Information Memos

Information Memos alert constituents to changes in NYSE and NYSE Amex Equities trading policies and practices. An Info Memo includes the rule text as well as an explanation and clarification of the ramification of the change. NYSE Information Memos from January 1986 through the present and NYSE Amex Equities Information Memos beginning January 27, 2009, are available below. View Amex Trader Notices from 1999-January 7, 2009


Date Number Subject
27 Mar 2014 14-8 RETIREMENT OF FESC REPORT CARDS
10 Mar 2014 14-7 AMENDMENT TO RULES 104 AND 123C TO ALLOW DMMS TO CLOSE A SECURITY ELECTRONICALLY
25 Feb 2014 14-5 FEE RATE ADVISORY
25 Feb 2014 14-6 RULE 72(d): BLOCK-SIZED AGENCY CROSSING TRANSACTIONS
30 Jan 2014 14-4 ACCOUNT TYPE INDICATOR PHASE-IN ON HOLD
24 Jan 2014 14-3 ENHANCED BROKERSÂ’ INTERNET PLATFORM (EBIP) FORM
23 Jan 2014 14-2 AMENDMENTS TO RULE 104 (DEALINGS AND RESPONSIBILITIES OF DMMS
15 Jan 2014 14-1 GAMBLING POLICY