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 |  | Beneficial Owner |
| | Convertible Security |
| | Depository Trust Company (DTC) |
| | Ex-Dividend |
| | Ex-Rights |
| | Holding Company |
| | Indenture |
| | Listed Stock |
| | NASD |
| | NASDAQ |
| | NYSE Composite Index |
| | Preferred Stock |
| | Proxy Statement |
| | Record Date |
| | Registered Bond |
| | Registrar |
| | Rights |
| | Serial Bond |
| | Shareholder of Record |
| | Stock Dividend |
| | Stock Split |
| | Street Name |
| | Transfer |
| | Transfer Agent |
| | Treasury Stock |
| Stock issued by a company but later reacquired. It may be held in the company's treasury indefinitely, reissued to the public, or retired. Treasury stock receives no dividends and has no vote while held by the company. (See Para. 204.33.) | |
| | Voting Right |
| | Warrant |
| | When Issued |
