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 |  | Beneficial Owner |
| | Convertible Security |
| | Depository Trust Company (DTC) |
| | Ex-Dividend |
| | Ex-Rights |
| | Holding Company |
| | Indenture |
| | Listed Stock |
| | NASD |
| | NASDAQ |
| | NYSE Composite Index |
| | Preferred Stock |
| | Proxy Statement |
| | Record Date |
| | Registered Bond |
| A bond which is registered on the books of the issuing company in the name of the owner. It can be transferred only when endorsed by the registered owner. (See Para. 502.05(A).) | |
| | Registrar |
| | Rights |
| | Serial Bond |
| | Shareholder of Record |
| | Stock Dividend |
| | Stock Split |
| | Street Name |
| | Transfer |
| | Transfer Agent |
| | Treasury Stock |
| | Voting Right |
| | Warrant |
| | When Issued |
