Information Memos

Information Memos alert constituents to changes in NYSE and NYSE Amex Equities trading policies and practices. An Info Memo includes the rule text as well as an explanation and clarification of the ramification of the change. NYSE Information Memos from January 1986 through the present and NYSE Amex Equities Information Memos beginning January 27, 2009, are available below. View Amex Trader Notices from 1999-January 7, 2009


Date Number Subject
18 May 2012 12-14 MIGRATION OF THE FESC REPORT CARD APPLICATION
30 Apr 2012 12-13 CHANGE TO FUTURES COMMISSION MERCHANT REPORTING PROCESS
13 Apr 2012 12-11 RULE 5190: NEW ELECTRONIC PROCESS FOR SUBMISSION OF NOTICE AND INFORMATION RELATING TO DISTRIBUTIONS SUBJECT TO SEC REGULATION M
13 Apr 2012 12-12 RULE 5320: REQUIREMENT TO REPORT TO OATS INFORMATION BARRIERS PURSUANT TO RULE 5320.02
12 Apr 2012 12-10 RULE 2 AND 304 AMENDMENTS: CHANGES TO DEFINITION OF APPROVED PERSONS AND APPLICATION PROCESS
30 Mar 2012 12-9 New Rule 80B Circuit Breaker Levels for Second Quarter 2012
14 Mar 2012 12-8 QUARTERLY EXPIRATION DAY – March 16, 2012
14 Mar 2012 12-7 FEE RATE ADVISORY
31 Jan 2012 12-6 RULE 103B AMENDMENTS EFFECTIVE JANUARY 16, 2012
25 Jan 2012 12-5 FEE RATE ADVISORY
25 Jan 2012 12-4 APPLICATION OF RULE 452 TO CERTAIN TYPES OF CORPORATE GOVERNANCE PROXY PROPOSALS
20 Jan 2012 12-3 AMENDMENTS TO RULES 70.26 (PEGGING FOR D-QUOTES AND E-QUOTES) AND 72 (PRIORITY OF BIDS AND OFFERS AND ALLOCATION OF EXECUTIONS)
17 Jan 2012 12-2 NYSE GAMBLING POLICY
10 Jan 2012 12-1 ENHANCED ELECTRONIC BLUE SHEET SUBMISSIONS-EXCHANGE RULE 410A