NYSE Liffe YEAR TO DATE ISSUES AND STOPS REPORT - METALS BUSINESS DATE: 15May2012 Product: 33.2 oz Gold ------------------------------------------------------------------------------ |O| JAN | FEB | MAR | APR | MAY | Member No. |R| I/ | I/ | I/ | I/ | I/ | Member Name |G| S | S | S | S | S | ------------------------------------------------------------------------------ 277 |C| 14| 27| 0| 38| 0| ABN AMRO Clearing Chicago, LLC | | 0| 15| 0| 50| 0| ------------------------------------------------------------------------------ 278 |H| 0| 0| 0| 0| 0| Morgan Stanley & Co. Inc | | 0| 0| 0| 0| 0| ------------------------------------------------------------------------------ 560 |C| 0| 0| 0| 21| 0| Merrill Lynch, Pierce, Fenner & Smith | | 0| 48| 0| 19| 0| ------------------------------------------------------------------------------ 660 |C| 0| 0| 0| 0| 0| J.P. Morgan Securities LLC. | | 0| 0| 0| 0| 0| ------------------------------------------------------------------------------ 685 |C| 0| 1| 0| 0| 0| R.J. O'Brien & Associates Inc. | | 0| 2| 0| 2| 0| ------------------------------------------------------------------------------ 706 |C| 0| 0| 0| 1| 0| Barclays Capital Inc. | | 0| 0| 0| 1| 0| ------------------------------------------------------------------------------ 718 |C| 0| 0| 0| 0| 0| Newedge USA L.L.C. #2 | | 0| 0| 0| 0| 0| ------------------------------------------------------------------------------ 737 |C| 0| 0| 0| 0| 0| Advantage Futures L.L.C. | | 0| 0| 0| 0| 0| ------------------------------------------------------------------------------ 796 |C| 0| 0| 0| 0| 0| RBC Capital Markets Corp. | | 0| 0| 0| 0| 0| ------------------------------------------------------------------------------ 800 |C| 0| 1| 0| 1| 0| Rosenthal Collins Group L.L.C. | | 0| 1| 0| 1| 0| ------------------------------------------------------------------------------ 800 |H| 0| 4| 0| 0| 0| Rosenthal Collins Group L.L.C. | | 0| 0| 0| 0| 0| ------------------------------------------------------------------------------ 090 |C| 0| 6| 0| 15| 0| Prudential Bache Commodities, L.L.C. | | 0| 3| 0| 40| 0| ------------------------------------------------------------------------------ 090 |H| 0| 0| 0| 4| 0| Prudential Bache Commodities, L.L.C. | | 0| 0| 0| 0| 0| ------------------------------------------------------------------------------ 276 |C| 0| 2| 0| 0| 0| Vision Financial Services | | 0| 2| 0| 0| 0| ------------------------------------------------------------------------------ 276 |H| 0| 0| 0| 0| 0| Vision Financial Services | | 0| 0| 0| 0| 0| ------------------------------------------------------------------------------ 140 |C| 0| 31| 0| 34| 0| Penson Futures | | 14| 1| 0| 1| 0| ------------------------------------------------------------------------------ 140 |H| 0| 1| 0| 0| 0| Penson Futures | | 0| 0| 0| 0| 0| ------------------------------------------------------------------------------ 405 |C| 0| 0| 0| 1| 0| FC Stone | | 0| 0| 0| 1| 0| ------------------------------------------------------------------------------ 160 |C| 0| 0| 0| 0| 0| FCS Division of FC Stone | | 0| 0| 0| 0| 0| ------------------------------------------------------------------------------ 150 |C| 0| 1| 0| 0| 0| Dorman Trading LLC | | 0| 1| 0| 0| 0| ------------------------------------------------------------------------------ 001 |C| 0| 0| 0| 1| 0| ADM Investor Services | | 0| 1| 0| 1| 0| ------------------------------------------------------------------------------ TOTALS | 14| 74| 0| 116| 0| Product: 1000 oz Silver ------------------------------------------------------------------------------ |O| JAN | FEB | MAR | APR | MAY | Member No. |R| I/ | I/ | I/ | I/ | I/ | Member Name |G| S | S | S | S | S | ------------------------------------------------------------------------------ 173 |C| 0| 0| 0| 0| 0| Credit Suisse Securities (USA) L.L.C. | | 0| 0| 0| 0| 0| ------------------------------------------------------------------------------ 277 |C| 0| 2| 18| 1| 12| ABN AMRO Clearing Chicago, LLC | | 7| 2| 178| 17| 69| ------------------------------------------------------------------------------ 371 |C| 0| 0| 1| 0| 1| Citigroup Global Markets Inc. | | 0| 0| 0| 0| 1| ------------------------------------------------------------------------------ 560 |C| 0| 0| 10| 0| 3| Merrill Lynch, Pierce, Fenner & Smith | | 0| 0| 0| 0| 11| ------------------------------------------------------------------------------ 640 |C| 0| 0| 0| 0| 0| UBS Securities L.L.C. | | 0| 0| 0| 0| 