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A Responsible Person is an individual registered to a NYSE Liffe U.S. Member who has accepted responsibility for trading activity conducted on the NYSE Liffe U.S. Derivatives Market(s) under his Individual Trading Mnemonic(s).
To enable a Member to conduct business on LIFFE CONNECT®, it is necessary for a Member to register at least one Responsible Person (“RP”) on the relevant NYSE Liffe U.S. market(s) of which it is a Member. Thereafter, all business on LIFFE CONNECT® must be submitted under the Individual Trading Mnemonics (“ITMs”)/Keys assigned to that/those RP(s) registered on the specific market(s).
In addition, a registered RP may request additional ITMs/Keys for additional trading activity for the market on which they are registered. Furthermore, a Member’s Connectivity Administrator (“MCA”) may request a View Only Key to assist in observing trading activity/for systems purposes on the relevant Liffe market(s) for which access has been approved.
Please refer to NYSE Liffe U.S. Rulebook – Section 403 - ITMs User IDs.
Application Process
Member Connectivity Administrator (“MCA”)
The application form below requests information from a Member to register one or several MCA contacts who are authorized to conduct the relevant trader key administration.
Responsible Person (RP)
The application form below requests information from a Member to register a RP associated with an ITM/Key. The ITM/Key will be permissioned for those products in respect of which a Member holds the relevant trading subscription on NYSE Liffe U.S.
View Only Keys
The application form below requests information from a Member to receive View Only Keys. It should be noted that view only ITMs/Keys can only view market data and do not have trading rights.
Process
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The relevant form needs to be completed and signed by both the MCA and, with the exception of the View Only Key application form, the prospective/relevant RP/replacement RP.
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The relevant form must be completed on screen prior to printing off for signature and submission.
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The form should then be returned to NYSE Liffe US Market Operations noted on the form or nlmarketservices@nyx.com no later than 12:30 hours (Eastern time) on the business day before the day on which the Member wishes the RP to have access to trade and/or wishes the additional ITMs/Keys and/or the View Only Key(s) to be activated.
If a member has any queries concerning the application process, the member should contact NYSE Liffe US Market Operations on 1-866-592-2693 or email nlmarketservices@nyx.com
NYSE Liffe U.S. Trading Forms:
Member Connectivity Administrator (MCA) Form
Responsible Person Form
User ID Registration Form
View Only Keys Form
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