Listed Company Manual
 
Beneficial Owner
 A shareholder whose securities are registered in the name of a broker or nominee. His name is not registered on the books of the issuing company and his securities are said to be carried in a "street name."
Convertible Security
Depository Trust Company (DTC)
Ex-Dividend
Ex-Rights
Holding Company
Indenture
Listed Stock
NASD
NASDAQ
NYSE Composite Index
Preferred Stock
Proxy Statement
Record Date
Registered Bond
Registrar
Rights
Serial Bond
Shareholder of Record
Stock Dividend
Stock Split
Street Name
Transfer
Transfer Agent
Treasury Stock
Voting Right
Warrant
When Issued