)(C) to add Inside Limit Orders as Eligible for Repricing Instructions
(pdf)
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|
|
Federal Register Publication
of: SR-NYSEArca-2013-45 - 78 FR 28008
(13 May 2013) (pdf)
|
|
|
SR-NYSEArca-2013-45; Filed:
23 Apr 2013.
Release No. 34-69527 --
Proposal to amend NYSE Arca Equities Rule 7.11(a)(6)(C) to add Inside Limit Orders as eligible for repricing instructions. (pdf)
|
|
|
02 May 2013 Approval
of:
SR-NYSEArca-2013-44; Release No.
34-69503--
Notice of Filing and Immediate Effectiveness
of Proposed Rule Change Amending Its Schedule of Fees and Charges for Exchange Services to
Amend Step Up Tier 2 to Reduce the Volume Threshold Requirements Needed To Be Eligible for The Tier
(pdf)
|
|
|
SR-NYSEArca-2013-44; Filed:
22 Apr 2013.
Release No. 34-69503 --
Proposal to amend its Schedule of Fees and Charges for Exchange Services (“Fee Schedule”) to amend Step Up Tier 2 to reduce the volume threshold requirements needed to be eligible for the tier. (pdf)
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|
|
SR-NYSEArca-2013-42; Filed:
11 Jun 2013.
Proposal to amend Rule 6.72 to make permanent the Penny Trading Program for Options (pdf)
|
|
|
06 May 2013 Approval
of:
SR-NYSEArca-2013-41; Release No.
34-69523--
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing a Schedule of the NYSE Arca Options Proprietary Market Data Fees
(pdf)
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|
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SR-NYSEArca-2013-41; Filed:
25 Apr 2013.
Release No. 34-69523 --
Proposal to establish a schedule of NYSE Arca Options Proprietary Market Data Fees (pdf)
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23 Apr 2013 Approval
of:
SR-NYSEArca-2013-40; Release No.
34-69436--
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.11 Clarifying the Exchange's Treatment of Discretionary Orders that have Discretionary Prices Outside of the Limit Up-Limit Down Price Bands
(pdf)
|
|
|
Federal Register Publication
of: SR-NYSEArca-2013-40 - 78 FR 25508
(01 May 2013) (pdf)
|
|
|
SR-NYSEArca-2013-40; Filed:
10 Apr 2013.
Release No. 34-69436 --
Proposal to amend NYSE Arca Equities Rule 7.11 to clarify the Exchange’s treatment of Discretionary Orders that have discretionary prices outside the Price Bands. (pdf)
|
|
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17 Apr 2013 Approval
of:
SR-NYSEArca-2013-38; Release No.
34-69389--
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to Remove Certain Obsolete Text
(pdf)
|
|
|
Federal Register Publication
of: SR-NYSEArca-2013-38 - 78 FR 23968
(23 Apr 2013) (pdf)
|
|
|
SR-NYSEArca-2013-38; Filed:
04 Apr 2013.
Release No. 34-69389 --
Proposal to amend the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services (the “Fee Schedule”) to remove certain obsolete text related to a fee that is no longer charged by the Exchange and a credit that is no longer offered by the Exchange. (pdf)
|
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05 Apr 2013 Approval
of:
SR-NYSEArca-2013-37; Release No.
34-69315--
Notice of Filing of Proposed Rule Change Establishing Non-Display Usage Fees for NYSE Arca Integrated Feed, NYSE ArcaBook, NYSE Arca Trades, and NYSE Arca BBO, and a Redistribution Fee for NYSE ArcaBook
(pdf)
|
|
|
Federal Register Publication
of: SR-NYSEArca-2013-37 - 78 FR 21668
(11 Apr 2013) (pdf)
|
|
|
SR-NYSEArca-2013-37; Filed:
28 Mar 2013.
Release No. 34-69315 --
Proposal to establish non-display usage fees for NYSE Arca Integrated Feed, NYSE ArcaBook, NYSE Arca Trades, and NYSE Arca BBO, all of which will be operative on April 1, 2013, and a redistribution fee for NYSE ArcaBook, which will be operative on July 1, 2013. (pdf)
|
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04 Apr 2013 Approval
of:
SR-NYSEArca-2013-36; Release No.
