Listed Company Manual
 
Beneficial Owner
Convertible Security
Depository Trust Company (DTC)
Ex-Dividend
Ex-Rights
Holding Company
Indenture
Listed Stock
NASD
NASDAQ
NYSE Composite Index
Preferred Stock
Proxy Statement
Record Date
Registered Bond
Registrar
Rights
Serial Bond
Shareholder of Record
Stock Dividend
Stock Split
Street Name
Transfer
Transfer Agent
 A transfer agent keeps a record of the name of each registered shareowner, his or her address, the number of shares owned, and sees that certificates presented to its office for transfer are properly cancelled and new certificates issued in the name of the transferee. (See Para. 601.01.)
Treasury Stock
Voting Right
Warrant
When Issued