Listed Company Manual
 
Beneficial Owner
Convertible Security
Depository Trust Company (DTC)
Ex-Dividend
Ex-Rights
Holding Company
Indenture
Listed Stock
NASD
NASDAQ
NYSE Composite Index
Preferred Stock
Proxy Statement
 Information required by the SEC to be given shareholders as a prerequisite to solicitation of proxies from holders of a security subject to the requirements of the Securities Exchange Act of 1934. (See Para. 204.28.)
Record Date
Registered Bond
Registrar
Rights
Serial Bond
Shareholder of Record
Stock Dividend
Stock Split
Street Name
Transfer
Transfer Agent
Treasury Stock
Voting Right
Warrant
When Issued