34-69311--
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Standard Options Transaction Fees
(pdf)
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|
|
Federal Register Publication
of: SR-NYSEArca-2013-36 - 78 FR 21452
(10 Apr 2013) (pdf)
|
|
|
SR-NYSEArca-2013-36; Filed:
27 Mar 2013.
Release No. 34-69311 --
Proposal to modify options transaction fees. (pdf)
|
|
|
06 Jun 2013 Approval
of:
SR-NYSEArca-2013-34; Release No.
34-69706--
Order Granting Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, to Implement a One-Year Pilot Program for Issuers of Certain Exchange-Traded Products Listed on the Exchange
(pdf)
|
|
|
Federal Register Publication
of: SR-NYSEArca-2013-34 - 78 FR 35340
(12 Jun 2013) (pdf)
|
|
|
SR-NYSEArca-2013-34; Filed:
21 Mar 2013.
Release No. 34-69706 --
Proposal to create a one-year pilot program for issuers of certain exchange-traded products listed on the Exchange (pdf)
|
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|
SR-NYSEArca-2013-34; Filed:
05 Apr 2013.
Release No. 34-69706 --
Amendment No. 1 (pdf)
|
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|
SR-NYSEArca-2013-34; Filed:
29 May 2013.
Release No. 34-69706 --
Amendment No. 2 (pdf)
|
|
|
16 May 2013 Approval
of:
SR-NYSEArca-2013-33; Release No.
34-69591--
Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to List and Trade the International Bear ETF under NYSE Arca Equities Rule 8.600
(pdf)
|
|
|
Federal Register Publication
of: SR-NYSEArca-2013-33 - 78 FR 30372
(22 May 2013) (pdf)
|
|
|
SR-NYSEArca-2013-33; Filed:
21 Mar 2013.
Release No. 34-69591 --
Proposal to list and trade the following under NYSE Arca Equities Rule 8.600 (“Managed Fund Shares”): International Bear ETF. (pdf)
|
|
|
SR-NYSEArca-2013-33; Filed:
03 Apr 2013.
Release No. 34-69591 --
Partial Amendment No. 1 (pdf)
|
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|
04 Apr 2013 Approval
of:
SR-NYSEArca-2013-32; Release No.
34-69305--
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services
(pdf)
|
|
|
Federal Register Publication
of: SR-NYSEArca-2013-32 - 78 FR 21443
(10 Apr 2013) (pdf)
|
|
|
SR-NYSEArca-2013-32; Filed:
25 Mar 2013.
Release No. 34-69305 --
Proposal to amend its Schedule of Fees and Charges for Exchange Services to amend Step Up Tier 1 and Step Up Tier 2 to increase the volume threshold requirements needed to be eligible for each respective tier; amend the Cross-Asset Tier to replace the numeric benchmark needed to be eligible for the tier with a benchmark based on a percentage of options contract volume (pdf)
|
|
|
04 Apr 2013 Approval
of:
SR-NYSEArca-2013-31; Release No.
34-69299--
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing Certain Fees for the NYSE Arca Trades and NYSE Arca Realtime Reference Prices Market Data Products
(pdf)
|
|
|
Federal Register Publication
of: SR-NYSEArca-2013-31 - 78 FR 21436
(10 Apr 2013) (pdf)
|
|
|
SR-NYSEArca-2013-31; Filed:
22 Mar 2013.
Release No. 34-69299 --
Proposal to establish certain fees for the NYSE Arca Trades and NYSE Arca Realtime Reference Prices (“NYSE Arca RRP”) market data products.
(pdf)
|
|
|
02 Apr 2013 Approval
of:
SR-NYSEArca-2013-30; Release No.
