| IC Number |
Title |
Date |
| IC#12-0001 |
Semi Annual Review: Position & Exercise Limits on Index Options |
02/02/2012 |
| IC#11-0009 |
Semi Annual Review: Position & Exercise Limits on Index Options |
08/03/2011 |
| IC#11-0008 |
Voluntary Delisting - NYSE Arca Mini-Oil Index (BJZ) |
07/15/2011 |
| IC#11-0007 |
Voluntary Delisting - SPDR Barclays Capital Municipal Bond Fund ETF (TFI) |
07/05/2011 |
| IC#11-0006 |
Voluntary Delisting - NYSE Arca Natural Gas Index (XNG) |
05/23/2011 |
| IC#11-0005 |
Closing Only Series Restriction - IWM |
02/23/2011 |
| IC#11-0004 |
Closing Only Restriction - MT1 |
02/16/2011 |
| IC#11-0003 |
Semi Annual Review: Position & Exercise Limits on Index Options |
02/03/2011 |
| IC#11-0002 |
Closing Only Restriction - MBB |
02/03/2011 |
| IC#11-0001 |
Revised Position Limit - BZJ |
01/14/2011 |
| IC#10-0006 |
Closing Only Restriction - CHII |
11/29/2010 |
| IC#10-0005 |
Closing Only Restriction - CHA |
10/26/2010 |
| IC#10-0004 |
Semi Annual Review: Position & Exercise Limits on Index Options |
08/02/2010 |
| IC#10-0003 |
Voluntary Delisting - Wind Down (CHIX) |
04/15/2010 |
| IC#10-0002 |
Semi Annual Review: Position & Exercise Limits on Index Options |
02/03/2010 |
| IC#10-0001 |
E-Specialist Options Allocation |
01/29/2010 |
| IC#09-0061 |
Voluntary Delisting - Wind Down (XOI) |
11/18/2009 |
| IC#09-0060 |
Voluntary Delisting - Wind Down (CITGQ) |
11/02/2009 |
| IC#09-0059 |
Voluntary Delisting - Wind Down (DGW) |
10/30/2009 |
| IC#09-0058 |
Voluntary Delisting - Wind Down (BTK, XBD, DRG) |
09/28/2009 |
| IC#09-0057 |
Voluntary Delisting - Wind Down (CORS) |
09/23/2009 |
| IC#09-0056 |
Semi Annual Review: Position & Exercise Limits on Index Options |
09/22/2009 |
| IC#09-0055 |
Voluntary Delisting - Wind Down (CMR, JPN) |
09/21/2009 |
| IC#09-0054 |
Voluntary Delisting - Wind Down (multiple issues) |
09/11/2009 |
| IC#09-0053 |
Voluntary Delisting - Wind Down (BDH, BIK, VPL) |
09/09/2009 |
| IC#09-0052 |
Voluntary Delisting - Wind Down (IPCR, SIGI, VHT, VIS) |
08/24/2009 |
| IC#09-0051 |
Voluntary Delisting - Wind Down (PWY, PTF, PJB) |
08/21/2009 |
| IC#09-0050 |
Series Adjustment - IPC Holdings Ltd (IPCR) |
08/14/2009 |
| IC#09-0048 |
Voluntary Delisting - Wind Down (PWV, PXE, PXN) |
06/22/2009 |
| IC#09-0047 |
Voluntary Delisting - Wind Down (RWX, RWR, IJJ, IJK, HUI, NBI) |
05/20/2009 |
| IC#09-0046 |
Voluntary Delisting - Wind Down (PEZ, PFM, PRN) |
05/15/2009 |
| IC#09-0045 |
Voluntary Delisting - Wind Down (PHJ) |
05/04/2009 |
| IC#09-0044 |
Delisting Notification - Sirius XM Radio XM (SIRI/QXO) |
03/24/2009 |
| IC#09-0042 |
New Option Listing - CenturyTel, Inc. (CTL) |
03/13/2009 |
| IC#09-0041 |
Delisting Notification - WIND DOWN - MVV, MYY, GXC |
03/11/2009 |
| IC#09-0040 |
Delisting Notification - PALM Inc. (2010 Adjusted Leaps) (PALM/CXY) |
03/10/2009 |
| IC#09-0039 |
Delisting Notification - Verizon Communication Inc (VZ/WLR) |
03/10/2009 |
| IC#09-0038 |
Delisting Notification - Petroquest Energy, Inc. (PQ) |
03/09/2009 |
| IC#09-0037 |
