Listed Company Manual
 
Beneficial Owner
Convertible Security
Depository Trust Company (DTC)
 A central securities certificate depository (also known as "CEDE" by virtue of its nominee name, CEDE & Co.) through which members effect security deliveries among each other via computerized bookkeeping entries, thereby reducing the physical movement of stock certificates.
Ex-Dividend
Ex-Rights
Holding Company
Indenture
Listed Stock
NASD
NASDAQ
NYSE Composite Index
Preferred Stock
Proxy Statement
Record Date
Registered Bond
Registrar
Rights
Serial Bond
Shareholder of Record
Stock Dividend
Stock Split
Street Name
Transfer
Transfer Agent
Treasury Stock
Voting Right
Warrant
When Issued