NYSE Arca Rule Filings

Below are posted selected proposed rule changes, called 19b-4 filings, filed by NYSE Arca with the U.S. Securities and Exchanges Commission (SEC). 19b-4 filings relate to proposed changes to the NYSE Arca Rules and Interpretations, Fees and certain other matters.

Please note that these proposed rule changes have not been approved by the SEC unless specifically stated otherwise below. In addition, the rule filings that are eventually published in the Federal Register by the SEC may differ from the text posted here. You may also navigate to the SEC webpage on proposed NYSE Arca rule changes: www.sec.gov/rules/sro/nysearca.shtml.

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pdfAmendment No. 7 of the Plan to Address Extraordinary Market Volatility Pursuant to Rule 608 of Regulation NMS Under the Securities Exchange Act of 1934

pdfAmendment No. 5 of the Plan to Address Extraordinary Market Volatility Pursuant to Rule 608 of Regulation NMS Under the Securities Exchange Act of 1934

pdfAmendment No. 4 of the Plan to Address Extraordinary Market Volatility Pursuant to Rule 608 of Regulation NMS Under the Securities Exchange Act of 1934


pdf SR-NYSEArca-2014-51; Filed: 23 Apr 2014.  Release No.  --  Proposal to offer ArcaBook for Arca Options – Complex on a standalone basis without charge from May 1, 2014 through October 31, 2014. (pdf)
pdf SR-NYSEArca-2014-50; Filed: 23 Apr 2014.  Release No.  --  Proposal to amend Commentary .01 to Rule 6.3. to replace the reference to “GOOG” with “GOOGL”. (pdf)
pdf SR-NYSEArca-2014-48; Filed: 21 Apr 2014.  Release No.  --  Proposal to add new paragraphs (j) and (k) to Rule 7.10, entitled “Clearly Erroneous Executions.” (pdf)
pdf SR-NYSEArca-2014-47; Filed: 16 Apr 2014.  Release No.  --  Proposal to list and trade shares of the following under NYSE Arca Equities Rule 8.600 (“Managed Fund Shares”): Fidelity® Corporate Bond ETF. (pdf)
pdf SR-NYSEArca-2014-46; Filed: 16 Apr 2014.  Release No.  --  Proposal to list and trade shares of the following under NYSE Arca Equities Rule 8.600 (“Managed Fund Shares”): Fidelity Investment Grade Bond ETF; Fidelity Limited Term Bond ETF; and Fidelity Total Bond ETF. (pdf)
pdf SR-NYSEArca-2014-45; Filed: 16 Apr 2014.  Release No.  --  Relating to PowerShares Insured California Municipal Bond Portfolio, PowerShares Insured National Municipal Bond Portfolio, and PowerShares Insured New York Municipal Bond Portfolio (pdf)
pdf SR-NYSEArca-2014-44; Filed: 14 Apr 2014.  Release No.  --  Proposed Rule Change Relating to the Listing and Trading of Shares of First Trust Long/Short Equity ETF. under NYSE Arca Equities Rule 8.600. (pdf)
pdf 17 Apr 2014 Approval of: SR-NYSEArca-2014-43; Release No. 34-71965-- Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.62 to Remove the Size Restriction on Contra-Party Participation on a Qualified Contingent Cross Order (pdf)
pdf SR-NYSEArca-2014-43; Filed: 14 Apr 2014.  Release No. 34-71965 --  Proposal to amend Rule 6.62 (Certain Types of Orders Defined) to remove the size restriction on contra-party participation on a Qualified Contingent Cross Order (“QCC Order”). (pdf)
pdf SR-NYSEArca-2014-42; Filed: 14 Apr 2014.  Release No.  --  Proposal to list and trade shares of the following under NYSE Arca Equities Rule 8.600 (“Managed Fund Shares”): Schwab Active Short Duration Income ETF; Schwab TargetDuration 2-Month ETF; Schwab TargetDuration 9-Month ETF; and Schwab TargetDuration 12-Month ETF. (pdf)
pdf SR-NYSEArca-2014-41; Filed: 11 Apr 2014.  Release No.  --  Proposal to list and trade shares of the following under NYSE Arca Equities Rule 5.2(j)(3) (“Investment Company Units”): Reality Shares Isolated Dividend Growth Index ETF. (pdf)