0| ------------------------------------------------------------------------------ 660 |C| 0| 0| 0| 0| 0| J.P. Morgan Securities LLC. | | 0| 0| 1| 0| 0| ------------------------------------------------------------------------------ 660 |H| 0| 0| 1| 0| 0| J.P. Morgan Securities LLC. | | 0| 0| 0| 0| 0| ------------------------------------------------------------------------------ 685 |C| 0| 0| 2| 3| 3| R.J. O'Brien & Associates Inc. | | 0| 0| 1| 0| 1| ------------------------------------------------------------------------------ 706 |C| 0| 0| 0| 0| 0| Barclays Capital Inc. | | 0| 0| 0| 0| 0| ------------------------------------------------------------------------------ 800 |C| 0| 0| 1| 0| 3| Rosenthal Collins Group L.L.C. | | 0| 0| 1| 0| 3| ------------------------------------------------------------------------------ 090 |C| 1| 0| 8| 0| 0| Prudential Bache Commodities, L.L.C. | | 0| 0| 1| 0| 20| ------------------------------------------------------------------------------ 090 |H| 0| 0| 0| 13| 0| Prudential Bache Commodities, L.L.C. | | 0| 0| 0| 0| 0| ------------------------------------------------------------------------------ 276 |C| 0| 0| 1| 0| 86| Vision Financial Services | | 0| 0| 1| 0| 1| ------------------------------------------------------------------------------ 140 |C| 1| 2| 148| 0| 0| Penson Futures | | 0| 2| 7| 0| 0| ------------------------------------------------------------------------------ 405 |C| 0| 0| 0| 0| 0| FC Stone | | 0| 0| 0| 0| 0| ------------------------------------------------------------------------------ 160 |C| 0| 0| 0| 0| 0| FCS Division of FC Stone | | 0| 0| 0| 0| 2| ------------------------------------------------------------------------------ 001 |C| 5| 0| 1| 0| 7| ADM Investor Services | | 0| 0| 1| 0| 7| ------------------------------------------------------------------------------ TOTALS | 7| 4| 191| 17| 115| Product: 100 oz Gold ------------------------------------------------------------------------------ |O| JAN | FEB | MAR | APR | MAY | Member No. |R| I/ | I/ | I/ | I/ | I/ | Member Name |G| S | S | S | S | S | ------------------------------------------------------------------------------ 277 |C| 0| 0| 0| 0| 0| ABN AMRO Clearing Chicago, LLC | | 0| 58| 0| 18| 0| ------------------------------------------------------------------------------ 560 |C| 0| 10| 0| 9| 0| Merrill Lynch, Pierce, Fenner & Smith | | 0| 0| 0| 7| 0| ------------------------------------------------------------------------------ 640 |C| 0| 0| 0| 0| 0| UBS Securities L.L.C. | | 0| 11| 0| 10| 0| ------------------------------------------------------------------------------ 660 |C| 0| 191| 0| 0| 0| J.P. Morgan Securities LLC. | | 0| 12| 0| 276| 0| ------------------------------------------------------------------------------ 660 |H| 0| 8| 0| 317| 0| J.P. Morgan Securities LLC. | | 0| 113| 0| 0| 0| ------------------------------------------------------------------------------ 090 |C| 0| 0| 0| 0| 0| Prudential Bache Commodities, L.L.C. | | 0| 5| 0| 4| 0| ------------------------------------------------------------------------------ 140 |C| 0| 0| 0| 0| 0| Penson Futures | | 0| 10| 0| 11| 0| ------------------------------------------------------------------------------ TOTALS | 0| 209| 0| 326| 0| Product: 5000 oz Silver ------------------------------------------------------------------------------ |O| JAN | FEB | MAR | APR | MAY | Member No. |R| I/ | I/ | I/ | I/ | I/ | Member Name |G| S | S | S | S | S | ------------------------------------------------------------------------------ 277 |C| 0| 0| 19| 0| 0| ABN AMRO Clearing Chicago, LLC | | 0| 0| 19| 0| 22| ------------------------------------------------------------------------------ 560 |C| 0| 0| 0| 0| 0| Merrill Lynch, Pierce, Fenner & Smith | | 0| 0| 2| 0| 0| ------------------------------------------------------------------------------ 660 |C| 0| 0| 56| 0| 12| J.P. Morgan Securities LLC. | | 0| 0| 1| 0| 0| ------------------------------------------------------------------------------ 660 |H| 0| 0| 0| 0| 27| J.P. Morgan Securities LLC. | | 0| 0| 25| 0| 0| ------------------------------------------------------------------------------ 276 |C| 0| 0| 0| 0| 0| Vision Financial Services | | 0| 0| 0| 0| 17| ------------------------------------------------------------------------------ 140 |C| 0| 0| 0| 0| 0| Penson Futures | | 0| 0| 28| 0| 0| ------------------------------------------------------------------------------ TOTALS | 0| 0| 75| 0| 39| End of Report - Data was created at 19:10:12 on 15May2012