Listed Company Manual
 
Beneficial Owner
Convertible Security
Depository Trust Company (DTC)
Ex-Dividend
Ex-Rights
Holding Company
Indenture
Listed Stock
NASD
NASDAQ
NYSE Composite Index
Preferred Stock
 A class of stock with a claim on the company's earnings before payment may be made on the common stock and usually entitled to priority over common stock if the company liquidates. Preferred stock is entitled to dividends at a specified rate - when declared by the Board of Directors and before payment of a dividend on the common stock - depending upon the terms of the issue. (See Para. 703.05(B).)
Proxy Statement
Record Date
Registered Bond
Registrar
Rights
Serial Bond
Shareholder of Record
Stock Dividend
Stock Split
Street Name
Transfer
Transfer Agent
Treasury Stock
Voting Right
Warrant
When Issued