34-69274--
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing the NYSE Arca Trades Digital Media Data Feed and a Schedule of the NYSE Arca Equities Proprietary Market Data Fees
(pdf)
|
|
|
SR-NYSEArca-2013-30; Filed:
22 Mar 2013.
Release No. 34-69274 --
Proposal to establish the NYSE Arca Trades Digital Media data feed and a schedule of the NYSE Arca Equities Proprietary Market Data Fees (“Market Data Fee Schedule”).
(pdf)
|
|
|
20 Mar 2013 Approval
of:
SR-NYSEArca-2013-28; Release No.
34-69197--
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Definition of Complex Orders and Stock/Options Orders to Accommodate the Trading of Option Contracts Overlying 10 Shares of a Security
(pdf)
|
|
|
Federal Register Publication
of: SR-NYSEArca-2013-28 - 78 FR 18649
(27 Mar 2013) (pdf)
|
|
|
SR-NYSEArca-2013-28; Filed:
19 Mar 2013.
Release No. 34-69197 --
Proposal to amend the definition of Complex Orders and Stock/Options orders to accommodate the trading of option contracts overlying 10 shares of a security (“mini-options contracts”). (pdf)
|
|
|
02 Apr 2013 Approval
of:
SR-NYSEArca-2013-27; Release No.
34-69267--
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Option Trading Rules to Extend the Operation of Its Pilot Program Regarding Minimum Value Sizes for Flexible Exchange Options, Currently Scheduled to Expire on March 29, 2013, Until March 31, 2014
(pdf)
|
|
|
SR-NYSEArca-2013-27; Filed:
28 Mar 2013.
Release No. 34-69267 --
Proposal to amend its option trading rules to extend the operation of its pilot program (“Pilot Program”) regarding minimum value sizes for flexible exchange options (“FLEX Options”), currently scheduled to expire on March 29, 2013, until March 31, 2014. (pdf)
|
|
|
18 Mar 2013 Approval
of:
SR-NYSEArca-2013-26; Release No.
34-69161--
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Certain Rules to Accommodate the Trading of Option Contracts Overlying 10 Shares of Certain Securities
(pdf)
|
|
|
SR-NYSEArca-2013-26; Filed:
15 Mar 2013.
Release No. 34-69161 --
Proposal to amend certain rules to accommodate the trading of option contracts overlying 10 shares of a security (“mini-options contracts”). (pdf)
|
|
|
27 Mar 2013 Approval
of:
SR-NYSEArca-2013-25; Release No.
34-69246--
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the NYSE Arca Options Fee Schedule to Establish Fees for Mini-Options Contracts
(pdf)
|
|
|
SR-NYSEArca-2013-25; Filed:
18 Mar 2013.
Release No. 34-69246 --
Proposal to modify the NYSE Arca Options Fee Schedule to establish fees for mini options contracts (pdf)
|
|
|
14 Mar 2013 Approval
of:
SR-NYSEArca-2013-24; Release No.
34-69134--
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services with Respect to the Retail Order Tier
(pdf)
|
|
|
Federal Register Publication
of: SR-NYSEArca-2013-24 - 78 FR 17247
(20 Mar 2013) (pdf)
|
|
|
SR-NYSEArca-2013-24; Filed:
01 Mar 2013.
Release No. 34-69134 --
Proposal to amend the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services (“Fee Schedule”) with respect to the Retail Order Tier. The Exchange proposes to implement the fee changes on March 1, 2013. (pdf)
|
|
|
07 Mar 2013 Approval
of:
SR-NYSEArca-2013-23; Release No.
34-69059--
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Inc. Fee Schedule to Increase the Gross FOCUS Fee
(pdf)
|
|
|
Federal Register Publication
of: SR-NYSEArca-2013-23 - 78 FR 16019
(13 Mar 2013) (pdf)
|
|
|
SR-NYSEArca-2013-23; Filed:
26 Feb 2013.
Release No. 34-69059 --
Proposal to amend its Schedule of Fees and Charges for Exchange Services (the “Fee Schedule”) to increase the gross FOCUS fee (“Gross FOCUS Fee”). The Exchange proposes to immediately reflect the proposed change in its Fee Schedule, but not to implement the proposed rate change until April 1, 2013. (pdf)
|
|
|
11 Mar 2013 Approval
of:
SR-NYSEArca-2013-22; Release No.
