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 |  | Beneficial Owner |
| | Convertible Security |
| | Depository Trust Company (DTC) |
| | Ex-Dividend |
| | Ex-Rights |
| | Holding Company |
| | Indenture |
| | Listed Stock |
| | NASD |
| | NASDAQ |
| | NYSE Composite Index |
| | Preferred Stock |
| | Proxy Statement |
| | Record Date |
| The date on which one must be registered as a shareholder on the stock book of a company in order to receive a declared dividend or, among other things, to vote on company affairs. (See Para. 204.21.) | |
| | Registered Bond |
| | Registrar |
| | Rights |
| | Serial Bond |
| | Shareholder of Record |
| | Stock Dividend |
| | Stock Split |
| | Street Name |
| | Transfer |
| | Transfer Agent |
| | Treasury Stock |
| | Voting Right |
| | Warrant |
| | When Issued |
