Listed Company Manual
 
Beneficial Owner
Convertible Security
Depository Trust Company (DTC)
Ex-Dividend
Ex-Rights
Holding Company
Indenture
Listed Stock
NASD
NASDAQ
NYSE Composite Index
Preferred Stock
Proxy Statement
Record Date
Registered Bond
Registrar
Rights
Serial Bond
Shareholder of Record
Stock Dividend
Stock Split
Street Name
 Securities held in the name of a broker or nominee instead of his customer's name are said to be carried in a "street name." This occurs when the securities have been bought on margin or when the customer wishes the security to be held by the broker.
Transfer
Transfer Agent
Treasury Stock
Voting Right
Warrant
When Issued