34-69106--
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .02 to NYSE Arca Options Rule 6.72 to Extend the Penny Pilot in Options Classes in Certain Issues through June 30, 2013
(pdf)
|
|
|
Federal Register Publication
of: SR-NYSEArca-2013-22 - 78 FR 16552
(15 Mar 2013) (pdf)
|
|
|
SR-NYSEArca-2013-22; Filed:
26 Feb 2013.
Release No. 34-69106 --
Proposal to amend Commentary .02 to NYSE Arca Options Rule 6.72 in order to extend the Penny Pilot in options classes in certain issues (“Pilot Program”) previously approved by the Securities and Exchange Commission (“Commission”) through June 30, 2013. (pdf)
|
|
|
11 Mar 2013 Approval
of:
SR-NYSEArca-2013-21; Release No.
34-69080--
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rules Governing Order Format and System Entry Requirements
(pdf)
|
|
|
Federal Register Publication
of: SR-NYSEArca-2013-21 - 78 FR 16019
(13 Mar 2013) (pdf)
|
|
|
SR-NYSEArca-2013-21; Filed:
05 Mar 2013.
Release No. 34-69080 --
Proposal to amend rules governing Order Format and System Entry Requirements. (pdf)
|
|
|
08 Mar 2013 Approval
of:
SR-NYSEArca-2013-19; Release No.
34-69078--
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Schedule of Fees and Charges for Exchange Services to Reduce the Floor Broker Rebate for Qualified Contingent Cross Transactions
(pdf)
|
|
|
Federal Register Publication
of: SR-NYSEArca-2013-19 - 78 FR 16731
(18 Mar 2013) (pdf)
|
|
|
SR-NYSEArca-2013-19; Filed:
01 Mar 2013.
Release No. 34-69078 --
Proposed Rule Change Amending the NYSE Arca Options Schedule of Fees and Charges for Exchange Services to Reduce the Floor Broker rebate for Qualified Contingent Cross Transactions. (pdf)
|
|
|
18 Apr 2013 Approval
of:
SR-NYSEArca-2013-18; Release No.
34-69397--
Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to List and Trade Fourteen Series of the iShares Trust under NYSE Arca Equities Rule 8.600
(pdf)
|
|
|
Federal Register Publication
of: SR-NYSEArca-2013-18 - 78 FR 24276
(24 Apr 2013) (pdf)
|
|
|
SR-NYSEArca-2013-18; Filed:
14 Feb 2013.
Release No. 34-69397 --
Proposal to list and trade fourteen series of the iShares Trust under NYSE Arca Equities Rule 8.600 (pdf)
|
|
|
SR-NYSEArca-2013-18; Filed:
02 Apr 2013.
Release No. 34-69397 --
Partial Amendment No. 1 (pdf)
|
|
|
05 Apr 2013 Approval
of:
SR-NYSEArca-2013-17; Release No.
34-69325--
Order Granting Approval of Proposed Rule Change Amending Its Rules to Reflect the Merger of NYSE Arca Holdings, Inc., An Intermediate Holding Company, Into and With NYSE Group, Inc., Thereby Eliminating NYSE Arca Holdings, Inc. From the Ownership Structure of the Exchange
(pdf)
|
|
|
Federal Register Publication
of: SR-NYSEArca-2013-17 - 78 FR 21650
(11 Apr 2013) (pdf)
|
|
|
SR-NYSEArca-2013-17; Filed:
07 Feb 2013.
Release No. 34-69325 --
Proposal to amend its rules to reflect the merger of NYSE Arca Holdings, Inc. (“NYSE Arca Holdings”), an intermediate holding company, into and with NYSE Group, Inc. (“NYSE Group”), thereby eliminating NYSE Arca Holdings from the ownership structure of the Exchange. (pdf)
|
|
|
12 Feb 2013 Approval
of:
SR-NYSEArca-2013-16; Release No.
