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 |  | Beneficial Owner |
| | Convertible Security |
| A bond, debenture or preferred share which may be exchanged by the owner for common stock or another security, usually of the same company, in accordance with the terms of the issue. (See Para. 703.07.) | |
| | Depository Trust Company (DTC) |
| | Ex-Dividend |
| | Ex-Rights |
| | Holding Company |
| | Indenture |
| | Listed Stock |
| | NASD |
| | NASDAQ |
| | NYSE Composite Index |
| | Preferred Stock |
| | Proxy Statement |
| | Record Date |
| | Registered Bond |
| | Registrar |
| | Rights |
| | Serial Bond |
| | Shareholder of Record |
| | Stock Dividend |
| | Stock Split |
| | Street Name |
| | Transfer |
| | Transfer Agent |
| | Treasury Stock |
| | Voting Right |
| | Warrant |
| | When Issued |