pdf SR-NYSEArca-2014-40; Filed: 11 Apr 2014.  Release No.  --  Proposal to amend Exchange rules governing Letters of Guarantee and Letters of Authorization. (pdf)
pdf 21 Apr 2014 Approval of: SR-NYSEArca-2014-39; Release No. 34-71982-- Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rules 1.1, 7.31, 7.34, 7.35, 7.37 and 7.43 to Update Rules Related to the Exchange's Order Types and Modifiers (pdf)
pdf SR-NYSEArca-2014-39; Filed: 08 Apr 2014.  Release No. 34-71982 --  Proposal to amend NYSE Arca Equities Rules 1.1, 7.31, 7.34, 7.35, 7.37 and 7.43 in order to update rules related to the Exchange’s order types and modifiers. (pdf)
pdf 17 Apr 2014 Approval of: SR-NYSEArca-2014-38; Release No. 34-71960-- Notice of Filing and Immediate Effectiveness of Proposed Rule Change Revising the Schedule for Implementing the Exchange's Recently Approved Retail Liquidity Program Pursuant to NYSE Arca Equities Rule 7.44 (pdf)
pdf SR-NYSEArca-2014-38; Filed: 04 Apr 2014.  Release No. 34-71960 --  Proposal to revise the schedule for implementing the Exchange’s recently approved Retail Liquidity Program (“Program”) pursuant to NYSE Arca Equities Rule 7.44 (pdf)
pdf 04 Apr 2014 Approval of: SR-NYSEArca-2014-36; Release No. 34-71869-- Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period Applicable to Rule 6.65A(c), Which Addresses How the Exchange Treats Obvious and Catastrophic Errors During Periods of Extreme Market Volatility, until February 20, 2015 (pdf)
pdf Federal Register Publication of: SR-NYSEArca-2014-36 - 79 FR 19689 (09 Apr 2014) (pdf)
pdf SR-NYSEArca-2014-36; Filed: 01 Apr 2014.  Release No. 34-71869 --  Proposal to extend the pilot period applicable to Rule 6.65A(c), which addresses how the Exchange treats Obvious and Catastrophic Errors during periods of extreme market volatility, until February 20, 2015. The pilot period for subsection (c) is currently set to expire on April 8, 2014. (pdf)
pdf 15 Apr 2014 Approval of: SR-NYSEArca-2014-35; Release No. 34-71946-- Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule Regarding Transaction Fees and Credits (pdf)
pdf Federal Register Publication of: SR-NYSEArca-2014-35 - 79 FR 22172 (21 Apr 2014) (pdf)
pdf SR-NYSEArca-2014-35; Filed: 01 Apr 2014.  Release No. 34-71946 --  Proposal to amend the NYSE Arca Options Fee Schedule (“Fee Schedule”) regarding transaction fees and credits. The Exchange proposes to implement the fee changes effective April 1, 2014. (pdf)
pdf 11 Apr 2014 Approval of: SR-NYSEArca-2014-34; Release No. 34-71933-- Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Professional User Fees for NYSE Arca Options Market Data, Operative on April 1, 2014 (pdf)
pdf Federal Register Publication of: SR-NYSEArca-2014-34 - 79 FR 21821 (17 Apr 2014) (pdf)
pdf SR-NYSEArca-2014-34; Filed: 31 Mar 2014.  Release No.  34-71933 --  Proposal to amend the Professional User fees for NYSE Arca Options market data, operative on April 1, 2014. (pdf)
pdf 09 Apr 2014 Approval of: SR-NYSEArca-2014-33; Release No. 34-71912-- Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to Raise the Fee and Fee Cap for Market and Auction-Only Orders Executed in an Opening, Market Order or Trading Halt Auction; Modify the Fees Charges for Routing Orders to The New York Stock Exchange LLC; and Modify Certain Credits in the Basic Rate Pricing (pdf)
pdf Federal Register Publication of: SR-NYSEArca-2014-33 - 79 FR 21308 (15 Apr 2014) (pdf)