34-68910--
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the WisdomTree Euro Debt Fund
(pdf)
|
|
|
Federal Register Publication
of: SR-NYSEArca-2013-16 - 78 FR 11932
(20 Feb 2013) (pdf)
|
|
|
SR-NYSEArca-2013-16; Filed:
04 Feb 2013.
Release No. 34-68910 --
Proposal to reflect a change to the means of achieving the investment objective applicable to the WisdomTree Euro Debt Fund (the “Fund”). The Fund is currently listed and traded on the Exchange under NYSE Arca Equities Rule 8.600 (“Managed Fund Shares”). (pdf)
|
|
|
20 May 2013 Approval
of:
SR-NYSEArca-2013-15; Release No.
34-69609--
Order Granting Approval of Proposed Rule
Change, Modified by Amendment No. 1, Amending Rule 6.87 In Part and Adding a New
Section to Address Errors that Involve Complex Orders
(pdf)
|
|
|
Federal Register Publication
of: SR-NYSEArca-2013-15 - 78 FR 31623
(24 May 2013) (pdf)
|
|
|
SR-NYSEArca-2013-15; Filed:
01 Feb 2013.
Release No. 34-69609 --
Proposal to amend Rule 6.87 in part and add a new section to address errors that involve Complex Orders (pdf)
|
|
|
SR-NYSEArca-2013-15; Filed:
05 Apr 2013.
Release No. 34-69609 --
Extension to 5/22/13. (pdf)
|
|
|
SR-NYSEArca-2013-15; Filed:
23 Apr 2013.
Release No. 34-69609 --
Partial Amendment No. 1 (pdf)
|
|
|
28 Mar 2013 Approval
of:
SR-NYSEArca-2013-14; Release No.
34-69251--
Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, Relating to Listing and Trading of Shares of the Cambria Shareholder Yield ETF Pursuant to NYSE Arca Equities Rule 8.600
(pdf)
|
|
|
Federal Register Publication
of: SR-NYSEArca-2013-14 - 78 FR 20162
(03 Apr 2013) (pdf)
|
|
|
SR-NYSEArca-2013-14; Filed:
31 Jan 2013.
Release No. 34-69251 --
Proposal to list and trade the following under NYSE Arca Equities Rule 8.600 (“Managed Fund Shares”): Cambria Shareholder Yield ETF (pdf)
|
|
|
SR-NYSEArca-2013-14; Filed:
13 Feb 2013.
Release No. 34-69251 --
Partial Amendment No. 1. (pdf)
|
|
|
12 Feb 2013 Approval
of:
SR-NYSEArca-2013-13; Release No.
34-68910--
Notice of Filing and Immediate Effectiveness
of Proposed Rule Change Amending Exchange Rule 7.11 to establish rules to comply with the
requirements of the Plan to Address Extraordinary Market Volatility submitted to the
Commission pursuant to Rule 608 of Regulation NMS
(pdf)
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Federal Register Publication
of: SR-NYSEArca-2013-13 - 78 FR 11720
(19 Feb 2013) (pdf)
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SR-NYSEArca-2013-13; Filed:
31 Jan 2013.
Release No. 34-68910 --
Proposal to amend Exchange Rule 7.11 to establish rules to comply with the requirements of Plan to Address Extraordinary Market Volatility submitted to the Commission pursuant to Rule 608 of Regulation NMS. (pdf)
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01 Feb 2013 Approval
of:
SR-NYSEArca-2013-12; Release No.