Delisting Notification - Utilities Holders 2010 Leaps (UTH/KRS) |
03/02/2009 |
| IC#09-0036 |
Delisting Notification - Multiple Adjusted Symbols |
02/27/2009 |
| IC#09-0035 |
Delisting Notification - Firstfed Financial Corp. (FED) |
02/26/2009 |
| IC#09-0034 |
Change in Market Opening Time - Eurotop 100 Open/Euro Index (EUR) |
02/26/2009 |
| IC#09-0033 |
Delisting Notification - United States 12 Month Oil Fund LP (USL) |
02/25/2009 |
| IC#09-0032 |
Delisting Notification - WIND DOWN - GreenHaven Continuous Commodity Index Fund (GCC) |
02/24/2009 |
| IC#09-0031 |
New Option Listing - DV, STRA |
02/20/2009 |
| IC#09-0030 |
Delisting Notification - MULTIPLE |
02/20/2009 |
| IC#09-0029 |
Delisting Notification - Watson Wyatt & Company Holding |
02/13/2009 |
| IC#09-0028 |
Semi Annual Review: Position & Exercise Limits on Index Options |
02/13/2009 |
| IC#09-0027 |
Delisting Notification - Hercules, Inc. (HUD/KHV) |
02/11/2009 |
| IC#09-0026 |
Delisting Notification - Hercules, Inc. (HUD) |
02/11/2009 |
| IC#09-0025 |
Delisting Notification - ProShares Short S&P 500 (SH) |
02/11/2009 |
| IC#09-0024 |
Delisting Notification - FROs |
02/11/2009 |
| IC#09-0023 |
Delisting Notification - Argo Group International Holdings (AGII/KVE) |
02/10/2009 |
| IC#09-0022 |
Delisting Notification - Openwave Systems (OPWV/LKO/LOY) |
02/05/2009 |
| IC#09-0021 |
Delisting Notification - Smurfit-Stone Container Corporation (SSCC/JJQ) |
02/04/2009 |
| IC#09-0020 |
Delisting Notification - Edge Petroleum Corporation (EPEX/EBQ) |
02/03/2009 |
| IC#09-0019 |
Delisting Notification - WIND DOWN - Mini Natural Gas Index (MNG) |
02/02/2009 |
| IC#09-0018 |
Delisting Notification - Multiple |
01/27/2009 |
| IC#09-0017 |
Superconductor Technologies (SCON/LVD) |
01/23/2009 |
| IC#09-0016 |
Delisting Notification - WIND DOWN - ACMR, TGB |
01/22/2009 |
| IC#09-0015 |
Delisting Notification - Multiple |
01/22/2009 |
| IC#09-0014 |
Delisting of Options - SulphCo, Inc. (SUF/YLG), Gushan Environmental Energy |
01/21/2009 |
| IC#09-0013 |
TRADING HALT - BDH - BROADBAND HOLDRS TRUST |
01/21/2009 |
| IC#09-0012 |
New LEAPS Listing - St. Joe Company (JOE) - 2011 LEAPS Symbol |
01/20/2009 |
| IC#09-0011 |
Delisting Notification - Zumiez, Inc. (ZUMZ/QUY) |
01/16/2009 |
| IC#09-0010 |
Delisting Notification - ArthroCare Corporation (ARTC/ARU) |
01/16/2009 |
| IC#09-0009 |
Delisting Notification - Pacific Sunwear of California, Inc. (PSUN/PVQ) |
01/16/2009 |
| IC#09-0008 |
Delisting Notification - Nortel Networks Corp. (NT) |
01/14/2009 |
| IC#09-0007 |
Delisting Notification - WIND DOWN - Multiple |
01/14/2009 |
| IC#09-0006 |
Delisting Notification - United States Gasoline Fund LP (UGA) |
01/14/2009 |
| IC#09-0005 |
Change in Market Closing Time - Materials Select Sector SPDR Trust (XLB) |
01/08/2009 |
| IC#09-0004 |
Delisting Notification - NXTM, PLXS |
01/07/2009 |
| IC#09-0003 |
Delisting Notification - OVEN, UST |
01/06/2009 |
| IC#09-0002 |
Delisting Notification - Wind Down - JSC |
01/05/2009 |
| IC#09-0001 |
Delisting Notification - R.H. Donnelley Corp. (RHDC/RHD) |
01/02/2009 |