pdf SR-NYSEArca-2014-33; Filed: 26 Mar 2014.  Release No. 34-71912 --  Proposal to amend the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services (“Fee Schedule”) to (i) raise the fee and fee cap for Market and Auction-Only Orders executed in an Opening, Market Order or Trading Halt Auction; (ii) modify the fees that it charges for routing orders to the New York Stock Exchange LLC (“NYSE”); and (iii) modify certain credits in the Basic Rate pricing. (pdf)
pdf 26 Mar 2014 Approval of: SR-NYSEArca-2014-32; Release No. 34-71807-- Notice of Filing and Immediate Effectiveness of Proposed Rule Change Proposing to Extend a Pilot Program Related to Rule 7.10, Entitled "Clearly Erroneous Executions" (pdf)
pdf Federal Register Publication of: SR-NYSEArca-2014-32 - 79 FR 18087 (31 Mar 2014) (pdf)
pdf SR-NYSEArca-2014-32; Filed: 25 Mar 2014.  Release No. 34-71807 --  Proposal to extend a pilot program related to Rule 7.10, entitled “Clearly Erroneous Executions (pdf)
pdf 01 Apr 2014 Approval of: SR-NYSEArca-2014-31; Release No. 34-71845-- Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Option Trading Rules to Extend the Operation of Its Pilot Program Regarding Minimum Value Sizes for Opening Transactions in New Series of Flexible Exchange Options (pdf)
pdf Federal Register Publication of: SR-NYSEArca-2014-31 - 79 FR 19143 (07 Apr 2014) (pdf)
pdf SR-NYSEArca-2014-31; Filed: 27 Mar 2014.  Release No. 34-71845 --  Proposal to amend its option trading rules to extend the operation of its pilot program (“Pilot Program”) regarding minimum value sizes for opening transactions in new series of flexible exchange options (“FLEX Options”), currently scheduled to expire on March 31, 2014, until the earlier of July 31, 2014 or approval of the Exchange’s proposal to adopt the Pilot Program on a permanent basis (pdf)
pdf SR-NYSEArca-2014-30; Filed: 24 Mar 2014.  Release No.  --  Proposal to list and trade shares of the following under NYSE Arca Equities Rule 8.600 (“Managed Fund Shares”): Hull Tactical US ETF. (pdf)
pdf 09 Apr 2014 Approval of: SR-NYSEArca-2014-28; Release No. 34-71909-- Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, Amending Rule to Change the Time By Which Purchase Orders and Redemption Orders Must Be Placed with Respect to the Market Vectors Low Volatility Commodity ETF and Market Vectors Long/Short Commodity ETF (pdf)
pdf Federal Register Publication of: SR-NYSEArca-2014-28 - 79 FR 213337 (15 Apr 2014) (pdf)
pdf SR-NYSEArca-2014-28; Filed: 21 Mar 2014.  Release No. 34-71909 --  Proposal to change the time by which purchase orders and redemption orders must be placed with respect to the Market Vectors Low Volatility Commodity ETF and Market Vectors Long Short Commodity ETF (pdf)
pdf SR-NYSEArca-2014-28; Filed: 02 Apr 2014.  Release No. 34-71909 --  Amendment No. 1. (pdf)
pdf 27 Mar 2014 Approval of: SR-NYSEArca-2014-27; Release No. 34-71818-- Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.62 to Specifically Address the Number and Size of Contra-Parties to a Qualified Contingent Cross Order (pdf)
pdf SR-NYSEArca-2014-27; Filed: 19 Mar 2014.  Release No. 34-71818 --  Proposal to amend Rule 6.62 (Certain Types of Orders Defined) to specifically address the number and size of contra-parties to a Qualified Contingent Cross Order (“QCC Order”). (pdf)
pdf 24 Mar 2014 Approval of: SR-NYSEArca-2014-26; Release No. 34-71779-- Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Changes to the Means of Achieving the Investment Objective Applicable to the db-X Ultra-Short Duration Fund (pdf)
pdf Federal Register Publication of: SR-NYSEArca-2014-26 - 79 FR 17625 (28 Mar 2014) (pdf)
pdf SR-NYSEArca-2014-26; Filed: 17 Mar 2014.  Release No. 34-71779 --  Proposal to reflect changes to the means of achieving the investment objective applicable to the db-X Ultra-Short Duration Fund under NYSE Arca Equities Rule 8.600. (pdf)