34-68809--
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.10, Which Governs Clearly Erroneous Executions, Extending the Effective Date of the Pilot Until September 30, 2013 and Adopting New Paragraph (i) to NYSE Arca Equities Rule 7.10 In Connection With the Upcoming Operation of the Plan to Address Extraordinary Market Volatility Pursuant to Rule 608 of Regulation NMS under the Act
(pdf)
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SR-NYSEArca-2013-12; Filed:
30 Jan 2013.
Release No. 34-68809 --
Proposal to amend NYSE Arca Equities Rule 7.10, which governs clearly erroneous executions, to extend the effective date of the pilot by which portions of such Rule operate until September 30, 2013. The Exchange also proposes to adopt new paragraph (i) to NYSE Arca Equities Rule 7.10 in connection with the upcoming operation of the Plan to Address Extraordinary Market Volatility Pursuant to Rule 608 of Regulation NMS under the Act (the “Limit Up-Limit Down Plan” or “Plan”). (pdf)
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11 Feb 2013 Approval
of:
SR-NYSEArca-2013-11; Release No.
34-68898--
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule to Introduce a New Electronic Customer Rate for Certain Executions that Take Liquidity
(pdf)
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Federal Register Publication
of: SR-NYSEArca-2013-11 - 78 FR 11261
(15 Feb 2013) (pdf)
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SR-NYSEArca-2013-11; Filed:
29 Jan 2013.
Release No. 34-68898 --
Proposal to amend the NYSE Arca Options Fee Schedule (the “Fee Schedule”) to introduce a new electronic Customer rate for certain executions that take liquidity. The Exchange proposes to implement the fee changes on February 1, 2013. (pdf)
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08 Apr 2013 Approval
of:
SR-NYSEArca-2013-10; Release No.
34-69340--
Order Approving, on an Accelerated Basis, Proposed Rule Change, as Modified by Amendment No. 1, Adopting New Exchange Rule 6.65A to Provide for How the Exchange Proposes to Treat Orders, Market-Making Quoting Obligations, and Errors in Response to the Regulation NMS Plan to Address Extraordinary Market Volatility; and Amending Exchange Rule 6.65 to Codify that the Exchange Shall Halt Trading in All Options Overlying NMS Stocks
(pdf)
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Federal Register Publication
of: SR-NYSEArca-2013-10 - 78 FR 22004
(12 Apr 2013) (pdf)
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SR-NYSEArca-2013-10; Filed:
26 Feb 2013.
Release No. 34-69340 --
Proposal (i) to adopt new Exchange Rule 6.65A to provide for how the Exchange proposes to treat orders, market-making quoting obligations, and errors in response to the Regulation NMS Plan to Address Extraordinary Market Volatility; and (ii) to amend Exchange Rule 6.65 to codify that the Exchange shall halt trading in all options overlying NMS stocks when the equities markets initiate a market-wide trading halt due to extraordinary market volatility. (pdf)
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SR-NYSEArca-2013-10; Filed:
01 Apr 2013.
Release No. 34-69340 --
Partial Amendment No. 1 (pdf)
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06 Feb 2013 Approval
of:
SR-NYSEArca-2013-09; Release No.
34-6884834---
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Proposing to Amend the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services
(pdf)
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Federal Register Publication
of: SR-NYSEArca-2013-09 - 78 FR 9985
(12 Feb 2013) (pdf)
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SR-NYSEArca-2013-09; Filed:
29 Jan 2013.
Release No. 34-6884834- --
Proposal to amend the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services (“Fee Schedule”) to (i) eliminate the Tape B Step Up Tier and (ii) modify the rebate for Mid-Point Passive Liquidity (“MPL”) Orders that provide liquidity in Tape C Securities. The Exchange proposes to implement the fee changes on February 1, 2013. (pdf)
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27 Mar 2013 Approval
of:
SR-NYSEArca-2013-08; Release No.
