2009 Chief Regulatory Officers’ Conference|
Hosted by NYSE Regulation and FINRA (by invitation only)
October 14 and 15, 2009
New York Stock Exchange
11 Wall Street
New York, NY
The 5th Annual Chief Regulatory Officers’ Conference at the New York Stock Exchange affords an opportunity for market regulators from around the world to come together to share their experiences and exchange ideas regarding the challenges of today and tomorrow, and how best to confront them. Participants include not only those involved in market supervision, but also financial intermediaries and their advisors, policymakers and thought leaders, all of whom benefit from a vibrant dialogue and exchange of ideas. Fragmentation, dark pools, direct market access, algorithmic trading, co-location – these are the kind of structural issues that are currently front and center, and will provide grist for a fruitful interchange among conference participants.