pdf SR-NYSEArca-2014-25; Filed: 17 Mar 2014.  Release No.  --  Proposal to make permanent its pilot program (“Pilot Program”) regarding minimum value sizes for opening transactions in flexible exchange options (“FLEX Options” or “FLEX”), currently scheduled to expire on March 31, 2014 and establish new minimum value sizes applicable to other FLEX transactions and FLEX Quotes. (pdf)
pdf 19 Mar 2014 Approval of: SR-NYSEArca-2014-24; Release No. 34-71750-- Notice of Filing and Immediate Effectiveness of Proposed Rule Change Expanding the Short-Term Option Series Program (pdf)
pdf Federal Register Publication of: SR-NYSEArca-2014-24 - 79 FR 16416 (25 Mar 2014) (pdf)
pdf SR-NYSEArca-2014-24; Filed: 13 Mar 2014.  Release No. 34-71750 --  Proposes several amendments to expand the short-term option series (“STOS”) program. (pdf)
pdf SR-NYSEArca-2014-23; Filed: 19 Mar 2014.  Release No.  --  Proposal to list and trade the following under NYSE Arca Equities Rule 8.600 (“Managed Fund Shares”): iShares Interest Rate Hedged Corporate Bond ETF and iShares Interest Rate Hedged High Yield Bond ETF (pdf)
pdf 13 Mar 2014 Approval of: SR-NYSEArca-2014-22; Release No. 34-71722-- Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to Establish Pricing for the Retail Liquidity Program and Make Certain Changes Relating to Open Orders (pdf)
pdf Federal Register Publication of: SR-NYSEArca-2014-22 - 79 FR 15376 (19 Mar 2014) (pdf)
pdf SR-NYSEArca-2014-22; Filed: 28 Feb 2014.  Release No. 34-71722 --  Proposal to amend the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services (“Fee Schedule”) to (i) establish pricing for the Retail Liquidity Program and (ii) make certain changes relating to open orders. The Exchange proposes to implement the fee change effective March 1, 2014. (pdf)
pdf 24 Mar 2014 Approval of: SR-NYSEArca-2014-21; Release No. 34-71780-- Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.44 to Change the Priority of Displayable Odd Lot Interest Within the Recently Approved Retail Liquidity Program (pdf)
pdf Federal Register Publication of: SR-NYSEArca-2014-21 - 79 FR 17623 (28 Mar 2014) (pdf)
pdf SR-NYSEArca-2014-21; Filed: 10 Mar 2014.  Release No. 34-71780 --  Proposal to amend NYSE Arca Equities Rule 7.44 to change the priority of displayable odd lot interest within the recently approved Retail Liquidity Program (pdf)
pdf SR-NYSEArca-2014-20; Filed: 25 Feb 2014.  Release No.  --  Proposal to list Reality Shares Isolated Dividend Growth ETFs under NYSE Arca Equities Rule 8.600. (pdf)
pdf SR-NYSEArca-2014-19; Filed: 25 Feb 2014.  Release No.  --  Proposal to list and trade the following (“Managed Fund Shares”): iShares Core Allocation Conservative ETF; iShares Core Allocation Moderate ETF; iShares Core Allocation Moderate Growth ETF; and iShares Core Allocation Growth ETF under NYSE Arca Equities Rule 8.600 (pdf)
pdf SR-NYSEArca-2014-19; Filed: 10 Mar 2014.  Release No.  --  Amendment No. 2. (pdf)
pdf SR-NYSEArca-2014-19; Filed: 19 Mar 2014.  Release No.  --  Amendment No. 3 (pdf)
pdf 28 Feb 2014 Approval of: SR-NYSEArca-2014-18; Release No. 34-71635-- Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reflect Changes to the Means of Achieving the Investment Objective Applicable to the Newfleet Multi-Sector Income ETF (pdf)
pdf Federal Register Publication of: SR-NYSEArca-2014-18 - 79 FR 12721 (06 Mar 2014) (pdf)
pdf SR-NYSEArca-2014-18; Filed: 26 Feb 2014.  Release No. 34-71635 --  Proposed rule change to reflect changes to the means of achieving the investment objective applicable to the Newfleet Multi-Sector Income ETF (the “Fund”). The shares of the Fund are currently listed and traded on the Exchange under NYSE Arca Equities Rule 8.600. (pdf)