34-69244--
Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of the SPDR Blackstone/GSO Senior Loan ETF under NYSE Arca Equities Rule 8.600
(pdf)
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Federal Register Publication
of: SR-NYSEArca-2013-08 - 78 FR 19766
(02 Apr 2013) (pdf)
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SR-NYSEArca-2013-08; Filed:
24 Jan 2013.
Release No. 34-69244 --
Proposal to list and trade the following under NYSE Arca Equities Rule 8.600 (“Managed Fund Shares”): SPDR Blackstone/GSO Senior Loan ETF. (pdf)
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SR-NYSEArca-2013-07; Filed:
25 Jan 2013.
Proposal to adopt Rule 6.76C to provide for certain electronic crossing mechanisms. (pdf)
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31 Jan 2013 Approval
of:
SR-NYSEArca-2013-06; Release No.
34-68785--
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Delaying the Operative Date of A Rule Change to Exchange Rule 7.12, Which Provides for Methodology for Determining When to Halt Trading in All Stocks Due to Extraordinary Market Volatility, From the Date of February 4, 2013, Until April 8, 2013.
(pdf)
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SR-NYSEArca-2013-06; Filed:
23 Jan 2013.
Release No. 34-68785 --
Proposal to delay the operative date of a rule change to Exchange Rule 7.12, which provides for methodology for determining when to halt trading in all stocks due to extraordinary market volatility, from the date of February 4, 2013, until April 8, 2013. (pdf)
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31 Jan 2013 Approval
of:
SR-NYSEArca-2013-05; Release No.
34-68785--
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule to Change the Monthly Cost for Option Trading Permits
(pdf)
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SR-NYSEArca-2013-05; Filed:
22 Jan 2013.
Release No. 34-68785 --
Proposal to amend the NYSE Arca Options Fee Schedule (“Fee Schedule”) to change the monthly cost for Option Trading Permits (“OTPs”). (pdf)
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29 Jan 2013 Approval
of:
SR-NYSEArca-2013-04; Release No.
34-68758--
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule to Revise Qualification Thresholds for Tiered Customer Posting Credits
(pdf)
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Federal Register Publication
of: SR-NYSEArca-2013-04 - 78 FR 7828
(04 Feb 2013) (pdf)
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SR-NYSEArca-2013-04; Filed:
15 Jan 2013.
Release No. 34-68758 --
Proposal to amend the NYSE Arca Options Fee Schedule (“Fee Schedule”) to revise the qualification thresholds for tiered Customer posting credits for electronic executions in Penny Pilot issues. (pdf)
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28 Jan 2013 Approval
of:
SR-NYSEArca-2013-02; Release No.
34-68748--
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.11, which Provides for Trading Pauses in Individual Securities Due to Extraordinary Market Volatility, Extending the Effective Date of the Pilot Until the Earlier of the Initial Date of Operations of the Regulation NMS Plan to Address Extraordinary Market Volatility or February 4, 2014
(pdf)
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Federal Register Publication
of: SR-NYSEArca-2013-02 - 78 FR 7822
(04 Feb 2013) (pdf)
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SR-NYSEArca-2013-02; Filed:
15 Jan 2013.
Release No. 34-68748 --
Proposal to amend NYSE Arca Equities Rule 7.11, which provides for trading pauses in individual securities due to extraordinary market volatility, to extend the effective date of the pilot by which such rule operates from the current scheduled expiration date of February 4, 2013, until the earlier of the initial date of operations of the Regulation NMS Plan to Address Extraordinary Market Volatility or February 4, 2014. (pdf)
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07 Mar 2013 Approval
of:
SR-NYSEArca-2013-01; Release No.
34-69061--
Order Granting Approval of Proposed Rule Change Relating to Listing and Trading of the Newfleet Multi-Sector Income ETF under NYSE Arca Equities Rule 8.600
(pdf)
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Federal Register Publication
of: SR-NYSEArca-2013-01 - 78 FR 15990
(13 Mar 2013) (pdf)
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SR-NYSEArca-2013-01; Filed:
04 Jan 2013.
Release No. 34-69061 --
Proposal to list and trade the following under NYSE Arca Equities Rule 8.600 (“Managed Fund Shares”): Newfleet Multi-Sector Income ETF. (pdf)
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