Information Memos

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Number 13-2 28 Jan 2013
 
ATTENTION:    
 
TO:   ALL MEMBERS AND MEMBER ORGANIZATIONS
 
SUBJECT:   ACCOUNT TYPE INDICATOR PHASE-IN EXTENDED TO APRIL 1, 2013

On October 9, 2012, New York Stock Exchange LLC ("NYSE") and NYSE MKT LLC ("NYSE MKT", together with NYSE, the "Exchange") members and member organizations were advised, among other things, that the Exchange was eliminating certain obsolete equities Account Type Indicators ("ATI") and that after Friday, February 1, 2013, member organizations could only use the ATIs in Attachment A to Information Memorandum 12-25 (October 9, 2012). This deadline has been extended to Monday, April 1, 2013. Accordingly, member organizations may continue using the eliminated ATIs until April 1, 2013. After April 1, 2013, member organizations must cease using the eliminated ATIs and must use the ATIs in Attachment A to Information Memorandum 12-25.

The Exchange anticipates publishing additional guidance concerning questions raised regarding Information Memorandum 12-25 shortly.

Operational questions regarding this Information Memo should be directed to:

Bob Airo, Senior Vice President, NYSE Operations, 212.656.5663

Questions regarding the NYSE and NYSE Amex Equities Rules and ATI requirements cited in this notice may be addressed to:

David De Gregorio, Chief Counsel, NYSE Regulation, Inc., 212.656.4166.


NYSE Regulation, Inc


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