pdf 12 Feb 2014 Approval of: SR-NYSEArca-2014-17; Release No. 34-71542-- Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule Regarding Transaction Fees and Credits (pdf)
pdf Federal Register Publication of: SR-NYSEArca-2014-17 - 79 FR 9569 (19 Feb 2014) (pdf)
pdf SR-NYSEArca-2014-17; Filed: 03 Feb 2014.  Release No. 34-71542 --  Proposal to amend the NYSE Arca Options Fee Schedule regarding transaction fees and credits. The Exchange proposes to implement the fee change effective February 3, 2014. (pdf)
pdf 06 Feb 2014 Approval of: SR-NYSEArca-2014-13; Release No. 34-71503-- Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to Add A New Pricing Tier Applicable to Orders that Add Liquidity on the Exchange (pdf)
pdf SR-NYSEArca-2014-13; Filed: 28 Jan 2014.  Release No. 34-71503 --  Proposal to amend the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services (“Fee Schedule”) to add a new pricing tier applicable to orders that add liquidity on the Exchange. (pdf)
pdf 05 Feb 2014 Approval of: SR-NYSEArca-2014-12; Release No. 34-71483-- Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending the Fees for NYSE ArcaBook (pdf)
pdf Federal Register Publication of: SR-NYSEArca-2014-12 - 79 FR 8217 (11 Feb 2014) (pdf)
pdf SR-NYSEArca-2014-12; Filed: 27 Jan 2014.  Release No.  34-71483 --  Proposal to amend the fees for NYSE ArcaBook. The Exchange proposes to implement the fee changes effective February 1, 2014 (pdf)
pdf 21 Mar 2014 Approval of: SR-NYSEArca-2014-11; Release No. 34-71689-- Order Granting Approval of Proposed Rule Change to List and Trade Shares of the SPDR SSgA Risk Aware ETF; SPDR SSgA Large Cap Risk Aware ETF; and SPDR SSgA Small Cap Risk Aware ETF under NYSE Arca Equities Rule 8.600 (pdf)
pdf Federal Register Publication of: SR-NYSEArca-2014-11 - 79 FR 17206 (27 Mar 2014) (pdf)
pdf SR-NYSEArca-2014-11; Filed: 24 Jan 2014.  Release No. 34-71689 --  Proposal to list and trade shares of the following under NYSE Arca Equities Rule 8.600 (“Managed Fund Shares”): SPDR SSgA Risk Aware ETF; SPDR SSgA Large Cap Risk Aware ETF; and SPDR SSgA Small Cap Risk Aware ETF (pdf)
pdf SR-NYSEArca-2014-10; Filed: 07 Feb 2014.  Release No.  --  Proposal to adopt a new NYSE Arca Equities Rule 8.900 to permit it to list and trade Managed Portfolio Shares, which are shares of actively managed exchange-traded funds for which the portfolio is disclosed quarterly. (pdf)
pdf 04 Feb 2014 Approval of: SR-NYSEArca-2014-09; Release No. 34-71475-- Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to Eliminate the Tape B Adding Tier and Modify the Tape B Step Up Tier (pdf)
pdf Federal Register Publication of: SR-NYSEArca-2014-09 - 79 FR 7724 (10 Feb 2014) (pdf)
pdf SR-NYSEArca-2014-09; Filed: 23 Jan 2014.  Release No. 34-71475 --  Proposal to amend the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services (“Fee Schedule”) to eliminate the Tape B Adding Tier and modify the Tape B Step Up Tier. . (pdf)
pdf 13 Mar 2014 Approval of: SR-NYSEArca-2014-08; Release No. 34-71721-- Order Granting Approval of Proposed Rule Change Relating to a Corporate Action in which Its Indirect Parent, NYSE Euronext Holdings LLC, Will Become a Wholly-Owned Subsidiary of IntercontinentalExchange, Inc. (pdf)
pdf Federal Register Publication of: SR-NYSEArca-2014-08 - 79 FR 15367 (19 Mar 2014) (pdf)
pdf SR-NYSEArca-2014-08; Filed: 21 Jan 2014.  Release No. 34-71721 --  Proposal Relating to IntercontinentalExchange Group, Inc., a Delaware corporation (“ICE Group”) of its 100% membership interest in NYSE Euronext Holdings LLC, a Delaware limited liability company (“NYX Holdings”), which is an indirect owner of a 100% interest in NYSE Arca, to another wholly owned subsidiary of ICE Group, IntercontinentalExchange, Inc., a Delaware corporation (“ICE Inc.”). (pdf)
pdf 23 Jan 2014 Approval of: SR-NYSEArca-2014-07; Release No. 34-71378-- Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Updating the Description of the Data Included in the ArcaBook Equities Data Feed (pdf)
pdf Federal Register Publication of: SR-NYSEArca-2014-07 - 79 FR 5009 (30 Jan 2014) (pdf)
pdf SR-NYSEArca-2014-07; Filed: 17 Jan 2014.  Release No.  34-71378 --  Proposal to update the description of the data included in the ArcaBook equities data feed. (pdf)
pdf 27 Jan 2014 Approval of: SR-NYSEArca-2014-06; Release No. 34-71409-- Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Increase Its Options Regulatory Fee (pdf)
pdf Federal Register Publication of: SR-NYSEArca-2014-06 - 79 FR 5499 (31 Jan 2014) (pdf)
pdf SR-NYSEArca-2014-06; Filed: 21 Jan 2014.  Release No. 34-71409 --  Proposal to increase its Options Regulatory Fee. The Exchange proposes to implement this change on February 3. 2014. (pdf)
pdf 17 Jan 2014 Approval of: SR-NYSEArca-2014-05; Release No. 34-71349-- Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Reflect a Change to the Means of Achieving the Investment Objective Applicable to the STAR™ Global Buy-Write ETF (pdf)
pdf Federal Register Publication of: SR-NYSEArca-2014-05 - 79 FR 4225 (24 Jan 2014) (pdf)
pdf SR-NYSEArca-2014-05; Filed: 15 Jan 2014.  Release No. 34-71349 --  Proposal to reflect a change to the means of achieving the investment objective applicable to the STAR™ Global Buy-Write ETF. The shares of the Fund are currently listed and traded on the Exchange under NYSE Arca Equities Rule 8.600. (pdf)
pdf SR-NYSEArca-2014-04; Filed: 15 Jan 2014.  Release No.  --  Proposal to amend its rules by revising the order of priority of bids and offers when executing orders in open outcry. (pdf)
pdf 22 Jan 2014 Approval of: SR-NYSEArca-2014-03; Release No. 34-71367-- Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31(b)(2) to Specify that the Exchange Would Not Apply Limit Order Price Protection to Limit Orders Entered Before Core Trading Hours that are Designated for the Core Trading Session or the Market Order Auction (pdf)
pdf Federal Register Publication of: SR-NYSEArca-2014-03 - 79 FR 4517 (28 Jan 2014) (pdf)
pdf SR-NYSEArca-2014-03; Filed: 10 Jan 2014.  Release No. 34-71367 --  Proposal to amend NYSE Arca Equities Rule 7.31(b)(2) to specify that the Exchange would not apply limit order price protection to limit orders entered before Core Trading Hours that are designated for the Core Trading Session or the Market Order Auction. (pdf)
pdf 27 Feb 2014 Approval of: SR-NYSEArca-2014-02; Release No. 34-71631-- Order Granting Approval of Proposed Rule Change Amending Its Rules in Order to Clarify the Applicability and Functionality of Certain Order Types on the Exchange (pdf)
pdf Federal Register Publication of: SR-NYSEArca-2014-02 - 79 FR 12540 (05 Mar 2014) (pdf)
pdf SR-NYSEArca-2014-02; Filed: 08 Jan 2014.  Release No. 34-71631 --  Proposal to amend its rules in order to clarify the applicability and functionality of certain order types on the Exchange. (pdf)
pdf 22 Jan 2014 Approval of: SR-NYSEArca-2014-01; Release No. 34-71366-- Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31 to Add a Minimum Execution Size Designation for Tracking Orders and MPL-IOC Orders (pdf)
pdf Federal Register Publication of: SR-NYSEArca-2014-01 - 79 FR 4515 (28 Jan 2014) (pdf)
pdf SR-NYSEArca-2014-01; Filed: 10 Jan 2014.  Release No. 34-71366 --  Proposal to amend NYSE Arca Equities Rule 7.31 to add a minimum execution size designation for Tracking Orders and MPL-IOC Orders. (pdf)